Welcome to our dedicated page for AMERIPRISE FINANCIAL SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on AMERIPRISE FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into AMERIPRISE FINANCIAL's regulatory disclosures and financial reporting.
The filing notifies a proposed sale of 98 shares of Ameriprise Financial common stock on the NYSE through Wells Fargo Clearing Services, with an aggregate market value of $49,713.79 and 94,271,565 shares outstanding. The sale is listed with an approximate date of 08/13/2025.
The shares were acquired as compensation on 11/05/2008 from the issuer. The filer reports no securities sold during the past three months and affirms they do not possess undisclosed material adverse information about the issuer; the form also references potential trading plans under Rule 10b5-1.
Ameriprise Financial, Inc. (AMP) – Form 4 insider transaction
On 10 July 2025, Joseph E. Sweeney, President – AWM Products & Services, reported two transactions involving Ameriprise common stock:
- Code “M”: conversion of 309.0202 phantom stock units into an equal number of AMP common shares (acquisition).
- Code “F”: disposition of 145.0202 shares at $542.51 per share to cover withholding taxes.
After these trades, Sweeney directly owns 7,401 AMP shares and indirectly holds an estimated 294.56 shares through the company’s 401(k) plan. He also retains 772.5522 phantom stock units that will be settled in AMP shares upon termination or a future elected date.
The filing reflects a net increase of 164.0 shares in the insider’s direct ownership. No other material corporate events, earnings data, or strategic disclosures are included.