AMERIPRISE FINANCIAL INC Reports Material Event

Ameriprise Financial, Inc. reported that Joseph E. Sweeney, who serves as President, Advice & Wealth Management Products & Service Delivery, has decided to retire from the company.

Rhea-AI Filing Summary

Ameriprise Financial, Inc. reported that Joseph E. Sweeney, who serves as President, Advice & Wealth Management Products & Service Delivery, has decided to retire from the company.

His retirement is expected to be effective on April 3, 2026, marking a planned leadership transition in a key business area.

Insights

Equity research analyst

Ameriprise discloses a planned retirement of a senior business leader.

Ameriprise Financial states that Joseph E. Sweeney, President of Advice & Wealth Management Products & Service Delivery, has chosen to retire effective April 3, 2026. This role is tied to the company’s wealth management operations, a major component of its franchise.

The retirement is framed as Mr. Sweeney’s decision, suggesting an orderly transition rather than an abrupt leadership change. Actual business impact will depend on succession planning and continuity within Advice & Wealth Management, which are not detailed in the excerpt.

8-K Event Classification

Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers

1 item

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/12/2026 - 04:27 PM EST Learn about SEC filing dates

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________________________________________________________________________

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 10, 2026

AMERIPRISE FINANCIAL, INC.
(Exact name of Registrant as specified in its charter)
Delaware		001-32525		13-3180631
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

1099 Ameriprise Financial Center Minneapolis, Minnesota		55474
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (612) 671-3131

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock (par value $.01 per share)		AMP		The New York Stock Exchange, Inc.

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.02(b) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On February 12, 2026, Ameriprise Financial, Inc. (the “Company”) announced that Joseph E. Sweeney, President, Advice & Wealth Management Products & Service Delivery, has made the decision to retire from the Company on April 3, 2026.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(Registrant)
Date: February 12, 2026
	By:	/s/ Wendy B. Mahling
		Wendy B. Mahling
		Senior Vice President, Corporate Secretary & Securities and Corporate Law

Filing Exhibits & Attachments

3 documents

Other Documents

• EX-101 XBRL TAXONOMY EXTENSION SCHEMA 2.9 KB
• EX-101 XBRL TAXONOMY EXTENSION LABEL LINKBASE 33.4 KB
• EX-101 XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE 21.8 KB