Ameriprise director reports 1,200-share stock sale

Ameriprise Financial director Robert Francis Sharpe Jr. reported an indirect open-market sale of 1,200 shares of common stock at $465.83 per share by a trust for a family member.

Rhea-AI Filing Summary

Ameriprise Financial director Robert Francis Sharpe Jr. reported an indirect open-market sale of 1,200 shares of common stock at $465.83 per share by a trust for a family member. After this transaction, that trust held 6,300 shares. Additional reported holdings were 3,625 shares held directly, 1,650 shares held by an irrevocable trust for a family member, and 202 shares held by his revocable trust.

Insider Trade Summary

Net Seller: 1,200 shares

Net Sell 4 txns

Insider Sharpe Robert Francis JR

Role Director

Sold 1,200 shs ($559K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,200	$465.83	$559K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 6,300 shares (Indirect, By Trust for Family Member); Common Stock — 202 shares (Indirect, By Reporting Person's Rev Trust); Common Stock — 1,650 shares (Indirect, By Irrev Trust for Family Member); Common Stock — 3,625 shares (Direct)

Key Figures

Shares sold: 1,200 shares Sale price: $465.83 per share Trust holdings after sale: 6,300 shares +3 more

6 metrics

Shares sold 1,200 shares Open-market sale by trust for family member

Sale price $465.83 per share Price for 1,200-share sale

Trust holdings after sale 6,300 shares Trust for family member post-transaction

Direct holdings 3,625 shares Held directly by Robert Francis Sharpe Jr.

Irrevocable family trust holdings 1,650 shares Held by irrevocable trust for family member

Revocable trust holdings 202 shares Held by reporting person’s revocable trust

Key Terms

open-market sale, indirect ownership, Irrev Trust for Family Member, Rev Trust, +1 more

5 terms

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

"ownership_type: indirect"

Irrev Trust for Family Member financial

"nature_of_ownership: By Irrev Trust for Family Member"

Rev Trust financial

"nature_of_ownership: By Reporting Person's Rev Trust"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Ameriprise Financial (AMP) report for Robert Francis Sharpe Jr.?

Ameriprise Financial reported that a trust for a family member associated with director Robert Francis Sharpe Jr. sold 1,200 shares of common stock at $465.83 per share. The transaction was classified as an open-market sale and is reported as an indirect holding change.

At what price were the Ameriprise Financial (AMP) shares sold in the reported Form 4?

The Form 4 shows 1,200 Ameriprise Financial common shares sold at $465.83 per share. This reflects the execution price for the open-market sale by a trust for a family member associated with director Robert Francis Sharpe Jr. on the reported transaction date.

How many Ameriprise Financial (AMP) shares did the selling trust hold after the transaction?

After the sale, the trust for a family member associated with Robert Francis Sharpe Jr. held 6,300 Ameriprise Financial common shares. This post-transaction balance is reported as an indirect holding and reflects the remaining position for that specific trust only.

What direct Ameriprise Financial (AMP) holdings does Robert Francis Sharpe Jr. report after this Form 4?

The Form 4 shows Robert Francis Sharpe Jr. with 3,625 Ameriprise Financial common shares held directly. This direct ownership figure is separate from his indirect interests held through family and revocable trusts, which are reported in distinct line items in the filing.

What indirect Ameriprise Financial (AMP) holdings does Robert Francis Sharpe Jr. report besides the selling trust?

Besides the selling trust’s 6,300 post-transaction shares, the filing lists 1,650 Ameriprise Financial shares held by an irrevocable trust for a family member and 202 shares held by his revocable trust. These are reported as additional indirect ownership positions in Ameriprise Financial common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 05/12/2026 - 04:52 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sharpe Robert Francis JR

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MINNESOTA 55474

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/08/2026		S		1,200	D	$465.83	6,300	I	By Trust for Family Member
Common Stock								202	I	By Reporting Person's Rev Trust
Common Stock								1,650	I	By Irrev Trust for Family Member
Common Stock								3,625	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Wendy B. Mahling for Robert F. Sharpe Jr.	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)