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Vanguard (NYSE: AMP) amends 13G/A after realignment, reports 0 shares

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

The Vanguard Group filed Amendment No. 11 to its Schedule 13G/A reporting 0 beneficially owned shares of Ameriprise Financial Inc. common stock.

The filing explains an internal realignment on January 12, 2026 that disaggregated certain subsidiaries and business divisions, and states that The Vanguard Group, Inc. no longer has beneficial ownership over securities held by those subsidiaries. The form is signed by Ashley Grim as Head of Global Fund Administration on 03/26/2026.

Positive

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Negative

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Insights

Amendment clarifies ownership after Vanguard internal realignment.

The filing states the Vanguard reorganization dated January 12, 2026 led to disaggregation of subsidiary holdings and reports 0 shares beneficially owned by The Vanguard Group in Ameriprise common stock. This reflects a reporting change tied to structural separation, not an open-market trade.

Cash‑flow treatment and any subsidiary holdings are not described in this excerpt; subsequent filings by the subsidiaries may show where those holdings are reported.

Disclosure emphasizes compliance with SEC Release No. 34-39538 and separate reporting.

The amendment cites SEC Release No. 34-39538 (January 12, 1998) to justify separate reporting by subsidiaries or business divisions following the internal realignment. It states The Vanguard Group, Inc. no longer is deemed to beneficially own those subsidiary-held securities.

Investors can expect related Schedule 13G/A filings from the specific subsidiaries or divisions rather than from The Vanguard Group parent; timing is not provided in the excerpt.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: On January 12, 2026, The Vanguard Group, Inc. went through an internal realignment. In accordance with SEC Release No. 34-39538 (January 12, 1998), certain subsidiaries or business divisions of subsidiaries of The Vanguard Group, Inc., that formerly had, or were deemed to have, beneficial ownership with The Vanguard Group, Inc., will report beneficial ownership separately (on a disaggregated basis) from The Vanguard Group, Inc. in reliance on such release. These subsidiaries and/or business divisions pursue the same investment strategies as previously pursued by The Vanguard Group, Inc. prior to the realignment. Further in accordance with SEC Release No. 34-39538 (January 12, 1998), The Vanguard Group, Inc. no longer has, or is deemed to have, beneficial ownership over securities beneficially owned by such subsidiaries and/or business divisions.


SCHEDULE 13G



The Vanguard Group
Signature:Ashley Grim
Name/Title:Head of Global Fund Administration
Date:03/26/2026

FAQ

What does Vanguard's Amendment No. 11 to the Schedule 13G/A for AMP state?

It states The Vanguard Group reports 0 beneficially owned shares of Ameriprise common stock. The filing attributes this to an internal realignment effective January 12, 2026 and is signed on 03/26/2026.

Why does Vanguard report zero shares for Ameriprise (AMP)?

Because of an internal realignment on January 12, 2026, certain subsidiaries now report holdings separately. The Vanguard Group, Inc. no longer is deemed to beneficially own securities held by those subsidiaries, per the filing.

Does the amendment say subsidiaries still hold Ameriprise shares?

The filing explains that subsidiaries or business divisions pursue the same investment strategies and will report beneficial ownership separately. It does not quantify any subsidiary holdings in this excerpt.

Who signed the Schedule 13G/A amendment for Vanguard regarding AMP?

The amendment is signed by Ashley Grim, Head of Global Fund Administration, with the signature date shown as 03/26/2026.

Which SEC release does the filing cite for disaggregated reporting?

The filing cites SEC Release No. 34-39538 (January 12, 1998) to justify separate reporting by subsidiaries and states the parent no longer is deemed to beneficially own those securities.
Ameriprise Finl Inc

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