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  4. [Form 4] AMERIPRISE FINANCIAL INC Insider Trading Activity

Ameriprise CEO sells 15,696 shares at $548.6051

Ameriprise Financial’s chairman and CEO, James M. Cracchiolo, reported a series of open-market sales of Ameriprise common stock on February 4, 2026.

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Ameriprise Financial’s chairman and CEO, James M. Cracchiolo, reported a series of open-market sales of Ameriprise common stock on February 4, 2026. The transactions covered multiple blocks of shares, including 7,136 shares at a weighted average price of $540.1052 and 15,696 shares at $548.6051, with several additional sales between those price levels.

After these sales, Cracchiolo directly held 107,633 shares of Ameriprise common stock. The filing also notes an estimated 1,724.844 shares held indirectly through his account in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of February 4, 2026.

Positive

  • None.

Negative

  • None.
Insider CRACCHIOLO JAMES M
Role CHAIRMAN AND CEO
Sold 48,813 shs ($26.60M)
Type Security Shares Price Value
Sale Common Stock 7,136 $540.1052 $3.85M
Sale Common Stock 4,235 $541.4565 $2.29M
Sale Common Stock 5,643 $542.7847 $3.06M
Sale Common Stock 4,507 $543.8838 $2.45M
Sale Common Stock 6,886 $545.0414 $3.75M
Sale Common Stock 1,782 $545.7615 $973K
Sale Common Stock 2,928 $547.5084 $1.60M
Sale Common Stock 15,696 $548.6051 $8.61M
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 107,633 shares (Direct); Common Stock — 1,724.844 shares (Indirect, By 401(k) Plan)
Footnotes (8)
  1. F1. Reflects the weighted average price of 7,136 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $540.0026 to $540.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. F2. Reflects the weighted average price of 4,235 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $541.2941 to $542.2709 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. F3. Reflects the weighted average price of 5,643 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $542.40 to $543.1716 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. F4. Reflects the weighted average price of 4,507 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $543.4078 to $544.2742 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. F5. Reflects the weighted average price of 6,886 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $544.5695 to $545.285 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. F6. Reflects the weighted average price of 1,782 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $545.67 to $545.92 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. F7. Reflects the weighted average price of 2,928 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $547.3993 to $547.6488 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. F8. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 4, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did Ameriprise Financial (AMP) report in this Form 4?
The Form 4 reports that chairman and CEO James M. Cracchiolo sold multiple blocks of Ameriprise common stock on February 4, 2026, at weighted average prices between $540.1052 and $548.6051 per share. These were open-market sales of existing shares.

How many Ameriprise (AMP) shares did the CEO sell on February 4, 2026?
James M. Cracchiolo sold several blocks of Ameriprise common stock, including 7,136 shares at $540.1052 and 15,696 shares at $548.6051, plus additional blocks of 4,235, 5,643, 4,507, 6,886, 1,782, and 2,928 shares, all on February 4, 2026.

What is James M. Cracchiolo’s Ameriprise (AMP) share ownership after these sales?
After the reported transactions, James M. Cracchiolo directly owned 107,633 shares of Ameriprise common stock. The filing also shows an estimated 1,724.844 shares held indirectly through his account in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of February 4, 2026.

At what prices were the Ameriprise (AMP) CEO’s shares sold?
The sales were executed at weighted average prices for each block, including $540.1052, $541.4565, $542.7847, $543.8838, $545.0414, $545.7615, $547.5084, and $548.6051 per share. Each weighted average reflects multiple trades within a narrow intraday price range.

How are the Ameriprise (AMP) 401(k) holdings for the CEO reported in this filing?
The filing lists an estimated 1,724.844 Ameriprise shares held in James M. Cracchiolo’s account in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of February 4, 2026. The plan uses unit accounting, so the deemed share count varies with the stock price.

Does this Ameriprise (AMP) Form 4 include any derivative securities?
Table II for derivative securities is present but contains no entries in this filing. All reported transactions involve non-derivative Ameriprise common stock, with sales coded as open-market transactions and one line showing indirect holdings through the 401(k) plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CRACCHIOLO JAMES M
(Last) (First) (Middle)
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
(Street)
MINNEAPOLIS MN 55474
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CHAIRMAN AND CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/04/2026 S 7,136 D $540.1052(1) 149,310 D
Common Stock 02/04/2026 S 4,235 D $541.4565(2) 145,075 D
Common Stock 02/04/2026 S 5,643 D $542.7847(3) 139,432 D
Common Stock 02/04/2026 S 4,507 D $543.8838(4) 134,925 D
Common Stock 02/04/2026 S 6,886 D $545.0414(5) 128,039 D
Common Stock 02/04/2026 S 1,782 D $545.7615(6) 126,257 D
Common Stock 02/04/2026 S 2,928 D $547.5084(7) 123,329 D
Common Stock 02/04/2026 S 15,696 D $548.6051 107,633 D
Common Stock 1,724.844(8) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects the weighted average price of 7,136 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $540.0026 to $540.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
2. Reflects the weighted average price of 4,235 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $541.2941 to $542.2709 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
3. Reflects the weighted average price of 5,643 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $542.40 to $543.1716 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
4. Reflects the weighted average price of 4,507 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $543.4078 to $544.2742 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
5. Reflects the weighted average price of 6,886 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $544.5695 to $545.285 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
6. Reflects the weighted average price of 1,782 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $545.67 to $545.92 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
7. Reflects the weighted average price of 2,928 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $547.3993 to $547.6488 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
8. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 4, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
/s/ Wendy B. Mahling for James M. Cracchiolo 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

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