Ameriprise insider plans Rule 144 sale of 7,000 shares

An Ameriprise Financial insider filed a Rule 144 notice to sell 7,000 shares of Ameriprise common stock through American Enterprise Investment Services on the NYSE, with an aggregate market value of 3,809,511.

Rhea-AI Filing Summary

An Ameriprise Financial insider filed a Rule 144 notice to sell 7,000 shares of Ameriprise common stock through American Enterprise Investment Services on the NYSE, with an aggregate market value of 3,809,511.

The shares were acquired on 02/05/2025 via vesting of compensatory equity awards from Ameriprise Financial, Inc. The notice lists 92,905,713 common shares outstanding and targets an approximate sale date of 02/05/2026. The filer represents they are not aware of undisclosed material adverse information about Ameriprise’s current or prospective operations.

FAQ

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What does the Ameriprise Financial (AMP) Form 144 filing disclose?

The Form 144 discloses an insider’s intention to sell 7,000 shares of Ameriprise common stock. The planned sale will be executed through American Enterprise Investment Services on the NYSE, with an aggregate market value listed as 3,809,511 under Rule 144.

How many Ameriprise (AMP) shares are planned for sale under this Rule 144?

The notice covers a proposed sale of 7,000 shares of Ameriprise common stock. These shares were previously acquired through vesting of compensatory equity awards on 02/05/2025, and the approximate sale date identified in the filing is 02/05/2026 on the NYSE.

How were the Ameriprise (AMP) shares in this Form 144 acquired?

The 7,000 shares were acquired on 02/05/2025 through the vesting of compensatory equity awards from Ameriprise Financial, Inc. The filing describes the transaction as “Vesting of Compensatory Equity Awards” and lists the nature of payment as “Compensatory Equity Awards.”

What market details are given for the Ameriprise (AMP) Rule 144 sale?

The filing lists American Enterprise Investment Services, Inc. as broker and names the NYSE as the exchange. It reports an aggregate market value of 3,809,511 for the 7,000 shares and notes 92,905,713 Ameriprise common shares outstanding.

What assurances does the insider give in the Ameriprise (AMP) Form 144?

The person for whose account the shares may be sold represents they do not know any material adverse information about Ameriprise’s current or prospective operations that has not been publicly disclosed, as required in the notice’s signature and representation section.

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Accepted by SEC EDGAR 02/05/2026 - 05:55 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001335761
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERIPRISE FINANCIAL INC.
SEC File Number	001-32525
Address of Issuer	901 THIRD AVENUE SOUTH MINNEAPOLIS MINNESOTA 55402
Phone	612-671-3000
Name of Person for Whose Account the Securities are To Be Sold	Walter Stanley Berman
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	American Enterprise Investment Services, Inc. 1350 Ameriprise Financial Center Minneapolis MN 55474	7000	3809511	92905713	02/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/05/2025	Vesting of Compensator y Equity Awards	Ameriprise Financial, Inc.			7000	02/05/2025	Compensatory Equity Awards

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wendy B. Mahling, as Attorney-in-Fact for Walter Stanley Berman
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)