Ameriprise (NYSE: AMP) legal chief granted new stock and options

Rhea-AI Filing Summary

Ameriprise Financial executive vice president and general counsel Heather J. Melloh reported routine equity compensation changes. On January 31, 2026, 46 shares of common stock were withheld at $527.19 per share in a transaction coded “F,” typically used for tax withholding, leaving 2,408 shares directly owned.

On February 2, 2026, Melloh acquired 583 shares of common stock at a stated price of $0, increasing her direct holdings to 2,991 shares. The same day she was granted an employee stock option for 1,906 shares with an exercise price of $532.18 per share and expiration on February 3, 2036. One-third of these options vest after one year, one-third after two years, and the final third three years from February 2, 2026.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider MELLOH HEATHER J.

Role EVP AND GENERAL COUNSEL

Type	Security	Shares	Price	Value
Grant/Award	Employee Stock Option (right to buy)	1,906	$0.00	--
Grant/Award	Common Stock	583	$0.00	--
Tax Withholding	Common Stock	46	$527.19	$24K

Holdings After Transaction: Employee Stock Option (right to buy) — 1,906 shares (Direct); Common Stock — 2,991 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MELLOH HEATHER J.

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP AND GENERAL COUNSEL

3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/31/2026		F		46	D	$527.19	2,408	D
Common Stock	02/02/2026		A		583	A	$0	2,991	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$532.18	02/02/2026		A		1,906		(1)	02/03/2036	Common Stock	1,906	$0	1,906	D

Explanation of Responses:

1. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.

	/s/ Wendy B. Mahling for Heather J. Melloh	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Ameriprise (AMP) report for Heather J. Melloh?

Heather J. Melloh reported three transactions: 46 Ameriprise (AMP) shares withheld for tax purposes, 583 common shares acquired at a stated price of $0, and a grant of 1,906 employee stock options with a $532.18 exercise price, expiring February 3, 2036.

How many Ameriprise (AMP) shares does Heather J. Melloh own after these transactions?

After the reported transactions, Heather J. Melloh directly owns 2,991 shares of Ameriprise (AMP) common stock. This reflects tax withholding of 46 shares on January 31, 2026 and an acquisition of 583 shares on February 2, 2026 at a stated price of $0.

What are the terms of Heather J. Melloh’s 2026 Ameriprise (AMP) stock option grant?

Melloh received an Ameriprise (AMP) employee stock option for 1,906 shares at a $532.18 exercise price, expiring February 3, 2036. One-third vests after one year, one-third after two years, and the final third three years from February 2, 2026.

What does transaction code "F" mean in Heather J. Melloh’s Ameriprise (AMP) Form 4?

Transaction code “F” indicates shares used to pay taxes on equity awards. Melloh had 46 Ameriprise (AMP) shares withheld at $527.19 per share on January 31, 2026, a common method to satisfy tax withholding obligations on vested stock-based compensation.

Were Heather J. Melloh’s Ameriprise (AMP) 2026 awards direct or indirect holdings?

All reported holdings for Heather J. Melloh in this Ameriprise (AMP) Form 4 are classified as direct. The 2,991 common shares and 1,906 employee stock options following the transactions are listed with ownership form “D,” indicating direct beneficial ownership rather than through an intermediary entity.