Ameriprise EVP & CIO now holds 8,924 shares

Ameriprise Financial EVP & CIO Gerard P. Smyth reported two dispositions of Ameriprise Financial common stock.

Rhea-AI Filing Summary

Ameriprise Financial EVP & CIO Gerard P. Smyth reported two dispositions of Ameriprise Financial common stock. On January 26, 2026, a transaction coded “F” covered 114 shares at $500.53 per share. On January 27, 2026, a second “F” transaction covered 97 shares at $498.33 per share.

After these transactions, Smyth beneficially owned 8,924 shares of Ameriprise Financial common stock, held directly.

Insider Trade Summary

Exercise Price or Tax Liability: 211 shares

Exercise Price or Tax Liability 2 txns

Insider Smyth Gerard P.

Role EVP & CIO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	97	$498.33	$48K
Exercise Price or Tax Liability	Common Stock	114	$500.53	$57K

Holdings After Transaction: Common Stock — 8,924 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did Ameriprise Financial (AMP) report on this Form 4?

The filing shows EVP & CIO Gerard P. Smyth reported two disposition transactions in Ameriprise Financial common stock, coded “F”, on January 26 and 27, 2026, reducing his directly held beneficial position to 8,924 shares.

How many Ameriprise (AMP) shares did Gerard P. Smyth dispose of in these transactions?

Gerard P. Smyth reported disposing of 114 shares of Ameriprise common stock on January 26, 2026, and 97 shares on January 27, 2026, according to the Form 4’s non-derivative transaction table.

At what prices were Gerard P. Smyth’s Ameriprise (AMP) share transactions reported?

The Form 4 lists a transaction price of $500.53 per share for 114 shares on January 26, 2026, and $498.33 per share for 97 shares on January 27, 2026, both involving Ameriprise Financial common stock.

How many Ameriprise (AMP) shares does Gerard P. Smyth own after these Form 4 transactions?

Following the reported transactions, Gerard P. Smyth beneficially owned 8,924 shares of Ameriprise Financial common stock, held directly, as shown in the “Amount of Securities Beneficially Owned Following Reported Transaction(s)” column.

What role does the reporting person on this Ameriprise (AMP) Form 4 hold?

The reporting person, Gerard P. Smyth, is identified as an officer of Ameriprise Financial with the title EVP & CIO, and the Form 4 is filed for him as a single reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/28/2026 - 08:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smyth Gerard P.

(Last) (First) (Middle)

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CIO

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/26/2026		F		114	D	$500.53	9,021	D
Common Stock	01/27/2026		F		97	D	$498.33	8,924	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Wendy B. Mahling for Gerard P. Smyth	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.