Ameriprise Financial plans sale of 7,894 shares

Ameriprise Financial, Inc. has a planned sale of up to 7,894 shares of its common stock through American Enterprise Investment Services, Inc., with an anticipated sale date of July 27, 2026 on the NYSE.

Rhea-AI Filing Summary

Ameriprise Financial, Inc. has a planned sale of up to 7,894 shares of its common stock through American Enterprise Investment Services, Inc., with an anticipated sale date of July 27, 2026 on the NYSE. The filing lists an aggregate market value of approximately $4,239,682.86 for these shares and indicates 89,897,084 shares of common stock outstanding.

The shares relate to equity compensation activity, including 6,391 shares from the July 27, 2025 vesting of compensatory equity awards and 1,503 shares tied to non-qualified stock options via a net exercise dated July 27, 2026.

Key Figures

Shares to be sold: 7,894 shares Aggregate market value: $4,239,682.86 Shares outstanding: 89,897,084 shares +2 more

5 metrics

Shares to be sold 7,894 shares Planned common stock sale expected on July 27, 2026

Aggregate market value $4,239,682.86 Value associated with 7,894 shares of common stock

Shares outstanding 89,897,084 shares Ameriprise common stock outstanding as referenced in the filing

Shares from compensatory awards 6,391 shares Common stock from vesting of compensatory equity awards on July 27, 2025

Shares from non-qualified options 1,503 shares Common stock from non-qualified stock options via net exercise on July 27, 2026

Key Terms

Compensatory Equity Awards, Non-Qualified Stock Options, Net Exercise, Common Stock

4 terms

Compensatory Equity Awards financial

"Vesting of Compensatory Equity Awards (See Remarks)"

Non-Qualified Stock Options financial

"07/27/2026 | Non-Qualified Stock Options Net Exercise"

Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.

Net Exercise financial

"07/27/2026 | Non-Qualified Stock Options Net Exercise"

A net exercise is a way to convert stock options into shares without paying cash up front: instead of handing over money to buy the optioned shares, the holder receives only the number of shares equal to the option’s value after the company withholds a portion of shares to cover the exercise price and taxes. It matters to investors because it changes how many new shares are issued, affects dilution of existing shareholders, and alters company cash flow compared with a cash exercise.

Common Stock financial

"Common Stock | 07/27/2025 | Vesting of Compensatory Equity Awards"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is disclosed for Ameriprise Financial (AMP)?

The filing discloses a planned sale of up to 7,894 shares of Ameriprise Financial common stock, with an aggregate market value of about $4,239,682.86, expected to be sold on the NYSE on July 27, 2026.

When are the AMP shares intended to be sold and on which market?

The shares are intended to be sold on July 27, 2026 on the NYSE. The filing associates the sale with 7,894 shares of Ameriprise Financial common stock routed through American Enterprise Investment Services, Inc.

How many Ameriprise (AMP) shares are outstanding according to this filing?

The filing states that 89,897,084 shares of Ameriprise Financial common stock were outstanding. This figure provides a baseline for context and does not represent the number of shares being sold, which is 7,894.

What portion of the AMP sale comes from compensatory equity awards?

The filing links 6,391 shares of Ameriprise common stock to the July 27, 2025 vesting of compensatory equity awards. These vested awards form a significant part of the 7,894 shares covered by the planned sale.

How many AMP shares are tied to non-qualified stock options in this plan?

The filing attributes 1,503 shares to non-qualified stock options via a net exercise dated July 27, 2026. These option-related shares are included within the overall planned sale of 7,894 shares of Ameriprise common stock.

Who is the broker for the planned Ameriprise (AMP) stock sale?

The planned sale is listed through American Enterprise Investment Services, Inc., based in Minneapolis. This broker is identified in connection with the proposed sale of 7,894 shares of Ameriprise Financial common stock on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/27/2026 - 08:12 PM Accepted by SEC EDGAR 07/27/2026 - 08:12 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001724756
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERIPRISE FINANCIAL INC.
SEC File Number	001-32525
Address of Issuer	901 THIRD AVENUE SOUTH MINNEAPOLIS MINNESOTA 55402
Phone	612-671-3000
Name of Person for Whose Account the Securities are To Be Sold	William J. Williams
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	American Enterprise Investment Services, Inc. 1350 Ameriprise Financial Center Minneapolis MN 55474	7894	4239682.86	89897084	07/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	07/27/2025	Vesting of Compensatory Equity Awards (See Remarks)	Amerprise Financial, Inc.			6391	07/27/2025	Compensatory Equity Awards
Common Stock	07/27/2026	Employee Stock Option	Ameriprise Financial, Inc.			1503	07/27/2026	Non-Qualified Stock Options Net Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares were acquired through various compensatory awards more than a year ago.
Date of Notice	07/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wendy B. Mahling for William J. Williams
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)