Ameriprise director granted phantom stock units

DiGeso Amy reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

DiGeso Amy reported acquisition or exercise transactions in this Form 4 filing.

Ameriprise Financial director Amy DiGeso received a new phantom stock award as part of her board compensation. On this date, she was granted 441.7518 phantom stock units, each representing the right to receive one share of Ameriprise common stock. After this grant, she directly holds 13,122.6137 phantom stock units, which will be settled in Ameriprise common shares in a lump sum after her service as a non-employee director ends, following the quarter of her board departure.

Insider Trade Summary

Grant/Award: 441.7518 shares

Grant/Award 1 txn

Insider DiGeso Amy

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Phantom Stock (Annual)	441.7518	$0.00	$0.00

Holdings After Transaction: Phantom Stock (Annual) — 13,122.6137 contracts (Direct)

Footnotes (2)

1. F1. Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
2. F2. Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Key Figures

Phantom stock grant: 441.7518 units Post-grant phantom holdings: 13,122.6137 units Conversion ratio: 1 unit : 1 share +2 more

5 metrics

Phantom stock grant 441.7518 units Grant of phantom stock (annual) on April 29, 2026

Post-grant phantom holdings 13,122.6137 units Total phantom stock units held after the transaction

Conversion ratio 1 unit : 1 share Each phantom stock unit equals one Ameriprise common share

Grant price $0.0000 per unit Stated transaction and exercise price for phantom stock grant

Underlying common stock 441.7518 shares Common shares underlying this phantom stock grant

Key Terms

Phantom Stock, deferred share units, non-employee director, lump sum

4 terms

Phantom Stock financial

"Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock."

A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.

deferred share units financial

"the reporting director will receive common stock ... in settlement of the reporting director's deferred share units"

Deferred share units are promises that give an executive or director the right to receive company shares or their cash value at a future date, often when they retire or leave the company. Think of them as a paycheck held in a savings account that converts into stock later; they matter to investors because they tie pay to long-term performance, create potential future dilution of shares, and represent a delayed cash or share obligation the company must eventually fulfill.

non-employee director financial

"Upon ceasing to be a non-employee director of Ameriprise Financial, Inc."

lump sum financial

"in a lump sum at the end of the quarter immediately following"

A lump sum is a single, one-time payment of the full amount owed instead of spreading the same money over multiple smaller payments. For investors, receiving or paying a lump sum affects cash flow, reinvestment opportunities and tax timing—like getting a full paycheck at once rather than regular paychecks—so it changes liquidity, risk exposure and the timing of returns.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Ameriprise Financial (AMP) report for Amy DiGeso?

Ameriprise Financial reported that director Amy DiGeso received a grant of 441.7518 phantom stock units. These units are a form of deferred equity compensation linked one-for-one to Ameriprise common stock rather than an open-market purchase or sale of shares.

How many Ameriprise (AMP) phantom stock units does Amy DiGeso hold after this Form 4?

After this grant, Amy DiGeso holds 13,122.6137 phantom stock units tied to Ameriprise common stock. This total reflects her accumulated deferred equity awards as a non-employee director, not cash or currently deliverable shares of common stock.

What does phantom stock mean for Ameriprise (AMP) director compensation?

Each Ameriprise phantom stock unit represents the right to receive one share of Ameriprise common stock. For director Amy DiGeso, these units function as deferred share-based compensation, settling in actual common shares after her service on the Board of Directors ends.

When will Amy DiGeso’s Ameriprise (AMP) phantom stock units be settled?

Her phantom stock units will be settled when she ceases to be a non-employee Ameriprise director. The common stock is delivered in a lump sum at the end of the quarter immediately following the quarter in which her board service terminates.

Is the Ameriprise (AMP) Form 4 for Amy DiGeso a market purchase or sale?

The Form 4 shows a grant of phantom stock units, not a market trade. The 441.7518 units were awarded as compensation at a stated price of $0.0000 per unit, representing deferred equity rather than an open-market buy or sell transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/01/2026 - 06:13 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DiGeso Amy

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MINNESOTA 55474

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock (Annual)	(1)	04/29/2026		A		441.7518		(2)	(2)	Common Stock	441.7518	$0	13,122.6137	D

Explanation of Responses:

1. Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

2. Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

	/s/ Wendy B. Mahling for Amy DiGeso	05/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)