Ameriprise EVP exercises 722 stock options

AMERIPRISE FINANCIAL INC executive Heather J. Melloh, EVP and General Counsel, exercised a fully vested employee stock option for 722 shares of common stock on 2026-08-10 at an exercise price of $197.87 per share.

Rhea-AI Filing Summary

AMERIPRISE FINANCIAL INC executive Heather J. Melloh, EVP and General Counsel, exercised a fully vested employee stock option for 722 shares of common stock on 2026-08-10 at an exercise price of $197.87 per share. She acquired 722 common shares upon exercise and 469 common shares were delivered or withheld to cover the option exercise price or related tax liability. The option, originally expiring on 2031-01-29, now shows 0 derivative shares remaining from this grant.

Insider Trade Summary

722 shares exercised/converted

Exercise 3 txns

Insider MELLOH HEATHER J.

Role EVP AND GENERAL COUNSEL

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy) F1	722	$0.00	$0.00
Exercise	Common Stock	722	$197.87	$143K
Exercise Price or Tax Liability	Common Stock	469	$559.615	$262K

Holdings After Transaction: Employee Stock Option (right to buy) — 0 contracts (Direct); Common Stock — 3,937 shares (Direct)

Footnotes (1)

1. F1. Fully vested.

Key Figures

Options exercised: 722 shares Option exercise price: $197.87 per share Shares delivered/withheld: 469 shares +2 more

5 metrics

Options exercised 722 shares Employee stock option converted into common stock on 2026-08-10

Option exercise price $197.87 per share Exercise or conversion price of employee stock option

Shares delivered/withheld 469 shares Common shares delivered or withheld for exercise price or tax liability

F-transaction price $559.615 per share Price per share used for shares delivered or withheld (code F)

Option expiration 2031-01-29 Original expiration date of the exercised employee stock option

Key Terms

Employee Stock Option (right to buy), derivative security, Payment of exercise price or tax liability

3 terms

Employee Stock Option (right to buy) financial

"security_title: Employee Stock Option (right to buy)"

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Payment of exercise price or tax liability financial

"transaction_code_description: Payment of exercise price or tax liability by delivering"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Ameriprise (AMP) EVP Heather J. Melloh report in this Form 4?

Heather J. Melloh reported exercising an employee stock option for 722 shares of Ameriprise common stock and delivering or withholding 469 shares to cover the exercise price or tax liability on 2026-08-10.

How many Ameriprise (AMP) options did Heather J. Melloh exercise and at what price?

She exercised 722 options, each convertible into one share of Ameriprise common stock, at an exercise price of $197.87 per share from a fully vested option grant expiring on 2031-01-29.

How many Ameriprise (AMP) shares were used for exercise price or taxes in this Form 4?

The filing shows 469 shares of common stock were delivered or withheld to pay the option exercise price or related tax liability, as indicated by transaction code F and its description.

Did Heather J. Melloh acquire or dispose of Ameriprise (AMP) shares overall?

The reported transactions include both acquisitions and dispositions: 722 shares acquired via option exercise and 469 shares delivered or withheld, resulting in mixed transaction directions in this Form 4.

What was the status of the Ameriprise (AMP) option exercised by Heather J. Melloh?

The option exercised was described as “Fully vested” in the footnote and related to 722 underlying common shares, with an original expiration date of 2031-01-29 before being fully exercised in this transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/12/2026 - 04:57 PM Accepted by SEC EDGAR 08/12/2026 - 04:56 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MELLOH HEATHER J.

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MINNESOTA 55474

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP AND GENERAL COUNSEL

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/10/2026		M		722	A	$197.87	4,406	D
Common Stock	08/10/2026		F		469	D	$559.615	3,937	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$197.87	08/10/2026		M			722	(1)	01/29/2031	Common Stock	722	$0	0	D

Explanation of Responses:

1. Fully vested.

	/s/ Wendy B. Mahling for Heather J. Melloh	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)