What AMP-related holdings does the CEO have in the Ameriprise 401(k) plan?

James M. Cracchiolo has an estimated 1,725.98 units in the Ameriprise Financial Stock Fund within the company 401(k) plan as of January 27, 2026. The plan uses unit accounting, so the number of underlying AMP shares can vary with the stock price.

Ameriprise (NYSE: AMP) CEO logs stock award and tax share withholding

Filing Impact

(Very High)

Filing Sentiment

(Very Negative)

Form Type

Rhea-AI Filing Summary

Ameriprise Financial (AMP) Chairman and CEO James M. Cracchiolo reported equity compensation activity and updated holdings. On January 27, 2026, he acquired 35,534 shares of Ameriprise common stock at $0 per share, typically reflecting a stock award or vesting event, and had 164,363 shares directly afterward.

On the same date, 18,176 shares were disposed of at $498.33 per share under code “F,” indicating shares withheld to cover taxes, leaving 146,187 shares held directly. He also has an estimated 1,725.98 Ameriprise stock fund units in the company 401(k) plan as of January 27, 2026.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider CRACCHIOLO JAMES M

Role CHAIRMAN AND CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	35,534	$0.00	--
Tax Withholding	Common Stock	18,176	$498.33	$9.06M
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 164,363 shares (Direct); Common Stock — 1,725.98 shares (Indirect, By 401(k) Plan)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

01/29/2026 - 06:41 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CRACCHIOLO JAMES M

(Last)

(First)

(Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS

55474

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CHAIRMAN AND CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/27/2026		A		35,534	A	$0	164,363	D
Common Stock	01/27/2026		F		18,176	D	$498.33	146,187	D
Common Stock								1,725.98⁽¹⁾	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

	/s/ Wendy B. Mahling for James M. Cracchiolo	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AMP CEO James Cracchiolo report on January 27, 2026?

James M. Cracchiolo reported acquiring 35,534 Ameriprise Financial common shares at $0 per share on January 27, 2026. This appears to be an equity award or vesting event that increased his direct holdings before subsequent tax-related share withholding.

Why were 18,176 AMP shares reported as disposed of by the CEO?

The 18,176 Ameriprise Financial shares were reported with transaction code “F,” indicating shares withheld to cover taxes. They were valued at $498.33 per share, a common mechanism when equity awards vest and tax obligations are satisfied in shares rather than cash.

How many AMP shares does CEO James Cracchiolo hold directly after these transactions?

Following the January 27, 2026 transactions, James M. Cracchiolo beneficially owned 146,187 Ameriprise Financial common shares directly. This figure reflects both the equity award acquisition and the shares withheld to satisfy related tax obligations reported on the same date.

What is the significance of transaction code “A” in this AMP Form 4?

In this Form 4, transaction code “A” indicates James M. Cracchiolo acquired 35,534 Ameriprise Financial common shares. The shares were reported at $0 per share, consistent with stock-based compensation such as restricted stock vesting or a similar equity award grant.

What does transaction code “F” mean for AMP insider reports?

Transaction code “F” in this Ameriprise filing denotes shares withheld to pay taxes on an equity award. For James M. Cracchiolo, 18,176 shares were withheld at $498.33 per share, reducing his direct share count while satisfying tax obligations tied to the stock award.