Ameriprise Financial (AMP) SVP Dawn Brockman sells 472 shares at $558.93
Rhea-AI Filing Summary
Ameriprise Financial Inc. executive Dawn M. Brockman, SVP and Controller, reported a sale of 472 shares of Common Stock on August 10, 2026 at $558.9301 per share in an open-market or private transaction. Following this sale, she directly holds 713 shares and has an estimated 146.793 shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan, which uses unit accounting so the deemed share amount varies with the stock price.
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Insider Trade Summary
Net Seller: 472 shares
Net Sell
2 txns
Insider
Brockman Dawn M.
Role
SVP AND CONTROLLER
Sold
472 shs ($264K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 472 | $558.9301 | $264K |
| holding | Common Stock F1 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 713 shares (Direct);
Common Stock — 146.793 shares (Indirect, By 401(k) Plan)
Footnotes (1)
- F1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 10, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Key Figures
Shares sold: 472 shares
Sale price per share: $558.9301
Direct holdings after sale: 713 shares
+1 more
4 metrics
Shares sold
472 shares
Common Stock sold on August 10, 2026
Sale price per share
$558.9301
Per-share price for the 472-share sale
Direct holdings after sale
713 shares
Direct Common Stock owned following the transaction
Indirect 401(k) holdings
146.793 shares
Estimated Ameriprise shares in 401(k) Stock Fund as of August 10, 2026
Key Terms
unit accounting, Ameriprise Financial Stock Fund, 401(k) plan
3 terms
unit accounting financial
"This plan uses unit accounting and the number of shares that a participant is deemed to hold varies"
Ameriprise Financial Stock Fund financial
"shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan"
401(k) plan financial
"account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 10, 2026"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Ameriprise Financial (AMP) report for Dawn M. Brockman?
Dawn M. Brockman, SVP and Controller, sold 472 shares of Ameriprise Financial Common Stock on August 10, 2026 at $558.9301 per share in an open-market or private transaction.
What was the total size of Dawn M. Brockman’s Ameriprise (AMP) stock sale?
Dawn M. Brockman sold 472 shares of Ameriprise Financial Common Stock at $558.9301 per share. The transaction is reported as a sale in an open-market or private transaction, based on the Form 4 coding.
How are Dawn M. Brockman’s Ameriprise (AMP) 401(k) holdings reported?
Her 401(k) position is reported as an estimated 146.793 shares in the Ameriprise Financial Stock Fund. The plan uses unit accounting, so the number of deemed shares varies with the Ameriprise stock price.
Is Dawn M. Brockman’s Ameriprise (AMP) stock ownership direct or indirect?
She has both: a direct holding of 713 shares of Common Stock, and an indirect estimated holding of 146.793 shares through the Ameriprise Financial Stock Fund in the company’s 401(k) plan.