[Form 4] AMERIPRISE FINANCIAL INC Insider Trading Activity

Ameriprise Financial executive Gerard P. Smyth reported equity compensation and a tax-related share withholding.

Rhea-AI Filing Summary

Ameriprise Financial executive Gerard P. Smyth reported equity compensation and a tax-related share withholding. On 01/31/2026, 136 shares of common stock were disposed of at $527.19 per share under code "F," typically used for shares withheld to cover taxes, leaving 10,560 shares directly owned.

On 02/02/2026, Smyth acquired 1,014 shares of Ameriprise common stock at $0, increasing his direct holdings to 11,574 shares. He also received an employee stock option grant for 3,315 shares at an exercise price of $532.18 per share, vesting in three equal annual installments beginning one year from February 2, 2026.

Insights

Equity compensation and governance analyst

Routine equity compensation grant and tax withholding, neutral for shareholders.

Ameriprise Financial EVP & CIO Gerard P. Smyth reported standard executive equity activity. He received 1,014 common shares at $0 and an option grant for 3,315 shares at $532.18 per share, alongside a 136-share tax withholding sale at $527.19.

The option award vests one-third per year over three years starting February 2, 2027, which encourages longer-term retention and alignment with shareholders. These transactions appear consistent with typical executive compensation practices and, based on the information provided, do not represent a thesis-changing event for investors.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Smyth Gerard P.

Role EVP & CIO

Type	Security	Shares	Price	Value
Grant/Award	Employee Stock Option (right to buy)	3,315	$0.00	$0.00
Grant/Award	Common Stock	1,014	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	136	$527.19	$72K

Holdings After Transaction: Employee Stock Option (right to buy) — 3,315 contracts (Direct); Common Stock — 11,574 shares (Direct)

Footnotes (1)

1. F1. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.

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Accepted by SEC EDGAR 02/03/2026 - 09:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smyth Gerard P.

(Last) (First) (Middle)

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CIO

3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/31/2026		F		136	D	$527.19	10,560	D
Common Stock	02/02/2026		A		1,014	A	$0	11,574	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$532.18	02/02/2026		A		3,315		(1)	02/03/2036	Common Stock	3,315	$0	3,315	D

Explanation of Responses:

1. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.

	/s/ Wendy B. Mahling for Gerard P. Smyth	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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