Ameriprise (AMP) president exercises options and sells 4,658 shares

Rhea-AI Filing Summary

Ameriprise Financial, Inc. officer Alvero Gumer reported multiple equity transactions on February 9, 2026. He exercised employee stock options covering 3,428 shares at $179.84 per share and 4,865 shares at $126.89 per share, receiving the same number of Ameriprise common shares.

To cover obligations, 4,950 shares were disposed of as a tax-withholding transaction at $542.779 per share, and 4,658 shares were sold in open-market transactions at a weighted average price of $542.8824 per share, with prices ranging from $542.61 to $542.955. Following these trades, he held 4,621 shares directly and an estimated 1,064.34 shares indirectly through the Ameriprise Financial 401(k) plan as of February 9, 2026.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alvero Gumer

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT-INSURANCE&ANNUITIES

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/09/2026		M		3,428	A	$179.84	9,364	D
Common Stock	02/09/2026		M		4,865	A	$126.89	14,229	D
Common Stock	02/09/2026		F		4,950	D	$542.779	9,279	D
Common Stock	02/09/2026		S		4,658	D	$542.8824(1)	4,621	D
Common Stock								1,064.34(2)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$179.84	02/09/2026		M			3,428	(3)	01/26/2028	Common Stock	3,428	$0	0	D
Employee Stock Option (right to buy)	$126.89	02/09/2026		M			4,865	(3)	02/01/2029	Common Stock	4,865	$0	0	D

Explanation of Responses:

1. Reflects the weighted average price of 4,658 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2026 with sale prices ranging from $542.61 to $542.955 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

3. Fully vested.

	/s/ Wendy B. Mahling for Gumer Alvero	02/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transactions did Alvero Gumer report at Ameriprise Financial (AMP)?

Alvero Gumer reported exercising stock options and selling Ameriprise common stock. He exercised options for 3,428 and 4,865 shares, then disposed of 4,950 shares for tax withholding and sold 4,658 shares in open-market transactions, all dated February 9, 2026.

How many Ameriprise (AMP) options did Alvero Gumer exercise and at what prices?

He exercised two employee stock option grants into common shares. One covered 3,428 shares at an exercise price of $179.84 per share, and the other covered 4,865 shares at an exercise price of $126.89 per share. Both option awards were reported as fully vested.

What were the details of Alvero Gumer’s Ameriprise (AMP) stock sale on February 9, 2026?

He sold 4,658 Ameriprise common shares in multiple open-market transactions. The reported weighted average sale price was $542.8824 per share, with individual transaction prices ranging from $542.61 to $542.955 per share, all occurring on February 9, 2026.

Why were 4,950 Ameriprise (AMP) shares disposed of in Alvero Gumer’s Form 4?

The 4,950-share disposition was reported with transaction code F, indicating shares were delivered to satisfy the exercise price or tax withholding obligations. These shares were valued at $542.779 per share and are classified as a tax-withholding-related disposition, not an open-market sale.

How many Ameriprise (AMP) shares does Alvero Gumer hold after these transactions?

After the reported transactions, he beneficially owned 4,621 Ameriprise common shares directly. In addition, he had an estimated 1,064.34 shares indirectly through the Ameriprise Financial Stock Fund in the company’s 401(k) plan, based on unit accounting as of February 9, 2026.

What is Alvero Gumer’s role at Ameriprise Financial (AMP) in this Form 4?

In the filing, Alvero Gumer is identified as an officer of Ameriprise Financial, Inc., serving as President–Insurance & Annuities. The reported option exercises and stock transactions relate to his equity compensation and holdings associated with this executive position.