Ameriprise president gets 1,109 shares, disposes 336

Ameriprise Financial’s president of Insurance & Annuities, Alvero Gumer, reported changes in his AMP common stock holdings.

Rhea-AI Filing Summary

Ameriprise Financial’s president of Insurance & Annuities, Alvero Gumer, reported changes in his AMP common stock holdings. On January 27, 2026, he acquired 1,109 shares at $0 per share and had a separate transaction coded F involving 336 shares at $498.33 per share.

After these transactions, he directly held 5,563 AMP shares. In addition, an estimated 1,065.39 AMP shares were held indirectly through his Ameriprise Financial 401(k) plan account as of January 27, 2026, with the amount varying over time under the plan’s unit accounting.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Alvero Gumer

Role PRESIDENT-INSURANCE&ANNUITIES

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,109	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	336	$498.33	$167K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 5,563 shares (Direct); Common Stock — 1,065.39 shares (Indirect, By 401(k) Plan)

Footnotes (1)

1. F1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did Ameriprise Financial (AMP) report for Alvero Gumer?

Ameriprise Financial reported that officer Alvero Gumer had two transactions in common stock on January 27, 2026, including an acquisition of 1,109 shares at $0 per share and a separate transaction coded F involving 336 shares at $498.33 per share.

How many Ameriprise Financial (AMP) shares does Alvero Gumer own after this Form 4?

Following the reported transactions, Alvero Gumer directly owns 5,563 shares of Ameriprise Financial common stock. He also has an estimated 1,065.39 additional AMP shares held indirectly through his Ameriprise Financial 401(k) plan account, based on unit accounting as of January 27, 2026.

What was the price involved in Alvero Gumer’s AMP share transactions?

On January 27, 2026, Alvero Gumer acquired 1,109 Ameriprise Financial shares at $0 per share and had a separate Form 4 transaction coded F for 336 shares at a price of $498.33 per share, as disclosed in the filing’s transaction table.

What is Alvero Gumer’s role at Ameriprise Financial (AMP) in this Form 4?

In this Form 4, Alvero Gumer is identified as an officer of Ameriprise Financial, serving as President–Insurance & Annuities. The filing confirms he is not a director or 10% owner but reports these transactions as an individual reporting person.

How are Ameriprise Financial (AMP) 401(k) holdings reported for Alvero Gumer?

The Form 4 shows 1,065.39 Ameriprise Financial shares held indirectly in Gumer’s Ameriprise Financial 401(k) plan account. This figure is an estimate under the Ameriprise Financial Stock Fund, which uses unit accounting, so the deemed share amount varies with AMP’s stock price over time.

Is Alvero Gumer’s Ameriprise Financial (AMP) ownership direct or indirect?

After the reported transactions, Gumer’s 5,563 AMP common shares are held directly. An additional estimated 1,065.39 shares are held indirectly through the Ameriprise Financial 401(k) plan, where his interest is represented by units in the Ameriprise Financial Stock Fund as of January 27, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/29/2026 - 06:40 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alvero Gumer

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT-INSURANCE&ANNUITIES

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2026		A		1,109	A	$0	5,899	D
Common Stock	01/27/2026		F		336	D	$498.33	5,563	D
Common Stock								1,065.39(1)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

	/s/ Wendy B. Mahling for Gumer Alvero	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.