Every Form 4 that Ameriprise Financial, Inc. (AMP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AMP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AMP filings page.
AMERIPRISE FINANCIAL INC executive Heather J. Melloh, EVP and General Counsel, exercised a fully vested employee stock option for 722 shares of common stock on 2026-08-10 at an exercise price of $197.87 per share. She acquired 722 common shares upon exercise and 469 common shares were delivered or withheld to cover the option exercise price or related tax liability. The option, originally expiring on 2031-01-29, now shows 0 derivative shares remaining from this grant.
Ameriprise Financial Inc. executive Dawn M. Brockman, SVP and Controller, reported a sale of 472 shares of Common Stock on August 10, 2026 at $558.9301 per share in an open-market or private transaction. Following this sale, she directly holds 713 shares and has an estimated 146.793 shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan, which uses unit accounting so the deemed share amount varies with the stock price.
Ameriprise Financial EVP Deirdre Davey McGraw reported multiple equity transactions on August 6, 2026. She exercised 3,000 Employee Stock Options (three tranches of 1,000 options each) at exercise prices of $165.41, $197.87 and $298.09 per share into common stock. On the same date, 2,191 shares of common stock were delivered or withheld to cover the exercise price or tax liabilities at $558.08 per share, and 2,400 shares of common stock were sold at a weighted average price of $558.2778 per share, with sale prices ranging from $557.7801 to $558.4950 per share. Following these transactions, she also reported indirect ownership of 635.373 shares through the Ameriprise Financial 401(k) plan.
Ameriprise Financial Chairman and CEO James M. Cracchiolo exercised 52,932 employee stock options on July 28, 2026 at an exercise price of $165.41 per share, receiving the same number of common shares. To satisfy exercise price or tax obligations, 34,912 shares were delivered at $545.83 per share, and he sold 16,120 and 1,900 shares in open-market transactions at weighted average prices of $545.2789 and $546.6658 per share. The exercised options, which were fully vested and scheduled to expire on January 31, 2030, now show zero remaining. An estimated 1,738.321 shares of Ameriprise stock were held indirectly through his 401(k) plan account after these transactions.
Ameriprise Financial Executive VP and CFO Walter Stanley Berman exercised employee stock options for 34,111 shares of common stock on July 28, 2026, at exercise prices of $165.41 and $197.87 per share from fully vested awards. He then disposed of 23,099 shares to pay the exercise price or tax obligations at $550.81 per share and sold 10,590 shares at a weighted average price of $548.9171 (with individual sale prices between $548.5743 and $549.4306) plus 422 shares at $549.7582 in open-market transactions. An estimated 366.8100 shares were held indirectly through the Ameriprise Financial 401(k) plan as of that date.
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial Inc. director Christopher J. Williams received a grant of 37.7318 phantom stock units on July 28, 2026, at a reference price of $546.62 per unit. Each phantom stock unit represents the right to receive one share of Ameriprise common stock, bringing his total phantom stock holdings to 3,927.3767 units, with distributions made under the Ameriprise Deferred Share Plan for Outside Directors.
Ameriprise Financial executive William Jerryl Williams, President, Wealth Management Advisor Group, exercised 14,582 employee stock options on July 27–28, 2026, acquiring the same number of common shares at exercise prices of $165.41 and $126.89 per share.
He then disposed of common stock, including 16,104 shares sold in open‑market transactions and 8,971 shares delivered or withheld to pay option exercise price or related tax liabilities.
Ameriprise Financial executive Dawn M. Brockman, SVP and Controller, reported compensation-related equity movements on July 9, 2026. She exercised a derivative award linked to 26.0401 phantom stock units into common stock, while 9.0401 Ameriprise shares were withheld to satisfy tax obligations. She also reported indirect holdings in the Ameriprise Stock Fund within the company 401(k) plan and updated her remaining phantom stock balance, which will be settled in common shares after employment ends or in a specified future year.
Ameriprise Financial Inc. executive Kelli A. Hunter Petruzillo exercised 207.1850 phantom stock units into common stock on July 9, 2026. Of these, 98.1850 shares were withheld to satisfy tax obligations, leaving her with 4,208.0000 common shares held directly, 249.5400 shares indirectly in a 401(k) plan, and 1,109.2321 phantom stock units remaining.
Ameriprise Financial Inc executive William Jerryl Williams, President, Wealth Management Advisor Group, exercised 53.9843 phantom stock units into common stock on July 9, 2026. To cover related tax obligations, 23.9843 common shares were withheld, leaving 17,272.9260 common shares held directly and 15,061.4331 phantom stock units outstanding.
Ameriprise Financial executive William F. Truscott, CEO of Global Asset Management, reported the vesting and conversion of 391.6398 shares of phantom stock into Ameriprise common stock on July 9, 2026. Of these, 180.6398 shares were forfeited to cover tax obligations at $500.1600 per share, with remaining shares reflected in his direct, 401(k) and LLC holdings, and 639.1184 phantom stock units still outstanding.
Ameriprise Financial EVP Gerard P. Smyth reported a combination of option exercise, tax withholding, and share sale. On May 14, 2026, he exercised 2,221 Employee Stock Options at $165.41 per share, converting them into common stock. On the same day, he sold 6,255 shares of common stock in an open-market sale at a weighted average price of $472.5191 per share, with sale prices ranging from $472.19 to $472.7551 per share. In a separate transaction, 1,437 shares were disposed of to cover tax liabilities at $471.22 per share. Following these transactions, Smyth directly owns 6,103 shares of Ameriprise common stock.
Ameriprise Financial director Robert Francis Sharpe Jr. reported an indirect open-market sale of 1,200 shares of common stock at $465.83 per share by a trust for a family member. After this transaction, that trust held 6,300 shares. Additional reported holdings were 3,625 shares held directly, 1,650 shares held by an irrevocable trust for a family member, and 202 shares held by his revocable trust.
BRYAN GLYNIS reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Glynis Bryan reported a new grant of deferred compensation tied to company stock. She received 441.7518 phantom stock units at a stated price of $0.0000 per unit, increasing her phantom stock balance to 960.6152 units.
Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. When she ceases to be a non-employee director, these deferred share units will be settled in common stock on a one-for-one basis, paid in a lump sum after the end of the quarter following her board service termination.
NEAL BLIXT DIANNE reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Dianne Neal Blixt received a grant of 441.7518 phantom stock units as compensation. Each phantom share represents the right to receive one share of Ameriprise Financial common stock. After this award, she holds a total of 13,122.6137 phantom stock units.
The phantom stock is deferred: when she ceases to be a non-employee director, her deferred share units will be settled in Ameriprise common stock on a one-for-one basis, paid in a lump sum at the end of the quarter following her departure from the board.
Sharpe Robert Francis JR reported acquisition or exercise transactions in this Form 4 filing.
AMERIPRISE FINANCIAL INC director Robert Francis Sharpe Jr. received a grant of 441.7518 shares of Phantom Stock (Annual) on April 29, 2026. Each phantom share represents the right to receive one share of Ameriprise common stock. Following this award, he holds a total of 40,092.3106 phantom stock units.
These deferred share units will be settled in Ameriprise common stock in a lump sum after he ceases to be a non-employee director, at the end of the quarter following his termination from the Board.
DiGeso Amy reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Amy DiGeso received a new phantom stock award as part of her board compensation. On this date, she was granted 441.7518 phantom stock units, each representing the right to receive one share of Ameriprise common stock. After this grant, she directly holds 13,122.6137 phantom stock units, which will be settled in Ameriprise common shares in a lump sum after her service as a non-employee director ends, following the quarter of her board departure.
PELLETIER LIANE J reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Liane J. Pelletier received a grant of 441.7518 phantom stock units. Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. Following this award, she holds a total of 624.7279 phantom stock units.
These deferred share units will be settled in Ameriprise Financial common stock on a one-for-one basis in a lump sum after she ceases to be a non-employee director, at the end of the quarter following her termination of service on the Board of Directors.
Shea Brian T reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Brian T. Shea received a grant of 441.7518 phantom stock units tied to Ameriprise common stock. Each phantom share represents the right to receive one share of Ameriprise common stock. After this award, Shea holds 5,863.1739 phantom stock units. These deferred units will be settled in Ameriprise common shares in a lump sum after he ceases to serve as a non-employee director, at the end of the quarter following his Board service termination.
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
AMERIPRISE FINANCIAL INC director Christopher J. Williams received an annual grant of 441.7518 phantom stock units tied to common shares. Each phantom share represents the right to receive one share of Ameriprise common stock. Following this grant, he holds 9,707.6232 phantom stock units.
The phantom stock will be settled in Ameriprise common stock in a lump sum after he ceases to be a non-employee director, at the end of the quarter following his departure from the Board.
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Christopher J. Williams received a grant of 43.389 shares of phantom stock as retainer deferral. Each phantom share represents the right to receive one share of Ameriprise common stock.
After this award, Williams holds a total of 3,875.0808 phantom stock units.
Ameriprise Financial Inc. executive William F. Truscott, CEO of Global Asset Management, reported an open-market sale of 5,000 shares of Ameriprise common stock on February 10, 2026. The shares were sold indirectly through an LLC at a weighted average price of $532.08 per share, with individual sale prices ranging from $531.83 to $532.33 per share.
After these transactions, Truscott indirectly held 12,149 Ameriprise shares through the LLC, held an estimated 308.03 shares in the Ameriprise Financial Stock Fund within his 401(k) plan, and directly held 4,794 shares of common stock.
Ameriprise Financial, Inc. officer Alvero Gumer reported multiple equity transactions on February 9, 2026. He exercised employee stock options covering 3,428 shares at $179.84 per share and 4,865 shares at $126.89 per share, receiving the same number of Ameriprise common shares.
To cover obligations, 4,950 shares were disposed of as a tax-withholding transaction at $542.779 per share, and 4,658 shares were sold in open-market transactions at a weighted average price of $542.8824 per share, with prices ranging from $542.61 to $542.955. Following these trades, he held 4,621 shares directly and an estimated 1,064.34 shares indirectly through the Ameriprise Financial 401(k) plan as of February 9, 2026.
Ameriprise Financial senior vice president and controller Dawn M. Brockman reported an award of 8.6557 units of phantom stock on February 6, 2026. The filing shows a reference price of $542.99 per unit and a resulting balance of 299.5246 phantom stock units held directly.
Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. These phantom shares are payable in Ameriprise common stock after employment ends or in a specified future year under The Ameriprise Financial Deferred Compensation Plan.
Ameriprise Financial executive Walter S. Berman, Executive VP and CFO, reported a stock sale. On February 5, 2026, he sold 7,000 shares of Ameriprise Financial common stock at a weighted average price of $544.2159 per share, in multiple trades with prices ranging from $543.98 to $544.645.
After the sale, he beneficially owned 5,609 shares of Ameriprise common stock directly. He also had an estimated 363.83 shares credited to his account through the Ameriprise Financial Stock Fund in the company’s 401(k) plan as of February 5, 2026, which uses unit accounting.
Ameriprise Financial’s chairman and CEO, James M. Cracchiolo, reported a series of open-market sales of Ameriprise common stock on February 4, 2026. The transactions covered multiple blocks of shares, including 7,136 shares at a weighted average price of $540.1052 and 15,696 shares at $548.6051, with several additional sales between those price levels.
After these sales, Cracchiolo directly held 107,633 shares of Ameriprise common stock. The filing also notes an estimated 1,724.844 shares held indirectly through his account in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of February 4, 2026.
Ameriprise Financial director Liane J. Pelletier received a pro rata annual equity grant in the form of 182.3555 phantom stock (annual) units on February 3, 2026, valued at $530.05 per unit.
Each phantom stock unit represents the right to receive one share of Ameriprise common stock. The units will be settled in Ameriprise common shares on a one-for-one basis in a lump sum after the quarter following the end of her service as a non-employee director.
Ameriprise Financial director Christopher J. Williams reported a routine compensation-related award of derivative securities. On 02/03/2026, he acquired 38.9114 shares of Phantom Stock (Retainer Deferral) at $530.05 per unit, bringing his total to 3,818.6956 phantom stock units held directly.
Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock, with distributions made according to participant elections under the Ameriprise Financial Deferred Share Plan for Outside Directors.
Ameriprise Financial EVP and General Counsel Heather J. Melloh reported two transactions in Ameriprise Financial common stock. On January 27, 2026, she acquired 999 shares at $0 per share in a transaction coded "A". The same day, she disposed of 306 shares in a transaction coded "F" at $498.33 per share. After these moves, she directly owned 3,684 shares of Ameriprise Financial common stock.
Ameriprise Financial executive Walter S. Berman, Executive VP and CFO, reported routine equity compensation and related share activity. On January 31, 2026, 423 shares of Ameriprise common stock were withheld at $527.19 per share (code F), leaving him with 9,819 directly held shares.
On February 2, 2026, he acquired 2,790 shares of common stock at $0 per share (code A), increasing his direct holdings to 12,609 shares. He also received an employee stock option grant for 9,117 options with a $532.18 exercise price, covering 9,117 shares of common stock. According to the vesting schedule, one-third of these options vest after one year, one-third after two years, and the remainder three years from February 2, 2026. In addition, he has an estimated 363.95 shares indirectly through the Ameriprise Financial 401(k) plan.
Ameriprise Financial executive Joseph E. Sweeney, President – Products & Services, reported routine equity transactions in company stock. On January 31, 2026, he disposed of 235 shares of common stock at $527.19 per share, leaving 9,756 shares owned directly.
On February 2, 2026, he acquired 1,702 shares of common stock at a stated price of $0, increasing his direct common stock holdings to 11,458 shares. He also holds approximately 296.33 shares indirectly through the Ameriprise Financial 401(k) plan, based on unit accounting as of that date.
In addition, Sweeney received 5,561 employee stock options with an exercise price of $532.18 per share, expiring on February 3, 2036. According to the vesting terms, one-third of these options vest after one year, one-third after two years, and the remainder three years from February 2, 2026.
Ameriprise Financial executive Alvero Gumer, President–Insurance & Annuities, reported several equity transactions in Ameriprise Financial Inc. common stock and options. On January 31, 2026, he disposed of 32 shares of common stock at $527.19 per share, leaving 5,531 shares directly held.
On February 2, 2026, he acquired 405 shares of common stock at $0, increasing his direct common stock holdings to 5,936 shares. He also received an employee stock option grant for 1,326 options with a conversion price of $532.18 per share, vesting in three annual tranches from February 2, 2026 to February 2, 2029, and expiring on February 3, 2036. In addition, an estimated 1,064.63 shares are held indirectly in his Ameriprise Financial 401(k) plan account as of February 2, 2026.
Ameriprise Financial SVP and Controller Dawn M. Brockman reported routine equity transactions. On January 31, 2026, 20 shares of Ameriprise common stock were disposed of at $527.19 per share under transaction code F, leaving 991 shares directly owned.
On February 2, 2026, she acquired 177 shares of common stock at a stated price of $0, increasing her direct holdings to 1,168 shares. She also received an employee stock option grant for 339 shares with an exercise price of $532.18 per share, vesting in three equal annual installments starting one year from February 2, 2026.
In addition, the filing notes an estimated 145.23 Ameriprise shares held indirectly through the Ameriprise Financial 401(k) plan as of February 2, 2026, with the amount varying over time due to unit accounting.
Ameriprise Financial executive Gerard P. Smyth reported equity compensation and a tax-related share withholding. On 01/31/2026, 136 shares of common stock were disposed of at $527.19 per share under code "F," typically used for shares withheld to cover taxes, leaving 10,560 shares directly owned.
On 02/02/2026, Smyth acquired 1,014 shares of Ameriprise common stock at $0, increasing his direct holdings to 11,574 shares. He also received an employee stock option grant for 3,315 shares at an exercise price of $532.18 per share, vesting in three equal annual installments beginning one year from February 2, 2026.
Ameriprise Financial executive vice president and general counsel Heather J. Melloh reported routine equity compensation changes. On January 31, 2026, 46 shares of common stock were withheld at $527.19 per share in a transaction coded “F,” typically used for tax withholding, leaving 2,408 shares directly owned.
On February 2, 2026, Melloh acquired 583 shares of common stock at a stated price of $0, increasing her direct holdings to 2,991 shares. The same day she was granted an employee stock option for 1,906 shares with an exercise price of $532.18 per share and expiration on February 3, 2036. One-third of these options vest after one year, one-third after two years, and the final third three years from February 2, 2026.
Ameriprise Financial executive William F. Truscott, CEO of Global Asset Management, reported equity transactions in company stock. On January 31, 2026, 345 shares of common stock were disposed of at $527.19 per share under code F, which reflects shares withheld to cover taxes on vesting.
On February 2, 2026, he acquired 2,536 shares of common stock at $0 per share and held 4,794 directly afterward. He also received an award of 8,288 employee stock options with a $532.18 exercise price, vesting in thirds over one, two, and three years from February 2, 2026.
In addition to direct holdings, Truscott is reported as indirectly holding 17,149 shares of common stock through an LLC and an estimated 307.19 shares through the Ameriprise Financial 401(k) plan as of February 2, 2026.
Ameriprise Financial executive William Davies, Executive VP and Global CIO, reported several equity transactions in company stock. On January 31, 2026, he disposed of 78.0711 shares of common stock at $527.19 per share, leaving 14,000.3538 shares directly owned.
On February 2, 2026, he acquired 529 common shares at $0, increasing his direct common stock holdings to 14,529.3538 shares. That same day, he was granted 1,729 employee stock options with an exercise price of $532.18 per share, all directly owned.
According to the footnote, one-third of these options vest after one year, another third after two years, and the final third three years from February 2, 2026, creating a three-year, time-based vesting schedule.
Ameriprise Financial Chairman and CEO James M. Cracchiolo reported routine equity compensation changes. On January 31, 2026, he disposed of 1,729 shares of common stock at $527.19 per share, leaving 144,458 shares of common stock held directly afterward.
On February 2, 2026, he acquired 11,988 shares of common stock at $0 per share, increasing his direct holdings to 156,446 shares. He also received an award of 33,299 employee stock options with an exercise price of $532.18 per share, vesting in three equal annual installments from February 2, 2026, and expiring on February 3, 2036. Separately, an estimated 1,724.75 shares are held indirectly through the Ameriprise Financial 401(k) plan as of February 2, 2026.
Ameriprise Financial EVP & CIO Gerard P. Smyth reported two transactions in Ameriprise Financial common stock dated January 27, 2026. He acquired 2,887 shares at a stated price of $0, increasing his directly held position.
On the same date, Smyth disposed of 1,115 shares at a price of $498.33 per share. After these transactions, he directly owned 10,696 shares of Ameriprise Financial common stock.
Ameriprise Financial (AMP) Chairman and CEO James M. Cracchiolo reported equity compensation activity and updated holdings. On January 27, 2026, he acquired 35,534 shares of Ameriprise common stock at $0 per share, typically reflecting a stock award or vesting event, and had 164,363 shares directly afterward.
On the same date, 18,176 shares were disposed of at $498.33 per share under code “F,” indicating shares withheld to cover taxes, leaving 146,187 shares held directly. He also has an estimated 1,725.98 Ameriprise stock fund units in the company 401(k) plan as of January 27, 2026.
Ameriprise Financial’s president of Insurance & Annuities, Alvero Gumer, reported changes in his AMP common stock holdings. On January 27, 2026, he acquired 1,109 shares at $0 per share and had a separate transaction coded F involving 336 shares at $498.33 per share.
After these transactions, he directly held 5,563 AMP shares. In addition, an estimated 1,065.39 AMP shares were held indirectly through his Ameriprise Financial 401(k) plan account as of January 27, 2026, with the amount varying over time under the plan’s unit accounting.
Ameriprise Financial Inc. officer Joseph Edward Sweeney reported common stock transactions dated January 27, 2026. He acquired 5,550 shares of Ameriprise common stock at a price of $0 per share, bringing his directly held position at that point to 12,544 shares.
On the same date, he disposed of 2,553 shares of Ameriprise common stock at $498.33 per share, leaving 9,991 shares held directly after this transaction. In addition, the filing reflects an indirect holding of 296.54 Ameriprise shares through a 401(k) plan, which is described as an estimate based on unit accounting as of January 27, 2026.
Ameriprise Financial Inc. executive Walter S. Berman, Executive VP and CFO, reported stock transactions dated January 27, 2026. He acquired 9,993 shares of Ameriprise common stock at $0 per share, likely from an equity award, increasing his directly held stake before related tax transactions.
Berman then disposed of 5,102 common shares at $498.33 per share under transaction code "F", typically used when shares are withheld or sold to cover taxes. After these transactions, he directly held 10,242 common shares and indirectly held an estimated 364.21 shares through the Ameriprise Financial 401(k) plan as of January 27, 2026.
Ameriprise Financial executive William F. Truscott, CEO of Global Asset Management, reported equity award activity in company common stock on January 27, 2026.
He acquired 8,661 shares at $0, and 4,169 shares were forfeited at $498.33 per share to cover tax withholding tied to vesting. After these transactions, he directly held 2,970 shares, with an additional 16,782 shares held indirectly through an LLC and about 307.41 shares held indirectly through an Ameriprise 401(k) stock fund as of January 27, 2026.
Ameriprise Financial (AMP) executive William Davies reported routine share transactions in company stock. On January 27, 2026, he acquired 1,989 shares of common stock at $0 per share, likely reflecting an equity award, increasing his direct holdings to 15,013.4249 shares immediately after that transaction.
On the same date, Davies disposed of 935 shares of common stock at a reported price of $498.33 per share. Following this sale, he directly owned 14,078.4249 Ameriprise common shares. The filing lists him as Executive Vice President and Global Chief Investment Officer, and all reported holdings are direct, with no derivative securities disclosed.
Ameriprise Financial executive VP and CFO Walter Stanley Berman reported two transactions in Ameriprise common stock. On January 26, 2026 he reported a transaction coded F for 387 shares at $500.53, leaving 5,780 shares directly owned. On January 27, 2026 he reported another F-coded transaction for 429 shares at $498.33, with 5,351 shares then directly owned. He also reports 364.21 shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan as of January 27, 2026, an amount described as an estimate because the plan uses unit accounting.
Ameriprise Financial executive Joseph E. Sweeney, President – AWM Products & Services, reported tax-related share dispositions in company common stock. On January 26, 2026, 206 shares were disposed of at $500.53 per share, and on January 27, 2026, 201 shares were disposed of at $498.33 per share under transaction code F.
Following these transactions, Sweeney beneficially owned 6,994 Ameriprise common shares directly. He also had an estimated 296.54 additional shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan as of January 27, 2026, reflecting unit-based accounting.
Ameriprise Financial (AMP) executive Alvero Gumer reported two small stock transactions and updated his share holdings. As President-Insurance & Annuities, he reported Form 4 transactions coded "F" in Ameriprise common stock on January 26, 2026 and January 27, 2026.
On January 26, 2026, 40 shares of common stock were disposed of at $500.53 per share, leaving 4,826 shares owned directly. On January 27, 2026, 36 additional shares were disposed of at $498.33 per share, leaving 4,790 shares owned directly. Separately, an estimated 1,065.39 Ameriprise shares were held indirectly through the Ameriprise Financial 401(k) plan as of January 27, 2026, based on unit accounting in the plan.
Ameriprise Financial executive Heather J. Melloh, EVP and General Counsel, reported two small dispositions of Ameriprise common stock on transactions dated January 26, 2026 and January 27, 2026, both coded “F.”
The first transaction involved 66 shares at $500.53 per share, leaving her with 2,496 shares directly owned. The second transaction involved 42 shares at $498.33 per share, after which she directly owned 2,454 shares of Ameriprise common stock.
Ameriprise Financial EVP & CIO Gerard P. Smyth reported two dispositions of Ameriprise Financial common stock. On January 26, 2026, a transaction coded “F” covered 114 shares at $500.53 per share. On January 27, 2026, a second “F” transaction covered 97 shares at $498.33 per share.
After these transactions, Smyth beneficially owned 8,924 shares of Ameriprise Financial common stock, held directly.