Ameriprise Financial (NYSE: AMP) CEO gets 2,536 shares and 8,288 stock options

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Ameriprise Financial executive William F. Truscott, CEO of Global Asset Management, reported equity transactions in company stock. On January 31, 2026, 345 shares of common stock were disposed of at $527.19 per share under code F, which reflects shares withheld to cover taxes on vesting.

On February 2, 2026, he acquired 2,536 shares of common stock at $0 per share and held 4,794 directly afterward. He also received an award of 8,288 employee stock options with a $532.18 exercise price, vesting in thirds over one, two, and three years from February 2, 2026.

In addition to direct holdings, Truscott is reported as indirectly holding 17,149 shares of common stock through an LLC and an estimated 307.19 shares through the Ameriprise Financial 401(k) plan as of February 2, 2026.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider TRUSCOTT WILLIAM F

Role CEO, GLOBAL ASSET MANAGEMENT

Type	Security	Shares	Price	Value
Grant/Award	Employee Stock Option (right to buy)	8,288	$0.00	--
Grant/Award	Common Stock	2,536	$0.00	--
Tax Withholding	Common Stock	345	$527.19	$182K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Employee Stock Option (right to buy) — 8,288 shares (Direct); Common Stock — 4,794 shares (Direct); Common Stock — 17,149 shares (Indirect, By LLC)

Footnotes (1)

The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.

Form 4 Insider Transactions: What Each Field Means →

02/03/2026 - 09:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TRUSCOTT WILLIAM F

(Last)

(First)

(Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS

55474

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO, GLOBAL ASSET MANAGEMENT

3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/31/2026		F		345	D	$527.19	2,258⁽¹⁾	D
Common Stock	02/02/2026		A		2,536	A	$0	4,794	D
Common Stock								17,149⁽¹⁾	I	By LLC
Common Stock								307.19⁽²⁾	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Employee Stock Option (right to buy)	$532.18	02/02/2026		A		8,288		⁽³⁾	02/03/2036	Common Stock	8,288	$0	8,288	D

Explanation of Responses:

1. The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

3. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.

	/s/ Wendy B. Mahling for William Fredrick Truscott	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did AMP executive William F. Truscott report?

William F. Truscott reported tax-related share withholding, acquisition of common stock, and a new stock option grant. The filing shows 345 shares withheld at $527.19, 2,536 shares acquired at $0, and 8,288 employee stock options granted with a $532.18 exercise price.

How many Ameriprise Financial (AMP) shares did Truscott acquire or forfeit?

Truscott had 345 Ameriprise Financial shares disposed of for tax withholding and acquired 2,536 shares at $0 per share. After these transactions, he directly held 4,794 common shares, with additional indirect holdings through an LLC and the company’s 401(k) plan.

What stock options were granted to Ameriprise (AMP) executive William F. Truscott?

Truscott received 8,288 employee stock options with a $532.18 exercise price. The options relate to Ameriprise common stock and vest in three equal installments after one, two, and three years from February 2, 2026, encouraging longer-term alignment with shareholders.

How do Truscott’s indirect Ameriprise (AMP) holdings break down?

The filing lists 17,149 Ameriprise common shares indirectly held through an LLC and about 307.19 shares via the Ameriprise Financial Stock Fund in the company 401(k) plan as of February 2, 2026. The 401(k) position uses unit accounting, so deemed share counts can fluctuate.

What does transaction code F mean in this Ameriprise (AMP) Form 4?

Transaction code F indicates shares withheld or tendered to satisfy tax withholding obligations upon vesting of equity awards. In this case, 345 Ameriprise common shares were forfeited at $527.19 per share, and remaining vested shares were transferred to indirect LLC holdings per the footnote.

How do the new awards affect Truscott’s Ameriprise (AMP) equity exposure?

The new 2,536 shares and 8,288 options increase Truscott’s potential equity exposure to Ameriprise Financial. Direct holdings rose to 4,794 shares, while options add future purchase rights, complementing sizable indirect holdings via an LLC and the company’s 401(k) stock fund.