Ameriprise Financial (NYSE: AMP) EVP counsel reports insider stock moves

Rhea-AI Filing Summary

Ameriprise Financial EVP and General Counsel Heather J. Melloh reported two transactions in Ameriprise Financial common stock. On January 27, 2026, she acquired 999 shares at $0 per share in a transaction coded "A". The same day, she disposed of 306 shares in a transaction coded "F" at $498.33 per share. After these moves, she directly owned 3,684 shares of Ameriprise Financial common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MELLOH HEATHER J.

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP AND GENERAL COUNSEL

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2026		A		999	A	$0	3,990	D
Common Stock	01/27/2026		F		306	D	$498.33	3,684	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Wendy B. Mahling for Heather J. Melloh	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AMP report for Heather J. Melloh?

Ameriprise Financial reported that Heather J. Melloh, EVP and General Counsel, had two transactions on January 27, 2026: an acquisition of 999 common shares at $0 per share and a disposition of 306 common shares at $498.33 per share.

How many Ameriprise (AMP) shares does Heather J. Melloh now own?

Following the reported transactions, Heather J. Melloh directly owns 3,684 shares of Ameriprise Financial common stock. This figure reflects her holdings after acquiring 999 shares and disposing of 306 shares on January 27, 2026, as disclosed in the Form 4 filing.

What was the price of the AMP shares acquired and disposed by Heather J. Melloh?

In the Form 4, 999 Ameriprise shares were acquired at a reported price of $0 per share. A separate transaction showed 306 shares disposed of at a reported price of $498.33 per share on January 27, 2026.

What do the direct ownership details show for AMP stock in this Form 4?

The filing shows that all reported Ameriprise common stock transactions are marked as direct (D) ownership for Heather J. Melloh. After the January 27, 2026 transactions, her directly owned position in Ameriprise Financial common stock stands at 3,684 shares.

Who is the insider involved in this Ameriprise (AMP) Form 4 filing?

The insider is Heather J. Melloh, listed as Executive Vice President and General Counsel of Ameriprise Financial. She is identified as an officer, not a director or 10% owner, and the Form 4 reports her personal common stock transactions and direct holdings.

On what date were the Ameriprise (AMP) insider transactions executed?

Both insider transactions reported for Heather J. Melloh occurred on January 27, 2026. That date applies to the acquisition of 999 Ameriprise common shares at $0 per share and the separate disposition of 306 shares at $498.33 per share.