Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ameriprise Financial, Inc. (NYSE: AMP) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Ameriprise submits annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with proxy statements and other required documents.
Recent Form 8-K filings illustrate how Ameriprise uses current reports to communicate material events. For example, the company has filed 8-Ks to furnish quarterly financial results and to disclose the appointment of a new director to its board and Audit and Risk Committee. These filings provide structured details on segment performance, assets under management and advisement, capital return, and governance developments.
Through its filings, Ameriprise also discloses information about its corporate structure and listing status. The company is incorporated in Delaware, and its common stock, with a par value of $0.01 per share, trades on the New York Stock Exchange under the symbol AMP. Filings identify Ameriprise Financial Services, LLC as a registered investment adviser and a member of FINRA and SIPC, and they include standard risk and regulatory disclosures related to investment products.
On this page, users can review Ameriprise’s 10-K and 10-Q reports to see consolidated financial statements, segment data for Advice & Wealth Management, Asset Management and Retirement & Protection Solutions, and discussions of risk factors and capital management. Form 4 and related ownership filings, when available, offer visibility into insider transactions by directors and officers.
Stock Titan enhances access to these documents with AI-powered summaries that explain key points from lengthy filings, highlight important changes and help readers interpret complex tables and footnotes. Real-time updates from EDGAR ensure that new Ameriprise filings, including earnings 8-Ks and governance updates, are added promptly so investors and researchers can review the latest regulatory information on AMP in one place.
Ameriprise Financial has a notice under Rule 144 for a planned sale of 5,000 shares of its common stock. The shares are to be sold through American Enterprise Investment Services, Inc. on the NYSE at an aggregate market value of 2,660,400.
The 5,000 shares were acquired on 02/10/2025 through the vesting of compensatory equity awards, with payment described as compensatory equity awards on that same date. The approximate date of sale listed is 02/10/2026, and 92,905,713 shares of common stock were outstanding.
Ameriprise Financial senior vice president and controller Dawn M. Brockman reported an award of 8.6557 units of phantom stock on February 6, 2026. The filing shows a reference price of $542.99 per unit and a resulting balance of 299.5246 phantom stock units held directly.
Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. These phantom shares are payable in Ameriprise common stock after employment ends or in a specified future year under The Ameriprise Financial Deferred Compensation Plan.
Ameriprise Financial, Inc. common stock is the subject of a planned sale under Rule 144. A shareholder has filed to sell 4,658 shares through American Enterprise Investment Services on the NYSE, with an aggregate market value of $2,528,746.13 and an approximate sale date of February 9, 2026.
The filing notes that 1,315 shares were acquired on February 9, 2025 through vesting of compensatory equity awards, and 3,343 shares were acquired on February 9, 2026 via non-qualified stock options, using a net exercise method. The issuer had 92,905,713 shares outstanding when this notice was prepared.
Ameriprise Financial executive Walter S. Berman, Executive VP and CFO, reported a stock sale. On February 5, 2026, he sold 7,000 shares of Ameriprise Financial common stock at a weighted average price of $544.2159 per share, in multiple trades with prices ranging from $543.98 to $544.645.
After the sale, he beneficially owned 5,609 shares of Ameriprise common stock directly. He also had an estimated 363.83 shares credited to his account through the Ameriprise Financial Stock Fund in the company’s 401(k) plan as of February 5, 2026, which uses unit accounting.
Ameriprise Financial’s chairman and CEO, James M. Cracchiolo, reported a series of open-market sales of Ameriprise common stock on February 4, 2026. The transactions covered multiple blocks of shares, including 7,136 shares at a weighted average price of $540.1052 and 15,696 shares at $548.6051, with several additional sales between those price levels.
After these sales, Cracchiolo directly held 107,633 shares of Ameriprise common stock. The filing also notes an estimated 1,724.844 shares held indirectly through his account in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of February 4, 2026.
Wix.com Ltd. received an updated beneficial ownership report from Ameriprise-related entities. As of January 31, 2026, Ameriprise Financial, Inc. is deemed to beneficially own 6,019,660 shares of Wix common stock, or 10.8% of the class.
Columbia Management Investment Advisers, LLC reports beneficial ownership of 5,869,661 shares, or 10.5%, largely through accounts it manages, including the Columbia Seligman Technology and Information Fund, which directly holds 3,720,492 shares, or 6.7% of Wix’s common stock.
The firms state the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of Wix. Ameriprise and Columbia Management each disclaim beneficial ownership except to the extent of their pecuniary interest.
Ameriprise Financial director Liane J. Pelletier received a pro rata annual equity grant in the form of 182.3555 phantom stock (annual) units on February 3, 2026, valued at $530.05 per unit.
Each phantom stock unit represents the right to receive one share of Ameriprise common stock. The units will be settled in Ameriprise common shares on a one-for-one basis in a lump sum after the quarter following the end of her service as a non-employee director.
Ameriprise Financial director Christopher J. Williams reported a routine compensation-related award of derivative securities. On 02/03/2026, he acquired 38.9114 shares of Phantom Stock (Retainer Deferral) at $530.05 per unit, bringing his total to 3,818.6956 phantom stock units held directly.
Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock, with distributions made according to participant elections under the Ameriprise Financial Deferred Share Plan for Outside Directors.
Ameriprise Financial EVP and General Counsel Heather J. Melloh reported two transactions in Ameriprise Financial common stock. On January 27, 2026, she acquired 999 shares at $0 per share in a transaction coded "A". The same day, she disposed of 306 shares in a transaction coded "F" at $498.33 per share. After these moves, she directly owned 3,684 shares of Ameriprise Financial common stock.
An Ameriprise Financial insider filed a Rule 144 notice to sell 7,000 shares of Ameriprise common stock through American Enterprise Investment Services on the NYSE, with an aggregate market value of 3,809,511.
The shares were acquired on 02/05/2025 via vesting of compensatory equity awards from Ameriprise Financial, Inc. The notice lists 92,905,713 common shares outstanding and targets an approximate sale date of 02/05/2026. The filer represents they are not aware of undisclosed material adverse information about Ameriprise’s current or prospective operations.