Ameriprise holder plans sale of 4,658 shares

Ameriprise Financial, Inc. common stock is the subject of a planned sale under Rule 144.

Rhea-AI Filing Summary

Ameriprise Financial, Inc. common stock is the subject of a planned sale under Rule 144. A shareholder has filed to sell 4,658 shares through American Enterprise Investment Services on the NYSE, with an aggregate market value of $2,528,746.13 and an approximate sale date of February 9, 2026.

The filing notes that 1,315 shares were acquired on February 9, 2025 through vesting of compensatory equity awards, and 3,343 shares were acquired on February 9, 2026 via non-qualified stock options, using a net exercise method. The issuer had 92,905,713 shares outstanding when this notice was prepared.

FAQ

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What does the Form 144 filing for AMP disclose?

The filing discloses a planned Rule 144 sale of 4,658 Ameriprise Financial (AMP) common shares. The shares have an indicated aggregate market value of $2,528,746.13 and are expected to be sold on the NYSE around February 9, 2026.

How many Ameriprise (AMP) shares are planned to be sold and where?

The shareholder plans to sell 4,658 shares of Ameriprise Financial common stock. The shares are listed for sale on the New York Stock Exchange (NYSE) through American Enterprise Investment Services, Inc. as the broker handling the transaction.

What is the market value of the AMP shares in this Form 144?

The Form 144 lists an aggregate market value of $2,528,746.13 for the 4,658 Ameriprise Financial shares to be sold. This amount reflects the indicative market value used for the Rule 144 notice at the time it was prepared.

How were the Ameriprise (AMP) shares in the Form 144 acquired?

The shares were acquired through equity compensation. 1,315 shares came from vesting of compensatory equity awards on February 9, 2025, and 3,343 shares were obtained on February 9, 2026 via non-qualified stock options using a net exercise.

How many Ameriprise (AMP) shares were outstanding when this notice was filed?

The notice states that 92,905,713 shares of Ameriprise Financial common stock were outstanding. This figure provides context for the planned sale of 4,658 shares under Rule 144 relative to the company’s total share count.

Does the Form 144 show any AMP stock sales in the prior three months?

The section requesting information on securities sold during the past three months appears without populated entries in this excerpt. That indicates no additional AMP sales are listed there for the person on whose behalf this notice is filed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/09/2026 - 06:06 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001915877
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERIPRISE FINANCIAL INC.
SEC File Number	001-32525
Address of Issuer	901 THIRD AVENUE SOUTH MINNEAPOLIS MINNESOTA 55402
Phone	612-671-3000
Name of Person for Whose Account the Securities are To Be Sold	GUMER ALVERO
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	American Enterprise Investment Services, Inc. 1350 Ameriprise Financial Center Minneapolis MN 55474	4658	2528746.13	92905713	02/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/09/2025	Vesting of Compensatory Equity Awards	Amerprise Financial, Inc.			1315	02/09/2025	Compensatory Equity Awards
Common Stock	02/09/2026	Employee Stock Option	Ameriprise Financial, Inc.			3343	02/09/2026	Non-Qualified Stock Options Net Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wendy B. Mahling for Gumer Alvero
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)