Ameriprise Form 4: Director Robert F. Sharpe Jr. Donates 98 AMP Shares

Robert F. Sharpe Jr., a director of Ameriprise Financial, Inc. (AMP), reported a transaction dated 08/13/2025 that reduced his beneficial ownership by an in-kind charitable gift of 98 shares of Ameriprise common stock.

Rhea-AI Filing Summary

Robert F. Sharpe Jr., a director of Ameriprise Financial, Inc. (AMP), reported a transaction dated 08/13/2025 that reduced his beneficial ownership by an in-kind charitable gift of 98 shares of Ameriprise common stock. The Form 4 shows the disposition was coded as a gift and carried a price of $0. Following the reported transaction the filing lists 3,625 shares held directly by the reporting person’s revocable trust, 9,000 shares held indirectly by a trust for a family member, and 1,650 shares held indirectly by an irrevocable trust for a family member.

The filing was submitted by the General Counsel’s office and signed on behalf of Mr. Sharpe on 08/15/2025. The document states the transfer was an in-kind charitable contribution; no cash consideration, option exercises, or derivative transactions are reported.

Insights

Financial Analyst

TL;DR: Director made a small charitable donation of 98 AMP shares; ownership breakdown updated, no sale or cash proceeds reported.

The transaction is a non-cash, in-kind charitable gift that reduced Mr. Sharpe's direct holdings by 98 shares. For investors monitoring insider selling, this is a non-dispositive gift rather than a market sale, so it does not directly signal liquidity-driven selling pressure. The Form 4 provides post-transaction holdings across direct and indirect vehicles, which helps maintain transparency of insider alignment with shareholders.

Corporate Governance Expert

TL;DR: Governance disclosure recorded properly as a gift; signature and filing elements appear complete and routine.

The Form 4 documents the appropriate disclosure of a director-level transfer under Section 16 reporting rules, including transaction date, amount disposed, nature of disposition (charitable gift) and post-transaction beneficial ownership by trust vehicles. The filing was signed by a company representative, consistent with procedural practice for insider filings submitted by counsel.

Insider Trade Summary

98 shares gifted

Gift 4 txns

Insider Sharpe Robert Francis JR

Role Director

Type	Security	Shares	Price	Value
Gift	Common Stock	98	$0.00	$0.00
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 202 shares (Indirect, By Reporting Person's Rev Trust); Common Stock — 3,625 shares (Direct); Common Stock — 9,000 shares (Indirect, By Trust for Family Member); Common Stock — 1,650 shares (Indirect, By Irrev Trust for Family Member)

Footnotes (1)

1. F1. The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Robert F. Sharpe Jr. report on the Form 4 for AMP?

He reported an in-kind charitable gift of 98 shares of Ameriprise Financial, Inc. common stock on 08/13/2025.

Did the Form 4 report any cash proceeds or sales of AMP stock by the director?

No. The Form 4 lists the disposition as a charitable gift with a price of $0, not a sale for cash.

What beneficial ownership does the filing show after the transaction?

The filing lists 3,625 shares held directly by the reporting person’s revocable trust, 9,000 shares held indirectly by a trust for a family member, and 1,650 shares held indirectly by an irrevocable trust for a family member.

When was the Form 4 signed and filed?

The Form 4 was signed on behalf of Robert F. Sharpe Jr. on 08/15/2025.

Was this transaction coded under a particular transaction code on Form 4?

Yes. The disposition is reported with transaction code G, which designates a gift.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/15/2025 - 06:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sharpe Robert Francis JR

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/13/2025		G		98(1)	D	$0	202	I	By Reporting Person's Rev Trust
Common Stock								3,625	D
Common Stock								9,000	I	By Trust for Family Member
Common Stock								1,650	I	By Irrev Trust for Family Member

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

	/s/ Wendy B. Mahling for Robert F. Sharpe Jr.	08/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.