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Ameriprise (AMP) director Glynis Bryan receives 441 phantom stock deferred units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BRYAN GLYNIS reported acquisition or exercise transactions in this Form 4 filing.

Ameriprise Financial director Glynis Bryan reported a new grant of deferred compensation tied to company stock. She received 441.7518 phantom stock units at a stated price of $0.0000 per unit, increasing her phantom stock balance to 960.6152 units.

Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. When she ceases to be a non-employee director, these deferred share units will be settled in common stock on a one-for-one basis, paid in a lump sum after the end of the quarter following her board service termination.

Positive

  • None.

Negative

  • None.
Insider BRYAN GLYNIS
Role null
Type Security Shares Price Value
Grant/Award Phantom Stock (Annual) 441.752 $0.00 --
Holdings After Transaction: Phantom Stock (Annual) — 960.615 shares (Direct, null)
Footnotes (1)
  1. Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
Phantom stock granted 441.7518 units Annual phantom stock grant on 2026-04-29
Phantom stock holdings after grant 960.6152 units Total phantom stock units following transaction
Grant price per unit $0.0000 per unit Stated transaction price for phantom stock grant
Underlying common shares 441.7518 shares Common stock linked one-for-one to new phantom units
Phantom Stock (Annual) financial
"security_title: "Phantom Stock (Annual)""
deferred share units financial
"settlement of the reporting director's deferred share units on a one-for-one basis"
Deferred share units are promises that give an executive or director the right to receive company shares or their cash value at a future date, often when they retire or leave the company. Think of them as a paycheck held in a savings account that converts into stock later; they matter to investors because they tie pay to long-term performance, create potential future dilution of shares, and represent a delayed cash or share obligation the company must eventually fulfill.
non-employee director financial
"Upon ceasing to be a non-employee director of Ameriprise Financial, Inc."
lump sum financial
"in a lump sum at the end of the quarter immediately following"
A lump sum is a single, one-time payment of the full amount owed instead of spreading the same money over multiple smaller payments. For investors, receiving or paying a lump sum affects cash flow, reinvestment opportunities and tax timing—like getting a full paycheck at once rather than regular paychecks—so it changes liquidity, risk exposure and the timing of returns.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BRYAN GLYNIS
(Last)(First)(Middle)
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
(Street)
MINNEAPOLIS MINNESOTA 55474
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock (Annual)(1)04/29/2026A441.7518 (2) (2)Common Stock441.7518$0960.6152D
Explanation of Responses:
1. Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
2. Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
/s/ Wendy B. Mahling for Glynis Bryan05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Glynis Bryan report in this Ameriprise Financial (AMP) Form 4?

Glynis Bryan reported receiving 441.7518 phantom stock units as deferred compensation. These units are tied to Ameriprise Financial common stock and brought her total phantom stock holdings to 960.6152 units after the transaction, according to the filing’s share balance data.

What is the nature of the phantom stock granted to Ameriprise (AMP) director Glynis Bryan?

The phantom stock is an annual grant of deferred share units for a non-employee director. Each unit represents the right to receive one share of Ameriprise Financial common stock, rather than being a cash-based award, aligning director compensation with shareholder interests over time.

How and when will Glynis Bryan’s Ameriprise (AMP) phantom stock units be settled?

The phantom stock units will be settled when she ceases to be a non-employee director. At that time, she will receive Ameriprise Financial common stock on a one-for-one basis, paid in a single lump sum after the quarter following the end of her board service.

Did the Ameriprise (AMP) Form 4 show an open-market stock purchase or sale by Glynis Bryan?

No open-market purchase or sale was reported. The filing shows a grant coded as an acquisition of 441.7518 phantom stock units, representing deferred equity-based director compensation rather than a discretionary buy or sell in the public market.

How many phantom stock units does Glynis Bryan hold in Ameriprise (AMP) after this grant?

After the reported grant, her phantom stock holdings total 960.6152 units. Each unit corresponds to one future share of Ameriprise Financial common stock, to be delivered after she leaves the board under the settlement terms described in the filing footnotes.