Ameriprise (NYSE: AMP) president logs stock sale, new option grant

Rhea-AI Filing Summary

Ameriprise Financial executive Alvero Gumer, President–Insurance & Annuities, reported several equity transactions in Ameriprise Financial Inc. common stock and options. On January 31, 2026, he disposed of 32 shares of common stock at $527.19 per share, leaving 5,531 shares directly held.

On February 2, 2026, he acquired 405 shares of common stock at $0, increasing his direct common stock holdings to 5,936 shares. He also received an employee stock option grant for 1,326 options with a conversion price of $532.18 per share, vesting in three annual tranches from February 2, 2026 to February 2, 2029, and expiring on February 3, 2036. In addition, an estimated 1,064.63 shares are held indirectly in his Ameriprise Financial 401(k) plan account as of February 2, 2026.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Alvero Gumer

Role PRESIDENT-INSURANCE&ANNUITIES

Type	Security	Shares	Price	Value
Grant/Award	Employee Stock Option (right to buy)	1,326	$0.00	--
Grant/Award	Common Stock	405	$0.00	--
Tax Withholding	Common Stock	32	$527.19	$17K
holding	Common Stock	--	--	--

Holdings After Transaction: Employee Stock Option (right to buy) — 1,326 shares (Direct); Common Stock — 5,936 shares (Direct); Common Stock — 1,064.63 shares (Indirect, By 401(k) Plan)

Footnotes (1)

1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alvero Gumer

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT-INSURANCE&ANNUITIES

3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/31/2026		F		32	D	$527.19	5,531	D
Common Stock	02/02/2026		A		405	A	$0	5,936	D
Common Stock								1,064.63(1)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$532.18	02/02/2026		A		1,326		(2)	02/03/2036	Common Stock	1,326	$0	1,326	D

Explanation of Responses:

1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

2. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.

	/s/ Wendy B. Mahling for Gumer Alvero	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AMP executive Alvero Gumer report on this Form 4?

Alvero Gumer reported one sale, one share grant, and one option grant. He disposed of 32 Ameriprise common shares, acquired 405 common shares at no cost, and received 1,326 employee stock options, along with updated disclosure of his indirect 401(k) holdings.

How many Ameriprise (AMP) common shares does Alvero Gumer hold after these transactions?

After the reported transactions, Gumer directly holds 5,936 Ameriprise common shares. The filing also notes an estimated 1,064.63 additional shares held indirectly through his Ameriprise Financial 401(k) plan account as of February 2, 2026, based on unit accounting in that plan.

What were the details of the Ameriprise (AMP) common stock sale by Alvero Gumer?

Gumer reported disposing of 32 Ameriprise common shares on January 31, 2026. The transaction used code F and shows a price of $527.19 per share, reducing his directly held common stock position to 5,531 shares immediately following that transaction.

What common stock award did Ameriprise (AMP) grant to Alvero Gumer on February 2, 2026?

On February 2, 2026, Gumer acquired 405 Ameriprise common shares at $0 per share. This acquisition increased his directly held common stock to 5,936 shares. The transaction is coded as an acquisition and reflects a share grant rather than an open‑market purchase.

What are the terms of the employee stock options granted to Alvero Gumer by Ameriprise (AMP)?

Gumer received 1,326 employee stock options with a $532.18 exercise price. One‑third vests after one year, another third after two years, and the final third three years from February 2, 2026, with the options expiring on February 3, 2036.

How many Ameriprise (AMP) employee stock options does Alvero Gumer hold after this filing?

Following the reported grant, Gumer beneficially owns 1,326 Ameriprise employee stock options. These options relate to 1,326 shares of common stock, are held directly, and follow the vesting schedule outlined in the footnote to the Form 4 disclosure.

How are Alvero Gumer’s Ameriprise (AMP) 401(k) holdings described in this Form 4?

The filing estimates 1,064.63 Ameriprise shares in Gumer’s 401(k). This reflects his Ameriprise Financial Stock Fund position under the company 401(k) plan as of February 2, 2026, where unit accounting means the deemed share count varies with Ameriprise’s stock price.