[Form 4] AMERIPRISE FINANCIAL INC Insider Trading Activity

Rhea-AI Filing Summary

Ameriprise Financial (AMP) director and reporting person Robert F. Sharpe Jr. reported a sale of 1,500 shares of Ameriprise common stock on 11/21/2025 at a price of $450.945 per share. After this transaction, he reports indirect beneficial ownership of 7,500 shares held by a trust for a family member, 202 shares held by his revocable trust, and 1,650 shares held by an irrevocable trust for a family member, as well as 3,625 shares held directly. The filing is on Form 4 and reflects a transaction by a company director.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sharpe Robert Francis JR

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/21/2025		S		1,500	D	$450.945	7,500	I	By Trust for Family Member
Common Stock								202	I	By Reporting Person's Rev Trust
Common Stock								1,650	I	By Irrev Trust for Family Member
Common Stock								3,625	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Wendy B. Mahling for Robert F. Sharpe Jr.	11/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Ameriprise Financial (AMP) report on this Form 4?

The Form 4 reports that director Robert F. Sharpe Jr. sold 1,500 shares of Ameriprise Financial common stock on 11/21/2025.

At what price were the Ameriprise Financial (AMP) shares sold in this Form 4?

The reported sale price was $450.945 per share for the 1,500 shares of Ameriprise common stock.

How many Ameriprise (AMP) shares does the insider report owning after the transaction?

After the transaction, the reporting person shows beneficial ownership of 7,500 shares via a trust for a family member, 202 shares via a revocable trust, 1,650 shares via an irrevocable trust for a family member, and 3,625 shares held directly.

What is the insiders relationship to Ameriprise Financial (AMP)?

The reporting person is listed as a Director of Ameriprise Financial Inc.

Is this Ameriprise (AMP) Form 4 filed for one or multiple reporting persons?

The filing indicates that it is a Form filed by one reporting person.

Does this Ameriprise (AMP) Form 4 involve derivative securities?

The Table II section for derivative securities is present but contains no reported derivative transactions in the provided excerpt.

Where is the reporting persons correspondence address listed in the Ameriprise (AMP) Form 4?

The address provided is the General Counsel's Office, 1098 Ameriprise Financial Center.