AMERIPRISE FINANCIAL INC Initial Statement of Beneficial Ownership

Ameriprise Financial Inc. director reports initial share ownership Liane J. Pelletier, a director of Ameriprise Financial Inc. (AMP), filed an initial statement of beneficial ownership.

Rhea-AI Filing Summary

Ameriprise Financial Inc. director reports initial share ownership

Liane J. Pelletier, a director of Ameriprise Financial Inc. (AMP), filed an initial statement of beneficial ownership. The filing reports that she directly owns 200 shares of Ameriprise common stock. The ownership is listed as direct, with no derivative securities reported in the accompanying table.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider PELLETIER LIANE J

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 200 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the latest Form 3 filing for Ameriprise Financial (AMP) show?

The Form 3 shows that director Liane J. Pelletier beneficially owns 200 shares of Ameriprise Financial common stock, held in direct ownership.

Who is the reporting person in this Ameriprise Financial (AMP) Form 3?

The reporting person is Liane J. Pelletier, who is identified in the filing as a director of Ameriprise Financial Inc.

How many Ameriprise Financial (AMP) shares does the director report owning?

The director reports beneficial ownership of 200 shares of Ameriprise Financial common stock in Table I of the filing.

Is the Ameriprise Financial (AMP) director’s ownership direct or indirect?

The Form 3 indicates that the 200 shares of Ameriprise common stock are held in direct (D) ownership.

Are any derivative securities reported for the Ameriprise Financial (AMP) director?

No derivative securities are listed in Table II of the filing for the director; only common stock is reported.

What is the event date for the Ameriprise Financial (AMP) Form 3 filing?

The date of the event requiring the statement is listed as 11/12/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/20/2025 - 06:27 PM EST Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

PELLETIER LIANE J

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/12/2025

3. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	200	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Wendy B. Mahling for Liane J. Pelletier	11/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.