Ameriprise Financial (AMP) director awarded new phantom stock units as deferred pay
Rhea-AI Filing Summary
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial Inc. director Christopher J. Williams received a grant of 37.7318 phantom stock units on July 28, 2026, at a reference price of $546.62 per unit. Each phantom stock unit represents the right to receive one share of Ameriprise common stock, bringing his total phantom stock holdings to 3,927.3767 units, with distributions made under the Ameriprise Deferred Share Plan for Outside Directors.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
WILLIAMS CHRISTOPHER J
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Phantom Stock (Retainer Deferral) F1, F2 | 37.7318 | $546.62 | $21K |
Holdings After Transaction:
Phantom Stock (Retainer Deferral) — 3,927.3767 shares (Direct)
Footnotes (2)
- F1. Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- F2. Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.
Key Figures
Phantom stock units granted: 37.7318 units
Reference price per phantom unit: $546.62 per unit
Total phantom units after grant: 3,927.3767 units
+2 more
5 metrics
Phantom stock units granted
37.7318 units
Grant of phantom stock (retainer deferral) to director on 2026-07-28
Reference price per phantom unit
$546.62 per unit
Transaction price per phantom stock unit for the grant
Total phantom units after grant
3,927.3767 units
Director’s phantom stock holdings following the reported transaction
Underlying common shares
37.7318 shares
Each phantom stock unit corresponds to one share of common stock
Derivative transactions reported
1 transaction
Single derivative-type grant/award acquisition reported in this Form 4
Key Terms
Phantom Stock, Deferred Stock Units, Ameriprise Financial Deferred Share Plan for Outside Directors
3 terms
Phantom Stock financial
"Each share of phantom stock represents the right to receive one share"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
Deferred Stock Units financial
"Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Ameriprise Financial (AMP) director Christopher J. Williams receive in this Form 4?
Christopher J. Williams received a grant of 37.7318 phantom stock units tied to Ameriprise common stock. These units are part of his director compensation and are distributed later under the company’s Deferred Share Plan for Outside Directors.
How many Ameriprise (AMP) phantom stock units does Christopher J. Williams hold after this transaction?
After the reported grant, Christopher J. Williams holds 3,927.3767 phantom stock units. Each unit represents the right to receive one share of Ameriprise Financial common stock, subject to distribution rules under the outside directors’ deferred share plan.
What is the value reference per phantom stock unit in the Ameriprise (AMP) Form 4?
The reported reference price is $546.62 per phantom stock unit. While this figure reflects the value used for the grant, the units themselves represent a right to receive shares in the future under the deferred compensation plan.
What does Ameriprise (AMP) phantom stock represent for outside directors?
Each Ameriprise phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. Distributions occur according to elections made by plan participants under the Ameriprise Financial Deferred Share Plan for Outside Directors.