AMP holder files Rule 144 to sell 1,500 common shares on NYSE

A holder of AMP common stock filed a Form 144 notice to sell 1,500 shares.

Rhea-AI Filing Summary

A holder of AMP common stock filed a Form 144 notice to sell 1,500 shares. The shares are expected to be sold on the NYSE around 11/21/2025 through Wells Fargo Clearing Services, with an indicated aggregate market value of $676,060.50. The filing notes that 92,905,713 shares of this class were outstanding at the time of the notice.

The seller originally acquired these 1,500 common shares on 11/03/2011 as compensation from the issuer. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the issuer’s current or future operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AMP Form 144 filing disclose?

The filing discloses that a holder of AMP common stock plans to sell 1,500 shares under Rule 144 on the NYSE through Wells Fargo Clearing Services.

How many AMP shares are planned to be sold and what is their market value?

The notice covers the planned sale of 1,500 common shares with an indicated aggregate market value of $676,060.50 at the time of the filing.

When were the AMP shares being sold under Form 144 originally acquired?

The 1,500 AMP common shares were originally acquired on 11/03/2011 as compensation from the issuer.

How many AMP common shares were outstanding according to this Form 144?

The notice states that there were 92,905,713 common shares outstanding for this class of AMP stock at the time of the filing.

What representation does the seller make in this AMP Form 144?

By signing, the seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.

Through which broker will the AMP Form 144 sale be executed and on which exchange?

The planned sale is to be executed through Wells Fargo Clearing Services and the shares are to be sold on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/21/2025 - 02:13 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001340573
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERIPRISE FINANCIAL INC
SEC File Number	001-32525
Address of Issuer	1099 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MINNESOTA 55474
Phone	612-671-8001
Name of Person for Whose Account the Securities are To Be Sold	Sharpe Robert Francis JR
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	Wells Fargo Clearing Services 1 North Jefferson Avenue St. Louis MO 63103	1500	676060.50	92905713	11/21/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	11/03/2011	Compensation	Issuer			1500	11/03/2011	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	shares were sold for the account of Article 8 Trust under the Audrey R Sharpe Trust, Robert Sharpe as trustee.
Date of Notice	11/21/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Robert Francis Sharpe, Jr.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)