Every Form 4 that Ameriprise Financial, Inc. (AMP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AMP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AMP filings page.
Ameriprise Financial (AMP) Chairman and CEO James M. Cracchiolo reported dispositions of company common stock on January 26 and 27, 2026. On January 26, 2026, 1,731 shares of common stock were disposed of at a price of $500.53 per share, leaving 131,021 shares of common stock beneficially owned directly.
On January 27, 2026, 2,192 shares of common stock were disposed of at a price of $498.33 per share, with 128,829 shares then beneficially owned directly. As of January 27, 2026, an additional estimated 1,725.98 shares were held indirectly through the Ameriprise Financial 401(k) plan.
Ameriprise Financial senior vice president and controller Dawn M. Brockman reported two small insider stock dispositions in company common shares. On January 26, 2026 and January 27, 2026, she disposed of 22 shares on each date at prices of $500.53 and $498.33 per share, respectively. After these transactions, she directly held 1,033 and then 1,011 Ameriprise common shares.
The filing also notes an estimated 145.33 Ameriprise shares held indirectly through her account in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of January 27, 2026. That plan uses unit accounting, so the deemed share count varies with Ameriprise’s stock price.
Ameriprise Financial executive William Davies reported two stock sales in late January. As Executive VP and Global CIO of Ameriprise Financial, Inc., he sold 98.1765 shares of common stock on January 26, 2026 at $500.53 per share and 114.8672 shares on January 27, 2026 at $498.33 per share.
After these transactions, he directly beneficially owned 13,024.4249 shares of Ameriprise common stock. This balance includes 14.4477 shares credited as dividend equivalents on deferred stock units, which increase his holdings when the company pays dividends.
Ameriprise Financial Inc. executive William F. Truscott, CEO of Global Asset Management, reported share activity under the company’s equity plans. On January 26 and 27, 2026, a total of 609 Ameriprise common shares were withheld (transaction code F) at prices of $500.53 and $498.33 to satisfy tax withholding upon vesting.
After these transactions, Truscott held 2,970 Ameriprise common shares directly. He also had 12,290 shares held indirectly through an LLC and an estimated 307.41 shares in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of January 27, 2026, where balances fluctuate with Ameriprise’s stock price.
Ameriprise Financial (AMP) director and reporting person Robert F. Sharpe Jr. reported a sale of 1,500 shares of Ameriprise common stock on 11/21/2025 at a price of $450.945 per share. After this transaction, he reports indirect beneficial ownership of 7,500 shares held by a trust for a family member, 202 shares held by his revocable trust, and 1,650 shares held by an irrevocable trust for a family member, as well as 3,625 shares held directly. The filing is on Form 4 and reflects a transaction by a company director.
Ameriprise Financial (AMP): Director Christopher J. Williams reported a Form 4 transaction dated 11/04/2025. He acquired 45.6305 phantom stock units (retainer deferral), each representing the right to receive one share of Ameriprise common stock, under the company’s Deferred Share Plan for Directors.
Following the transaction, he beneficially owned 3,766.2747 derivative securities, held directly.
Ameriprise Financial (AMP) director reported a routine insider transaction. On 11/04/2025, the reporting person acquired 69.1371 phantom stock units under a retainer deferral program. Each phantom stock unit represents the right to receive one share of Ameriprise common stock.
Following this transaction, derivative securities beneficially owned totaled 218.9429, held directly. The filing lists a price of derivative security of $452. Distributions are made per participant elections under the Ameriprise Financial Deferred Share Plan for Directors.