Welcome to our dedicated page for AMERIPRISE FINANCIAL SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ameriprise Financial, Inc. filings document financial results, governance, executive and board matters, and shareholder voting for a Delaware financial services company with NYSE-listed common stock. Form 8-K disclosures include quarterly earnings releases, dividend actions, annual meeting results, director appointments, officer transitions and other material corporate events.
The company’s proxy materials cover director elections, board committee matters, executive compensation, equity awards, shareholder voting mechanics and related governance disclosures. Together, the filings describe Ameriprise’s public-company reporting around advice and wealth management, asset management, retirement and protection services, capital returns and oversight practices.
Ameriprise Financial executive William Jerryl Williams, President, Wealth Management Advisor Group, exercised 14,582 employee stock options on July 27–28, 2026, acquiring the same number of common shares at exercise prices of $165.41 and $126.89 per share.
He then disposed of common stock, including 16,104 shares sold in open‑market transactions and 8,971 shares delivered or withheld to pay option exercise price or related tax liabilities.
Ameriprise Financial’s affiliate has filed a notice covering potential sales of Common Stock in connection with employee compensation programs. The securities relate to vesting of compensatory equity awards dated 07/28/2025 and employee stock options dated 07/28/2026, including a non-qualified stock option net exercise. American Enterprise Investment Services, Inc. is listed as the broker, with trading on the NYSE.
Ameriprise Financial, Inc. reports a planned sale of 18,020 shares of its common stock on or about July 28, 2026, in connection with employee stock options exercised on a non-qualified stock options net exercise basis. The filing lists an aggregate market value of 9,828,561.54 for the securities and 89,897,084 shares of common stock outstanding, with sales expected through American Enterprise Investment Services, Inc. on the NYSE.
Ameriprise Financial, Inc. is the issuer of common stock that a related filer, American Enterprise Investment Services, Inc., has noticed for potential sale under a regulatory resale process. The stock is listed on the NYSE.
The planned resale involves common shares obtained through an employee stock option program, specifically Non-Qualified Stock Options using a net exercise method, with an indicated transaction date of July 28, 2026. No share amount or dollar value is specified.
Ameriprise Financial, Inc. has a planned sale of up to 7,894 shares of its common stock through American Enterprise Investment Services, Inc., with an anticipated sale date of July 27, 2026 on the NYSE. The filing lists an aggregate market value of approximately $4,239,682.86 for these shares and indicates 89,897,084 shares of common stock outstanding.
The shares relate to equity compensation activity, including 6,391 shares from the July 27, 2025 vesting of compensatory equity awards and 1,503 shares tied to non-qualified stock options via a net exercise dated July 27, 2026.
BlackRock, Inc. filed Amendment No. 16 to a Schedule 13G/A reporting its ownership in Ameriprise Financial Inc. common stock. BlackRock reports beneficial ownership of 7,395,693 shares of Ameriprise common stock, representing 8.2% of the outstanding class as of June 30, 2026.
BlackRock has sole voting power over 6,774,061 shares and sole dispositive power over all 7,395,693 shares, with no shared voting or dispositive power. The filing notes that various underlying persons have rights to dividends and sale proceeds for these securities, but no single person has an interest in more than five percent of Ameriprise’s total outstanding common shares.
Ameriprise Financial reported strong second quarter 2026 results, with adjusted operating earnings per diluted share of $11.07, up 22% from $9.11 a year earlier. GAAP diluted EPS was $11.98 versus $10.73, as GAAP net income rose to $1,113 million and adjusted operating earnings to $1,028 million.
Return on equity excluding AOCI reached 55.0% on an adjusted operating basis and 53.0% on a GAAP basis. Adjusted operating net revenues increased 13% to $4.9 billion, driven primarily by asset growth and strong client engagement, while the pretax adjusted operating margin was 27.2%.
Total assets under management, administration and advisement grew 14% to a record $1.8 trillion, including $1.2 trillion of Advice & Wealth Management client assets and $759 billion of Asset Management assets under management and advisement. Advice & Wealth Management pretax adjusted operating earnings rose 16% to $939 million, and Asset Management pretax adjusted operating earnings increased 23% to $274 million with a 42.7% net pretax adjusted operating margin. The company returned $932 million, or 91% of operating earnings, to shareholders via dividends and share repurchases, reducing common shares outstanding to 88.4 million.
Ameriprise Financial Inc. filed Amendment No. 2 to a Form 13F as a 13F COMBINATION REPORT, indicating that some holdings are reported in this filing and others by additional managers. The report covers 2 information table entries with an aggregate reported value of $2,472,465, and includes 1 other included manager, Columbia Management Investment Advisers, LLC.
Ameriprise Financial Inc. filed an amended Form 13F combination report, restating its institutional investment holdings disclosure. The report aggregates positions managed directly and through other managers and lists 11,197 reportable holdings with a total Form 13F value of 431,782,006,035. The filing identifies 12 other included managers, such as Columbia Management Investment Advisers, Ameriprise Trust Co, and several Threadneedle and RiverSource entities.
Ameriprise Financial executive Dawn M. Brockman, SVP and Controller, reported compensation-related equity movements on July 9, 2026. She exercised a derivative award linked to 26.0401 phantom stock units into common stock, while 9.0401 Ameriprise shares were withheld to satisfy tax obligations. She also reported indirect holdings in the Ameriprise Stock Fund within the company 401(k) plan and updated her remaining phantom stock balance, which will be settled in common shares after employment ends or in a specified future year.