Ameriprise (AMP) president exercises options and sells 4,658 shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Ameriprise Financial, Inc. officer Alvero Gumer reported multiple equity transactions on February 9, 2026. He exercised employee stock options covering 3,428 shares at $179.84 per share and 4,865 shares at $126.89 per share, receiving the same number of Ameriprise common shares.
To cover obligations, 4,950 shares were disposed of as a tax-withholding transaction at $542.779 per share, and 4,658 shares were sold in open-market transactions at a weighted average price of $542.8824 per share, with prices ranging from $542.61 to $542.955. Following these trades, he held 4,621 shares directly and an estimated 1,064.34 shares indirectly through the Ameriprise Financial 401(k) plan as of February 9, 2026.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 4,658 shares ($2,528,746)
Net Sell
7 txns
Insider
Alvero Gumer
Role
PRESIDENT-INSURANCE&ANNUITIES
Sold
4,658 shs ($2.53M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) | 3,428 | $0.00 | -- |
| Exercise | Employee Stock Option (right to buy) | 4,865 | $0.00 | -- |
| Exercise | Common Stock | 3,428 | $179.84 | $616K |
| Exercise | Common Stock | 4,865 | $126.89 | $617K |
| Tax Withholding | Common Stock | 4,950 | $542.779 | $2.69M |
| Sale | Common Stock | 4,658 | $542.8824 | $2.53M |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Employee Stock Option (right to buy) — 0 shares (Direct);
Common Stock — 9,364 shares (Direct);
Common Stock — 1,064.34 shares (Indirect, By 401(k) Plan)
Footnotes (1)
- Reflects the weighted average price of 4,658 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2026 with sale prices ranging from $542.61 to $542.955 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. Fully vested.
FAQ
What insider transactions did Alvero Gumer report at Ameriprise Financial (AMP)?
Alvero Gumer reported exercising stock options and selling Ameriprise common stock. He exercised options for 3,428 and 4,865 shares, then disposed of 4,950 shares for tax withholding and sold 4,658 shares in open-market transactions, all dated February 9, 2026.
How many Ameriprise (AMP) options did Alvero Gumer exercise and at what prices?
He exercised two employee stock option grants into common shares. One covered 3,428 shares at an exercise price of $179.84 per share, and the other covered 4,865 shares at an exercise price of $126.89 per share. Both option awards were reported as fully vested.
What were the details of Alvero Gumer’s Ameriprise (AMP) stock sale on February 9, 2026?
He sold 4,658 Ameriprise common shares in multiple open-market transactions. The reported weighted average sale price was $542.8824 per share, with individual transaction prices ranging from $542.61 to $542.955 per share, all occurring on February 9, 2026.
What is Alvero Gumer’s role at Ameriprise Financial (AMP) in this Form 4?
In the filing, Alvero Gumer is identified as an officer of Ameriprise Financial, Inc., serving as President–Insurance & Annuities. The reported option exercises and stock transactions relate to his equity compensation and holdings associated with this executive position.