Ameriprise (NYSE: AMP) EVP Melloh logs small Form 4 stock sales

Rhea-AI Filing Summary

Ameriprise Financial executive Heather J. Melloh, EVP and General Counsel, reported two small dispositions of Ameriprise common stock on transactions dated January 26, 2026 and January 27, 2026, both coded “F.”

The first transaction involved 66 shares at $500.53 per share, leaving her with 2,496 shares directly owned. The second transaction involved 42 shares at $498.33 per share, after which she directly owned 2,454 shares of Ameriprise common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MELLOH HEATHER J.

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP AND GENERAL COUNSEL

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/26/2026		F		66	D	$500.53	2,496	D
Common Stock	01/27/2026		F		42	D	$498.33	2,454	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Wendy B. Mahling for Heather J. Melloh	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AMP executive Heather J. Melloh report?

Heather J. Melloh reported two small dispositions of Ameriprise Financial (AMP) common stock. Transactions dated January 26 and January 27, 2026, involved 66 and 42 shares respectively, both coded “F” on the Form 4 insider trading report.

How many Ameriprise (AMP) shares did Heather J. Melloh dispose of?

She disposed of a total of 108 Ameriprise Financial (AMP) common shares. One transaction covered 66 shares at $500.53 per share, and a second covered 42 shares at $498.33 per share, according to the Form 4 filing.

What is Heather J. Melloh’s role at Ameriprise Financial (AMP)?

Heather J. Melloh is reported as an officer of Ameriprise Financial (AMP), serving as Executive Vice President and General Counsel. The Form 4 indicates she is not a director and not a 10% owner, and the filing is by one reporting person.

How many Ameriprise (AMP) shares does Heather J. Melloh own after the Form 4 trades?

After the reported transactions, Heather J. Melloh directly owns 2,454 shares of Ameriprise Financial (AMP) common stock. The Form 4 shows 2,496 shares following the first transaction and 2,454 shares following the second, all held in direct ownership.

On what dates did the AMP insider transactions by Heather J. Melloh occur?

The Ameriprise Financial (AMP) insider transactions reported by Heather J. Melloh occurred on January 26, 2026, and January 27, 2026. Both dates are listed in Table I of the Form 4 under non-derivative common stock transactions.

What transaction code is used in Heather J. Melloh’s AMP Form 4 filing?

Both transactions in Heather J. Melloh’s Ameriprise Financial (AMP) Form 4 use transaction code “F.” This code is shown in Table I for the non-derivative common stock entries on January 26, 2026, and January 27, 2026.