Ameriprise EVP sells 6,255 shares of stock
Ameriprise Financial EVP Gerard P. Smyth reported a combination of option exercise, tax withholding, and share sale.
Rhea-AI Filing Summary
Ameriprise Financial EVP Gerard P. Smyth reported a combination of option exercise, tax withholding, and share sale. On May 14, 2026, he exercised 2,221 Employee Stock Options at $165.41 per share, converting them into common stock. On the same day, he sold 6,255 shares of common stock in an open-market sale at a weighted average price of $472.5191 per share, with sale prices ranging from $472.19 to $472.7551 per share. In a separate transaction, 1,437 shares were disposed of to cover tax liabilities at $471.22 per share. Following these transactions, Smyth directly owns 6,103 shares of Ameriprise common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
Exercise and sale activity reported; no spread calculated
Exercise and Sale
4 txns
Insider
Smyth Gerard P.
Role
EVP & Hd. of Tech. & Serv. Del
Sold
6,255 shs ($2.96M)
Approx. gross sale proceeds
$2.96M
Approx. exercise cost
$367K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) | 2,221 | $0.00 | $0.00 |
| Exercise | Common Stock | 2,221 | $165.41 | $367K |
| Exercise Price or Tax Liability | Common Stock | 1,437 | $471.22 | $677K |
| Sale | Common Stock | 6,255 | $472.5191 | $2.96M |
Holdings After Transaction:
Employee Stock Option (right to buy) — 0 contracts (Direct);
Common Stock — 6,103 shares (Direct)
Footnotes (2)
- F1. Reflects the weighted average price of 6,255 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 14, 2026 with sale prices ranging from $472.19 to $472.7551 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2. Fully vested.
Key Figures
Shares sold: 6,255 shares
Sale price: $472.5191 per share
Options exercised: 2,221 shares
+4 more
7 metrics
Shares sold
6,255 shares
Open-market sale of Ameriprise common stock on May 14, 2026
Sale price
$472.5191 per share
Weighted average price for 6,255 shares sold; range $472.19–$472.7551
Options exercised
2,221 shares
Employee Stock Options converted to common stock on May 14, 2026
Option exercise price
$165.41 per share
Conversion or exercise price for 2,221 Employee Stock Options
Tax-withholding shares
1,437 shares
Shares disposed of to satisfy tax liability at $471.22 per share
Shares owned after
6,103 shares
Direct Ameriprise common stock holdings after reported transactions
Option expiration
January 31, 2030
Expiration date of Employee Stock Option before exercise
Key Terms
open-market sale, tax-withholding disposition, derivative exercise/conversion, Employee Stock Option (right to buy), +1 more
5 terms
open-market sale financial
"transaction_action: "open-market sale" for 6,255 common shares"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" for 1,437 shares at $471.22"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion" for 2,221 common shares"
Employee Stock Option (right to buy) financial
"security_title: "Employee Stock Option (right to buy)" with 2,221 shares"
weighted average price financial
"footnote: "Reflects the weighted average price of 6,255 shares""
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did Ameriprise (AMP) executive Gerard P. Smyth report?
Gerard P. Smyth reported exercising 2,221 Employee Stock Options and related transactions, then selling 6,255 Ameriprise common shares in an open-market sale. He also had 1,437 shares disposed of to cover tax liabilities tied to the equity compensation event.
What stock options did Ameriprise (AMP) executive Gerard P. Smyth exercise?
He exercised 2,221 Employee Stock Options with a conversion or exercise price of $165.41 per share, receiving an equal number of Ameriprise common shares. The related derivative position shows 2,221 underlying shares and a remaining option balance of zero after the exercise.
What does the Form 4 say about Gerard P. Smyth’s Ameriprise (AMP) option grant?
The filing shows an Employee Stock Option for 2,221 shares with a $165.41 exercise price and an expiration date of January 31, 2030. On May 14, 2026, that option was fully exercised into 2,221 Ameriprise common shares, leaving no remaining derivative balance.
AI-generated analysis. How Rhea-AI works. Not financial advice.
