Ameriprise CEO Cracchiolo reports share disposals

Ameriprise Financial (AMP) Chairman and CEO James M. Cracchiolo reported dispositions of company common stock on January 26 and 27, 2026.

Rhea-AI Filing Summary

Ameriprise Financial (AMP) Chairman and CEO James M. Cracchiolo reported dispositions of company common stock on January 26 and 27, 2026. On January 26, 2026, 1,731 shares of common stock were disposed of at a price of $500.53 per share, leaving 131,021 shares of common stock beneficially owned directly.

On January 27, 2026, 2,192 shares of common stock were disposed of at a price of $498.33 per share, with 128,829 shares then beneficially owned directly. As of January 27, 2026, an additional estimated 1,725.98 shares were held indirectly through the Ameriprise Financial 401(k) plan.

Insider Trade Summary

Exercise Price or Tax Liability: 3,923 shares

Exercise Price or Tax Liability 3 txns

Insider CRACCHIOLO JAMES M

Role CHAIRMAN AND CEO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	2,192	$498.33	$1.09M
Exercise Price or Tax Liability	Common Stock	1,731	$500.53	$866K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 128,829 shares (Direct); Common Stock — 1,725.98 shares (Indirect, By 401(k) Plan)

Footnotes (1)

1. F1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

FAQ

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What insider activity did AMP CEO James M. Cracchiolo report on this Form 4?

James M. Cracchiolo reported two dispositions of Ameriprise Financial common stock. He disposed of 1,731 shares on January 26, 2026 and 2,192 shares on January 27, 2026, both in non-derivative transactions, at prices of $500.53 and $498.33 per share respectively.

How many AMP shares does James M. Cracchiolo own after the reported transactions?

After the reported transactions, James M. Cracchiolo beneficially owns 128,829 Ameriprise Financial common shares directly. In addition, an estimated 1,725.98 shares are held indirectly in his Ameriprise Financial 401(k) plan account as of January 27, 2026, according to the filing footnote.

What were the prices for the AMP share dispositions reported by the CEO?

The filing shows dispositions of Ameriprise Financial common stock at two prices. On January 26, 2026, 1,731 shares were disposed of at $500.53 per share, and on January 27, 2026, 2,192 shares were disposed of at $498.33 per share in non-derivative transactions.

Does the AMP Form 4 show any indirect holdings for James M. Cracchiolo?

Yes. The Form 4 reports an estimated 1,725.98 Ameriprise Financial shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan as of January 27, 2026, using unit accounting, so the deemed share count can vary with the stock price.

What is James M. Cracchiolo’s role and relationship to Ameriprise Financial (AMP)?

James M. Cracchiolo is identified as both a director and an officer of Ameriprise Financial. His officer title is Chairman and CEO, and he is not marked as a 10% owner in the Form 4, which discloses his beneficial ownership and recent share dispositions.

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Accepted by SEC EDGAR 01/28/2026 - 08:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CRACCHIOLO JAMES M

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN AND CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/26/2026		F		1,731	D	$500.53	131,021	D
Common Stock	01/27/2026		F		2,192	D	$498.33	128,829	D
Common Stock								1,725.98(1)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

	/s/ Wendy B. Mahling for James M. Cracchiolo	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.