Ameriprise holder plans sale of 48,813 shares

Rhea-AI Filing Summary

Ameriprise Financial common stockholder has filed a notice of proposed sale of 48,813 shares of common stock through American Enterprise Investment Services, Inc. on the NYSE, with an aggregate market value of 26,601,189 and an approximate sale date of 02/04/2026.

The 48,813 shares were acquired on 02/04/2025 through the vesting of compensatory equity awards from Ameriprise Financial, Inc. Shares of common stock outstanding were 92,905,713 at the time referenced in the notice.

FAQ

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What does the Ameriprise (AMP) Form 144 filing disclose?

The filing discloses a planned sale of 48,813 Ameriprise common shares on or about 02/04/2026. The shares are to be sold on the NYSE through American Enterprise Investment Services, Inc., with an aggregate market value of 26,601,189.

How many Ameriprise (AMP) shares are planned for sale in this notice?

The notice covers a proposed sale of 48,813 shares of Ameriprise Financial common stock. These shares were acquired via the vesting of compensatory equity awards on 02/04/2025 and are planned for sale on or about 02/04/2026.

How were the Ameriprise (AMP) shares in this Form 144 acquired?

The 48,813 Ameriprise shares were acquired through vesting of compensatory equity awards on 02/04/2025. The issuer listed is Ameriprise Financial, Inc., and the form indicates these awards served as the consideration for the shares.

On which exchange and through which broker will the AMP shares be sold?

The filing states the Ameriprise common stock is to be sold on the NYSE. The broker named is American Enterprise Investment Services, Inc., located at 1350 Ameriprise Financial Center, Minneapolis, MN 55474, handling the proposed 48,813-share sale.

What aggregate market value is associated with the AMP shares in this filing?

The Form 144 lists an aggregate market value of 26,601,189 for the 48,813 Ameriprise common shares proposed for sale. This figure reflects the total market value of the securities covered by the notice at the time referenced.

How many Ameriprise (AMP) shares were outstanding as referenced in the Form 144?

The notice reports 92,905,713 Ameriprise common shares outstanding. This outstanding share figure provides context for the size of the proposed 48,813-share sale relative to the total common stock referenced in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/04/2026 - 06:32 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001196484
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERIPRISE FINANCIAL INC.
SEC File Number	001-32525
Address of Issuer	901 THIRD AVENUE SOUTH MINNEAPOLIS MINNESOTA 55402
Phone	612-671-3000
Name of Person for Whose Account the Securities are To Be Sold	James M. Cracchiolo
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	American Enterprise Investment Services, Inc. 1350 Ameriprise Financial Center Minneapolis MN 55474	48813	26601189	92905713	02/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/04/2025	Vesting of Compensator y Equity Awards	Ameriprise Financial, Inc.			48813	02/04/2025	Compensatory Equity Awards

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wendy B. Mahling, as Attorney-in-Fact for James M. Cracchiolo
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)