Ameriprise officer Sweeney logs stock grant and sale

Ameriprise Financial Inc. officer Joseph Edward Sweeney reported common stock transactions dated January 27, 2026.

Rhea-AI Filing Summary

Ameriprise Financial Inc. officer Joseph Edward Sweeney reported common stock transactions dated January 27, 2026. He acquired 5,550 shares of Ameriprise common stock at a price of $0 per share, bringing his directly held position at that point to 12,544 shares.

On the same date, he disposed of 2,553 shares of Ameriprise common stock at $498.33 per share, leaving 9,991 shares held directly after this transaction. In addition, the filing reflects an indirect holding of 296.54 Ameriprise shares through a 401(k) plan, which is described as an estimate based on unit accounting as of January 27, 2026.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Sweeney Joseph Edward

Role PRES-AWM PRODUCTS & SERVICES

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5,550	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	2,553	$498.33	$1.27M
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 9,991 shares (Direct); Common Stock — 296.54 shares (Indirect, By 401(k) Plan)

Footnotes (1)

1. F1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

FAQ

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What insider transactions did AMP officer Joseph Sweeney report on January 27, 2026?

Joseph Edward Sweeney reported acquiring 5,550 Ameriprise (AMP) common shares at $0 per share and disposing of 2,553 shares at $498.33 per share. After these transactions, he directly held 9,991 shares and reported an additional estimated 296.54 shares via a 401(k) plan.

How many Ameriprise (AMP) shares does Joseph Sweeney hold directly after the reported Form 4 transactions?

Following the January 27, 2026 transactions, Joseph Edward Sweeney directly held 9,991 shares of Ameriprise common stock. This figure reflects both the 5,550 shares acquired at $0 per share and the 2,553 shares disposed of at $498.33 per share reported in the filing.

What is the price and size of the Ameriprise (AMP) share disposition reported by Joseph Sweeney?

Joseph Edward Sweeney reported a disposition of 2,553 Ameriprise common shares at a price of $498.33 per share. This transaction reduced his directly held stake from 12,544 shares immediately after the acquisition to 9,991 shares directly owned following the disposition.

Does the Form 4 show any indirect Ameriprise (AMP) share holdings for Joseph Sweeney?

Yes. The Form 4 shows an indirect holding of 296.54 Ameriprise common shares for Joseph Edward Sweeney through a 401(k) plan. A footnote explains this amount is an estimate based on unit accounting as of January 27, 2026 and can vary with Ameriprise’s stock price.

What is Joseph Sweeney’s role at Ameriprise Financial (AMP) as disclosed in this Form 4?

The Form 4 identifies Joseph Edward Sweeney as an officer of Ameriprise Financial Inc., with the title “PRES-AWM PRODUCTS & SERVICES.” He is not listed as a director or a 10% owner, and this filing reflects his status as a company officer reporting equity transactions.

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Accepted by SEC EDGAR 01/29/2026 - 06:40 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sweeney Joseph Edward

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRES-AWM PRODUCTS & SERVICES

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2026		A		5,550	A	$0	12,544	D
Common Stock	01/27/2026		F		2,553	D	$498.33	9,991	D
Common Stock								296.54(1)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

	/s/ Wendy B. Mahling for Joseph E. Sweeney	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.