Ameriprise (NYSE: AMP) EVP William Davies reports January stock sales

Rhea-AI Filing Summary

Ameriprise Financial executive William Davies reported two stock sales in late January. As Executive VP and Global CIO of Ameriprise Financial, Inc., he sold 98.1765 shares of common stock on January 26, 2026 at $500.53 per share and 114.8672 shares on January 27, 2026 at $498.33 per share.

After these transactions, he directly beneficially owned 13,024.4249 shares of Ameriprise common stock. This balance includes 14.4477 shares credited as dividend equivalents on deferred stock units, which increase his holdings when the company pays dividends.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Davies William

Role EXECUTIVE VP, GLOBAL CIO

Type	Security	Shares	Price	Value
Disposition	Common Stock	114.867	$498.33	$57K
Disposition	Common Stock	98.177	$500.53	$49K

Holdings After Transaction: Common Stock — 13,024.425 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Davies William

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EXECUTIVE VP, GLOBAL CIO

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/26/2026		D		98.1765	D	$500.53	13,124.8444	D
Common Stock	01/27/2026		D		114.8672	D	$498.33	13,024.4249(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 14.4477 shares credited for dividend equivalents on deferred stock units.

	/s/ Wendy B. Mahling for William Davies	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Ameriprise (AMP) executive William Davies report?

William Davies reported two sales of Ameriprise (AMP) common stock. He sold 98.1765 shares on January 26, 2026 at $500.53 per share and 114.8672 shares on January 27, 2026 at $498.33 per share, all held as directly owned shares.

How many Ameriprise (AMP) shares does William Davies hold after these Form 4 sales?

After the reported sales, William Davies beneficially owned 13,024.4249 Ameriprise (AMP) common shares directly. This total includes 14.4477 shares credited as dividend equivalents on deferred stock units, which accumulate when dividends are paid on the underlying stock units.

On what dates did Ameriprise (AMP) executive William Davies sell shares?

William Davies reported selling Ameriprise (AMP) common stock on January 26, 2026 and January 27, 2026. Each date is listed as a separate transaction on the Form 4, with its own share amount and transaction price per share.

What prices were received in William Davies’ Ameriprise (AMP) stock sales?

In the Form 4, William Davies reported selling Ameriprise (AMP) shares at $500.53 per share on January 26, 2026 and $498.33 per share on January 27, 2026. Both transactions involved the company’s common stock held directly.

What is the role of William Davies at Ameriprise (AMP) in this Form 4 filing?

In this Form 4, William Davies is identified as an officer of Ameriprise (AMP), serving as Executive Vice President and Global Chief Investment Officer. The filing reflects his personal, directly held common stock transactions as a company insider.

What does the dividend equivalent footnote mean in the Ameriprise (AMP) Form 4?

The footnote explains that Davies’ holdings include 14.4477 shares credited as dividend equivalents on deferred stock units. When Ameriprise (AMP) pays dividends, additional stock unit credits are added, increasing the reported beneficial ownership amount over time.