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Ameriprise Financial, Inc. filings document financial results, governance, executive and board matters, and shareholder voting for a Delaware financial services company with NYSE-listed common stock. Form 8-K disclosures include quarterly earnings releases, dividend actions, annual meeting results, director appointments, officer transitions and other material corporate events.
The company’s proxy materials cover director elections, board committee matters, executive compensation, equity awards, shareholder voting mechanics and related governance disclosures. Together, the filings describe Ameriprise’s public-company reporting around advice and wealth management, asset management, retirement and protection services, capital returns and oversight practices.
Sharpe Robert Francis JR reported acquisition or exercise transactions in this Form 4 filing.
AMERIPRISE FINANCIAL INC director Robert Francis Sharpe Jr. received a grant of 441.7518 shares of Phantom Stock (Annual) on April 29, 2026. Each phantom share represents the right to receive one share of Ameriprise common stock. Following this award, he holds a total of 40,092.3106 phantom stock units.
These deferred share units will be settled in Ameriprise common stock in a lump sum after he ceases to be a non-employee director, at the end of the quarter following his termination from the Board.
DiGeso Amy reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Amy DiGeso received a new phantom stock award as part of her board compensation. On this date, she was granted 441.7518 phantom stock units, each representing the right to receive one share of Ameriprise common stock. After this grant, she directly holds 13,122.6137 phantom stock units, which will be settled in Ameriprise common shares in a lump sum after her service as a non-employee director ends, following the quarter of her board departure.
PELLETIER LIANE J reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Liane J. Pelletier received a grant of 441.7518 phantom stock units. Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. Following this award, she holds a total of 624.7279 phantom stock units.
These deferred share units will be settled in Ameriprise Financial common stock on a one-for-one basis in a lump sum after she ceases to be a non-employee director, at the end of the quarter following her termination of service on the Board of Directors.
Shea Brian T reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Brian T. Shea received a grant of 441.7518 phantom stock units tied to Ameriprise common stock. Each phantom share represents the right to receive one share of Ameriprise common stock. After this award, Shea holds 5,863.1739 phantom stock units. These deferred units will be settled in Ameriprise common shares in a lump sum after he ceases to serve as a non-employee director, at the end of the quarter following his Board service termination.
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
AMERIPRISE FINANCIAL INC director Christopher J. Williams received an annual grant of 441.7518 phantom stock units tied to common shares. Each phantom share represents the right to receive one share of Ameriprise common stock. Following this grant, he holds 9,707.6232 phantom stock units.
The phantom stock will be settled in Ameriprise common stock in a lump sum after he ceases to be a non-employee director, at the end of the quarter following his departure from the Board.
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Christopher J. Williams received a grant of 43.389 shares of phantom stock as retainer deferral. Each phantom share represents the right to receive one share of Ameriprise common stock.
After this award, Williams holds a total of 3,875.0808 phantom stock units.
Ameriprise Financial, Inc. held its 2026 annual shareholders meeting on April 29, 2026. Holders of 78,335,494 common shares, representing approximately 86.4% of the 90,689,669 shares entitled to vote as of March 2, 2026, were present in person or by proxy.
Shareholders elected eight director nominees to one-year terms expiring at the 2027 annual meeting, with each receiving substantially more votes "for" than "against," alongside limited abstentions and broker non-votes. They also ratified the Audit and Risk Committee’s appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2026, with 75,820,390 votes in favor.
In addition, shareholders approved, on a nonbinding advisory basis, the compensation of the company’s named executive officers, with 65,673,362 votes "for," 6,847,326 votes "against," 313,846 abstentions, and 5,500,960 broker non-votes. The filing also notes an Inline XBRL formatted cover page as Exhibit 104.
Ameriprise Financial Inc: Vanguard Capital Management reported beneficial ownership of 6,841,348 shares of common stock, representing 7.54% of the class as of 03/31/2026. The filer discloses sole voting power over 909,297 shares and sole dispositive power over 6,841,348 shares. The filing is signed by Ashley Grim on 04/29/2026 and states the holdings include securities managed for Vanguard funds and client accounts.
Vanguard Portfolio Management reports beneficial ownership of 5,276,992 shares of Ameriprise Financial Inc Common Stock, representing 5.81% of the class. The filing states Vanguard has sole dispositive power over 5,276,992 shares and sole voting power for 22,795 shares. The disclosure covers holdings managed by Vanguard Portfolio Management LLC and certain affiliated management divisions.
Ameriprise Financial reported a strong first quarter of 2026, with adjusted operating earnings per diluted share rising 19% to a record $11.26 and GAAP EPS of $9.68 versus $5.83 a year ago. Net income increased 57% to $915 million, helped by less severe market impacts on derivatives and market risk benefits than the prior year.
Total adjusted operating net revenues grew 11% to $4.8 billion, and assets under management, administration and advisement reached $1.7 trillion, up 12%. Pretax adjusted operating margin improved to 27.9%, while adjusted operating return on equity excluding AOCI was a high 54.3%. The company returned $936 million, or 88% of operating earnings, to shareholders and raised its quarterly dividend by 6%.
Advice & Wealth Management delivered pretax adjusted operating earnings of $951 million, up 20% with a 30.0% margin, though client net flows slowed to $4.2 billion. Asset Management pretax adjusted operating earnings increased 13% to $273 million with a 43.8% net pretax adjusted operating margin and improved but still negative net flows of $5.9 billion. Retirement & Protection Solutions pretax adjusted operating earnings declined 12% to $190 million despite 10% sales growth to $1.3 billion. The operating effective tax rate was 20.2%, with a full-year 2026 expectation of 20%–22%.
Ameriprise Financial reported a strong first quarter of 2026, with adjusted operating earnings per diluted share rising 19% to a record $11.26 and GAAP EPS of $9.68 versus $5.83 a year ago. Net income increased 57% to $915 million, helped by less severe market impacts on derivatives and market risk benefits than the prior year.
Total adjusted operating net revenues grew 11% to $4.8 billion, and assets under management, administration and advisement reached $1.7 trillion, up 12%. Pretax adjusted operating margin improved to 27.9%, while adjusted operating return on equity excluding AOCI was a high 54.3%. The company returned $936 million, or 88% of operating earnings, to shareholders and raised its quarterly dividend by 6%.
Advice & Wealth Management delivered pretax adjusted operating earnings of $951 million, up 20% with a 30.0% margin, though client net flows slowed to $4.2 billion. Asset Management pretax adjusted operating earnings increased 13% to $273 million with a 43.8% net pretax adjusted operating margin and improved but still negative net flows of $5.9 billion. Retirement & Protection Solutions pretax adjusted operating earnings declined 12% to $190 million despite 10% sales growth to $1.3 billion. The operating effective tax rate was 20.2%, with a full-year 2026 expectation of 20%–22%.