Ameriprise Financial, Inc. filings document financial results, governance, executive and board matters, and shareholder voting for a Delaware financial services company with NYSE-listed common stock. Form 8-K disclosures include quarterly earnings releases, dividend actions, annual meeting results, director appointments, officer transitions and other material corporate events.
The company’s proxy materials cover director elections, board committee matters, executive compensation, equity awards, shareholder voting mechanics and related governance disclosures. Together, the filings describe Ameriprise’s public-company reporting around advice and wealth management, asset management, retirement and protection services, capital returns and oversight practices.
Robert F. Sharpe Jr., a director of Ameriprise Financial, Inc. (AMP), reported a transaction dated 08/13/2025 that reduced his beneficial ownership by an in-kind charitable gift of 98 shares of Ameriprise common stock. The Form 4 shows the disposition was coded as a gift and carried a price of $0. Following the reported transaction the filing lists 3,625 shares held directly by the reporting person’s revocable trust, 9,000 shares held indirectly by a trust for a family member, and 1,650 shares held indirectly by an irrevocable trust for a family member.
The filing was submitted by the General Counsel’s office and signed on behalf of Mr. Sharpe on 08/15/2025. The document states the transfer was an in-kind charitable contribution; no cash consideration, option exercises, or derivative transactions are reported.
Ameriprise Financial filed a Form 13F-HR combination report disclosing its institutional holdings as of 06-30-2025. The filing reports 10,976 positions with a total reported market value of $405,721,741,946, showing the scale of securities overseen by Ameriprise and 13 affiliated managers. The report is a combination filing, indicating holdings are split among multiple reporting managers rather than presented in a single manager report.
The filing notifies a proposed sale of 98 shares of Ameriprise Financial common stock on the NYSE through Wells Fargo Clearing Services, with an aggregate market value of $49,713.79 and 94,271,565 shares outstanding. The sale is listed with an approximate date of 08/13/2025.
The shares were acquired as compensation on 11/05/2008 from the issuer. The filer reports no securities sold during the past three months and affirms they do not possess undisclosed material adverse information about the issuer; the form also references potential trading plans under Rule 10b5-1.
Ameriprise Financial, Inc. (AMP) – Form 4 insider transaction
On 10 July 2025, Joseph E. Sweeney, President – AWM Products & Services, reported two transactions involving Ameriprise common stock:
- Code “M”: conversion of 309.0202 phantom stock units into an equal number of AMP common shares (acquisition).
- Code “F”: disposition of 145.0202 shares at $542.51 per share to cover withholding taxes.
After these trades, Sweeney directly owns 7,401 AMP shares and indirectly holds an estimated 294.56 shares through the company’s 401(k) plan. He also retains 772.5522 phantom stock units that will be settled in AMP shares upon termination or a future elected date.
The filing reflects a net increase of 164.0 shares in the insider’s direct ownership. No other material corporate events, earnings data, or strategic disclosures are included.