Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ameriprise Financial, Inc. filings document financial results, governance, executive and board matters, and shareholder voting for a Delaware financial services company with NYSE-listed common stock. Form 8-K disclosures include quarterly earnings releases, dividend actions, annual meeting results, director appointments, officer transitions and other material corporate events.
The company’s proxy materials cover director elections, board committee matters, executive compensation, equity awards, shareholder voting mechanics and related governance disclosures. Together, the filings describe Ameriprise’s public-company reporting around advice and wealth management, asset management, retirement and protection services, capital returns and oversight practices.
Vanguard Portfolio Management reports beneficial ownership of 5,276,992 shares of Ameriprise Financial Inc Common Stock, representing 5.81% of the class. The filing states Vanguard has sole dispositive power over 5,276,992 shares and sole voting power for 22,795 shares. The disclosure covers holdings managed by Vanguard Portfolio Management LLC and certain affiliated management divisions.
Ameriprise Financial reported a strong first quarter of 2026, with adjusted operating earnings per diluted share rising 19% to a record $11.26 and GAAP EPS of $9.68 versus $5.83 a year ago. Net income increased 57% to $915 million, helped by less severe market impacts on derivatives and market risk benefits than the prior year.
Total adjusted operating net revenues grew 11% to $4.8 billion, and assets under management, administration and advisement reached $1.7 trillion, up 12%. Pretax adjusted operating margin improved to 27.9%, while adjusted operating return on equity excluding AOCI was a high 54.3%. The company returned $936 million, or 88% of operating earnings, to shareholders and raised its quarterly dividend by 6%.
Advice & Wealth Management delivered pretax adjusted operating earnings of $951 million, up 20% with a 30.0% margin, though client net flows slowed to $4.2 billion. Asset Management pretax adjusted operating earnings increased 13% to $273 million with a 43.8% net pretax adjusted operating margin and improved but still negative net flows of $5.9 billion. Retirement & Protection Solutions pretax adjusted operating earnings declined 12% to $190 million despite 10% sales growth to $1.3 billion. The operating effective tax rate was 20.2%, with a full-year 2026 expectation of 20%–22%.
Ameriprise Financial reported a strong first quarter of 2026, with adjusted operating earnings per diluted share rising 19% to a record $11.26 and GAAP EPS of $9.68 versus $5.83 a year ago. Net income increased 57% to $915 million, helped by less severe market impacts on derivatives and market risk benefits than the prior year.
Total adjusted operating net revenues grew 11% to $4.8 billion, and assets under management, administration and advisement reached $1.7 trillion, up 12%. Pretax adjusted operating margin improved to 27.9%, while adjusted operating return on equity excluding AOCI was a high 54.3%. The company returned $936 million, or 88% of operating earnings, to shareholders and raised its quarterly dividend by 6%.
Advice & Wealth Management delivered pretax adjusted operating earnings of $951 million, up 20% with a 30.0% margin, though client net flows slowed to $4.2 billion. Asset Management pretax adjusted operating earnings increased 13% to $273 million with a 43.8% net pretax adjusted operating margin and improved but still negative net flows of $5.9 billion. Retirement & Protection Solutions pretax adjusted operating earnings declined 12% to $190 million despite 10% sales growth to $1.3 billion. The operating effective tax rate was 20.2%, with a full-year 2026 expectation of 20%–22%.
Ameriprise Financial, Inc. and affiliated Ameriprise Entities filed an amendment reporting beneficial ownership of Class B Common Stock of Domo, Inc. The cover information shows 97,889 shares reported with shared voting and dispositive power. The filing lists the Ameriprise Entities and cross-references cover‑page rows for detailed ownership percentages and voting/dispositive columns.
The Vanguard Group filed Amendment No. 11 to its Schedule 13G/A reporting 0 beneficially owned shares of Ameriprise Financial Inc. common stock.
The filing explains an internal realignment on January 12, 2026 that disaggregated certain subsidiaries and business divisions, and states that The Vanguard Group, Inc. no longer has beneficial ownership over securities held by those subsidiaries. The form is signed by Ashley Grim as Head of Global Fund Administration on 03/26/2026.
Ameriprise Financial is asking shareholders to vote on key governance and pay items at its 2026 virtual annual meeting. Investors are being asked to elect eight director nominees, ratify PricewaterhouseCoopers LLP as independent auditor for 2026, and approve executive compensation in a nonbinding "say-on-pay" vote.
The proxy highlights record 2025 performance, including $18.2B in net revenues (as adjusted, up 6%), $3.9B in earnings (as adjusted, up 7%), and adjusted earnings per diluted share of $39.34 (up 12%). Assets under management, administration and advisement reached $1.7T, up 11%, while the company returned $3.4B of capital to shareholders, up 20%, and raised its quarterly dividend by 8%.
The filing emphasizes a largely independent, experienced board—7 of 8 nominees are independent—with strong governance practices such as annual director elections, majority voting, proxy access, board and committee self-evaluations, robust stock ownership guidelines, and restrictions on hedging and pledging company stock. Executive pay is described as heavily performance-based and long term, with half of equity awards in performance share units tied to three-year adjusted return on equity, adjusted earnings per share and total shareholder return goals. Shareholders previously supported the compensation program, with the 2025 say-on-pay vote receiving approximately 89% support.
Ameriprise Financial, Inc. filed an amended annual report (10‑K/A) to correct the “as-of” date for the effectiveness of internal control over financial reporting in the auditor’s opinion to December 31, 2025. The amendment does not change any previously reported financial results or other disclosures.
For 2025, Ameriprise reported total revenues of $18,911 million, pretax income of $4,504 million, and net income of $3,563 million, with diluted earnings per share of $36.28. Total assets were $190,904 million and total equity was $6,549 million as of December 31, 2025.
Ameriprise Financial, Inc. and affiliated UK entities report beneficial ownership of Domo, Inc. Class B common stock. Ameriprise parent-level reporting lists 2,450,541 shares (6.4%) of shared voting and dispositive power for Ameriprise Financial, Inc. Several affiliated UK reporting persons each list 2,215,969 shares (5.8%) of shared voting and dispositive power. The filing states that AFI, as parent, may be deemed to beneficially own shares reported by the other Ameriprise Entities, and that each Ameriprise Entity disclaims beneficial ownership of the shares separately reported.
Ameriprise Financial, Inc. and affiliated UK entities report beneficial ownership of Domo, Inc. Class B common stock. Ameriprise parent-level reporting lists 2,450,541 shares (6.4%) of shared voting and dispositive power for Ameriprise Financial, Inc. Several affiliated UK reporting persons each list 2,215,969 shares (5.8%) of shared voting and dispositive power. The filing states that AFI, as parent, may be deemed to beneficially own shares reported by the other Ameriprise Entities, and that each Ameriprise Entity disclaims beneficial ownership of the shares separately reported.
Ameriprise Financial, Inc. presents its annual report outlining a diversified financial services business built around wealth management, asset management, and retirement & protection solutions. The company operates primarily through its advisor network and Columbia Threadneedle Investments.
Ameriprise reports $1.7 trillion in assets under management, administration, and advisement as of December 31, 2025, up from $1.5 trillion a year earlier, with $721 billion managed in its Asset Management segment. Its Advice & Wealth Management arm serves more than 3.5 million retail clients through over 10,000 financial advisors.
The company emphasizes strong capital and regulatory positioning, including insurance subsidiaries with risk-based capital well above required action levels and a consolidated Building Block Approach ratio of 989%. Key risks highlighted include market volatility, interest rate movements, competition, regulatory complexity, and long-term care and annuity guarantee exposures.
Ameriprise Financial Inc. filed a Form 13F-HR combination report summarizing institutional equity holdings managed across its platform. The filing aggregates 11,224 reportable positions with a total reported market value of 442,510,554,031, rounded to the nearest dollar.
The report is filed on behalf of Ameriprise and 12 other included managers, such as Columbia Management Investment Advisers, Ameriprise Trust Co, RiverSource Life Insurance entities, and several Columbia Threadneedle and international affiliates. The report is signed by Senior VP Michael G. Clarke, confirming that the information is true, correct, and complete.