Ameriprise plans stock sale via employee options

Ameriprise Financial, Inc. reports a planned sale of 18,020 shares of its common stock on or about July 28, 2026, in connection with employee stock options exercised on a non-qualified stock options net exercise basis.

Rhea-AI Filing Summary

Ameriprise Financial, Inc. reports a planned sale of 18,020 shares of its common stock on or about July 28, 2026, in connection with employee stock options exercised on a non-qualified stock options net exercise basis. The filing lists an aggregate market value of 9,828,561.54 for the securities and 89,897,084 shares of common stock outstanding, with sales expected through American Enterprise Investment Services, Inc. on the NYSE.

Key Figures

Shares to be sold: 18,020 shares Aggregate market value: 9,828,561.54 Shares outstanding: 89,897,084 shares +1 more

4 metrics

Shares to be sold 18,020 shares Common stock associated with employee stock options planned for sale around July 28, 2026

Aggregate market value 9,828,561.54 Aggregate market value of the 18,020 common shares referenced in the planned sale

Shares outstanding 89,897,084 shares Outstanding Ameriprise Financial common stock listed for context in the Form 144

Proposed sale date 07/28/2026 Approximate date of sale for the 18,020 common shares disclosed

Key Terms

Form 144, Non-Qualified Stock Options, Net Exercise, Employee Stock Option

4 terms

Form 144 regulatory

"144: Securities Information Common Stock | American Enterprise Investment Services, Inc."

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Non-Qualified Stock Options financial

"07/28/2026 | Non-Qualified Stock Options Net Exercise"

Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.

Net Exercise financial

"07/28/2026 | Non-Qualified Stock Options Net Exercise"

A net exercise is a way to convert stock options into shares without paying cash up front: instead of handing over money to buy the optioned shares, the holder receives only the number of shares equal to the option’s value after the company withholds a portion of shares to cover the exercise price and taxes. It matters to investors because it changes how many new shares are issued, affects dilution of existing shareholders, and alters company cash flow compared with a cash exercise.

Employee Stock Option financial

"Common Stock | 07/28/2026 | Employee Stock Option | Ameriprise Financial, Inc."

An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is disclosed for Ameriprise Financial (AMP)?

The filing discloses a planned sale of 18,020 shares of Ameriprise Financial common stock, tied to the exercise of employee stock options on a non-qualified stock options net exercise basis around July 28, 2026.

What is the aggregate market value of the Ameriprise (AMP) shares to be sold?

The planned sale covers shares with an aggregate market value of 9,828,561.54. This figure relates to the 18,020 common shares referenced, which are associated with employee stock option exercises expected to be sold on or about July 28, 2026.

How many Ameriprise (AMP) shares are outstanding in this Form 144?

The Form 144 lists 89,897,084 shares of Ameriprise Financial common stock outstanding. This number provides context for the size of the planned 18,020-share sale relative to the company’s total outstanding common shares.

When is the Ameriprise (AMP) stock sale expected to occur?

The planned sale is expected on or about July 28, 2026. This date applies to the disposition of 18,020 common shares tied to employee stock options, with trading indicated as occurring on the NYSE through a named broker.

What type of options are involved in the Ameriprise (AMP) planned sale?

The planned sale is associated with Employee Stock Options structured as Non-Qualified Stock Options using a net exercise method. This means the options are not incentive stock options and the exercise involves netting shares rather than a separate cash payment.

Which broker is listed for handling the Ameriprise (AMP) stock sale?

The broker listed is American Enterprise Investment Services, Inc., located in Minneapolis, Minnesota. This firm is identified in connection with executing the planned sale of 18,020 Ameriprise common shares on the NYSE as disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/28/2026 - 07:45 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001196484
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERIPRISE FINANCIAL INC.
SEC File Number	001-32525
Address of Issuer	901 THIRD AVENUE SOUTH MINNEAPOLIS MINNESOTA 55402
Phone	612-671-3000
Name of Person for Whose Account the Securities are To Be Sold	James M. Cracchiolo
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	American Enterprise Investment Services, Inc. 1350 Ameriprise Financial Center Minneapolis MN 55474	18020	9828561.54	89897084	07/28/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	07/28/2026	Employee Stock Option	Ameriprise Financial, Inc.			18020	07/28/2026	Non-Qualified Stock Options Net Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	07/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wendy B. Mahling for James M. Cracchiolo
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)