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5,000 Ameriprise (AMP) shares sold by LLC tied to CEO Truscott

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ameriprise Financial Inc. executive William F. Truscott, CEO of Global Asset Management, reported an open-market sale of 5,000 shares of Ameriprise common stock on February 10, 2026. The shares were sold indirectly through an LLC at a weighted average price of $532.08 per share, with individual sale prices ranging from $531.83 to $532.33 per share.

After these transactions, Truscott indirectly held 12,149 Ameriprise shares through the LLC, held an estimated 308.03 shares in the Ameriprise Financial Stock Fund within his 401(k) plan, and directly held 4,794 shares of common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TRUSCOTT WILLIAM F

(Last) (First) (Middle)
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER

(Street)
MINNEAPOLIS MN 55474

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CEO, GLOBAL ASSET MANAGEMENT
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/10/2026 S 5,000 D $532.08(1) 12,149 I By LLC
Common Stock 308.03(2) I By 401(k) Plan
Common Stock 4,794 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects the weighted average price of 5,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2026 with sale prices ranging from $531.83 to $532.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 10, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
/s/ Wendy B. Mahling for William Fredrick Truscott 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AMP executive William F. Truscott report?

William F. Truscott reported an open-market sale of 5,000 Ameriprise Financial (AMP) common shares. The sale occurred on February 10, 2026, through an LLC, at a weighted average price of $532.08 per share, based on multiple trades within a narrow price range.

At what price did the AMP insider shares sell on February 10, 2026?

The 5,000 Ameriprise Financial (AMP) shares sold at a weighted average price of $532.08. Individual trades were executed between $531.83 and $532.33 per share, according to the Form 4 footnote describing the multiple open-market transactions that day.

How many AMP shares does William F. Truscott hold after the reported sale?

After the reported sale, William F. Truscott indirectly holds 12,149 Ameriprise Financial (AMP) shares through an LLC. He also holds an estimated 308.03 shares in the Ameriprise 401(k) stock fund and 4,794 shares directly in his own name.

How are William F. Truscott’s AMP shares owned (direct vs. indirect)?

William F. Truscott owns Ameriprise Financial (AMP) shares both directly and indirectly. He indirectly holds 12,149 shares through an LLC and about 308.03 shares via the Ameriprise 401(k) stock fund, while directly owning 4,794 Ameriprise common shares.

What does the Form 4 reveal about AMP shares in Truscott’s 401(k) plan?

The Form 4 shows an estimated 308.03 Ameriprise Financial (AMP) shares in William F. Truscott’s 401(k) stock fund as of February 10, 2026. The plan uses unit accounting, so the deemed share count varies with Ameriprise’s stock price over time.
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