Ameriprise CFO Walter Berman sells 7,000 shares

Ameriprise Financial executive Walter S. Berman, Executive VP and CFO, reported a stock sale.

Rhea-AI Filing Summary

Ameriprise Financial executive Walter S. Berman, Executive VP and CFO, reported a stock sale. On February 5, 2026, he sold 7,000 shares of Ameriprise Financial common stock at a weighted average price of $544.2159 per share, in multiple trades with prices ranging from $543.98 to $544.645.

After the sale, he beneficially owned 5,609 shares of Ameriprise common stock directly. He also had an estimated 363.83 shares credited to his account through the Ameriprise Financial Stock Fund in the company’s 401(k) plan as of February 5, 2026, which uses unit accounting.

Insider Trade Summary

Net Seller: 7,000 shares

Net Sell 2 txns

Insider Berman Walter Stanley

Role EXECUTIVE VP AND CFO

Sold 7,000 shs ($3.81M)

Type	Security	Shares	Price	Value
Sale	Common Stock	7,000	$544.2159	$3.81M
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 5,609 shares (Direct); Common Stock — 363.83 shares (Indirect, By 401(k) Plan)

Footnotes (2)

1. F1. Reflects the weighted average price of 7,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 5, 2026 with sale prices ranging from $543.98 to $544.645 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
2. F2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 5, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

FAQ

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What insider transaction did Ameriprise Financial (AMP) report for Walter S. Berman?

Ameriprise Financial reported that Executive VP and CFO Walter S. Berman sold 7,000 shares of common stock on February 5, 2026. The sale was executed in multiple trades at a weighted average price of $544.2159 per share, with individual prices between $543.98 and $544.645.

At what price did the Ameriprise (AMP) CFO sell his 7,000 shares?

The 7,000 Ameriprise shares were sold at a weighted average price of $544.2159 per share. According to the filing, the individual sale prices ranged from $543.98 to $544.645, and detailed trade-by-trade pricing is available upon request from the parties specified.

How many Ameriprise (AMP) shares does Walter S. Berman own after the reported sale?

Following the February 5, 2026 sale, Walter S. Berman beneficially owned 5,609 Ameriprise common shares directly. In addition, an estimated 363.83 shares were credited to his Ameriprise Financial Stock Fund position within the company’s 401(k) plan as of the same date.

What does the Ameriprise (AMP) Form 4 say about the CFO’s 401(k) holdings?

The Form 4 states that an estimated 363.83 Ameriprise shares are held for Walter S. Berman in the Ameriprise Financial Stock Fund under the 401(k) plan. This figure is based on unit accounting, so the number of deemed shares varies with Ameriprise’s stock price.

Was the Ameriprise (AMP) CFO’s 7,000-share sale a single trade or multiple trades?

The 7,000-share sale was executed in multiple transactions on February 5, 2026. The filing explains that these trades produced a weighted average price of $544.2159 per share, with individual trades executed between $543.98 and $544.645 per share.

Who is the insider involved in this Ameriprise (AMP) Form 4 transaction?

The insider is Walter S. Berman, who serves as Executive Vice President and Chief Financial Officer of Ameriprise Financial, Inc. He is identified in the filing as an officer of the company and is the reporting person for the 7,000-share stock sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/09/2026 - 04:42 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Berman Walter Stanley

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EXECUTIVE VP AND CFO

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/05/2026		S		7,000	D	$544.2159(1)	5,609	D
Common Stock								363.83(2)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects the weighted average price of 7,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 5, 2026 with sale prices ranging from $543.98 to $544.645 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 5, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

	/s/ Wendy B. Mahling for Walter S. Berman	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.