Ameriprise (NYSE: AMP) CEO Truscott details share vesting and tax withholding

Rhea-AI Filing Summary

Ameriprise Financial executive William F. Truscott, CEO of Global Asset Management, reported equity award activity in company common stock on January 27, 2026.

He acquired 8,661 shares at $0, and 4,169 shares were forfeited at $498.33 per share to cover tax withholding tied to vesting. After these transactions, he directly held 2,970 shares, with an additional 16,782 shares held indirectly through an LLC and about 307.41 shares held indirectly through an Ameriprise 401(k) stock fund as of January 27, 2026.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TRUSCOTT WILLIAM F

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO, GLOBAL ASSET MANAGEMENT

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2026		A		8,661	A	$0	11,631	D
Common Stock	01/27/2026		F		4,169	D	$498.33	2,970(1)	D
Common Stock								16,782(1)	I	By LLC
Common Stock								307.41(2)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

	/s/ Wendy B. Mahling for William Fredrick Truscott	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did AMP executive William Truscott report?

William F. Truscott reported acquiring 8,661 Ameriprise Financial common shares at $0 and the forfeiture of 4,169 shares at $498.33 per share for tax withholding, all dated January 27, 2026, updating his direct and indirect holdings.

How many Ameriprise (AMP) shares does William Truscott own after this Form 4?

After these transactions, William Truscott directly held 2,970 Ameriprise common shares, with 16,782 additional shares held indirectly via an LLC and about 307.41 shares held indirectly through his Ameriprise 401(k) stock fund as of January 27, 2026.

Why were 4,169 Ameriprise (AMP) shares forfeited in Truscott’s filing?

The 4,169 Ameriprise shares were forfeited at $498.33 per share to satisfy tax withholding obligations upon vesting of equity awards, with the remaining vested shares transferred into William Truscott’s indirect LLC holdings, according to the explanatory footnote in the Form 4.

What does the $0 price on 8,661 Ameriprise (AMP) shares indicate?

The $0 price for the 8,661 Ameriprise shares indicates they were acquired at no cash cost to William Truscott, consistent with vested equity awards issued by the company rather than open-market purchases, as reflected in the Form 4 acquisition code A.

How are William Truscott’s indirect Ameriprise (AMP) holdings structured?

William Truscott’s indirect Ameriprise holdings include 16,782 common shares held through an LLC and an estimated 307.41 shares in the Ameriprise Financial Stock Fund within his 401(k) plan, with the 401(k) position based on unit accounting as of January 27, 2026.

What role does William Truscott hold at Ameriprise Financial (AMP)?

William F. Truscott is identified as an officer of Ameriprise Financial, serving as CEO, Global Asset Management. His Form 4 filing reports changes in his beneficial ownership of Ameriprise common stock through direct holdings, an LLC, and a company 401(k) plan.