Ameriprise (NYSE: AMP) asset management chief reports 609 shares withheld

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Ameriprise Financial Inc. executive William F. Truscott, CEO of Global Asset Management, reported share activity under the company’s equity plans. On January 26 and 27, 2026, a total of 609 Ameriprise common shares were withheld (transaction code F) at prices of $500.53 and $498.33 to satisfy tax withholding upon vesting.

After these transactions, Truscott held 2,970 Ameriprise common shares directly. He also had 12,290 shares held indirectly through an LLC and an estimated 307.41 shares in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of January 27, 2026, where balances fluctuate with Ameriprise’s stock price.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider TRUSCOTT WILLIAM F

Role CEO, GLOBAL ASSET MANAGEMENT

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	317	$498.33	$158K
Tax Withholding	Common Stock	292	$500.53	$146K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 2,970 shares (Direct); Common Stock — 12,290 shares (Indirect, By LLC)

Footnotes (1)

The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Form 4 Insider Transactions: What Each Field Means →

01/28/2026 - 08:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TRUSCOTT WILLIAM F

(Last)

(First)

(Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS

55474

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO, GLOBAL ASSET MANAGEMENT

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/26/2026		F		292	D	$500.53	3,989⁽¹⁾	D
Common Stock	01/27/2026		F		317	D	$498.33	2,970⁽¹⁾	D
Common Stock								12,290⁽¹⁾	I	By LLC
Common Stock								307.41⁽²⁾	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

	/s/ Wendy B. Mahling for William Fredrick Truscott	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AMP executive William F. Truscott report?

William F. Truscott reported tax-withholding transactions involving Ameriprise Financial (AMP) common stock. On January 26 and 27, 2026, a total of 609 shares were withheld at $500.53 and $498.33 per share in connection with vesting and related tax obligations under company equity awards.

How many Ameriprise (AMP) shares were withheld for taxes from Truscott’s awards?

A total of 609 Ameriprise Financial (AMP) shares were withheld for taxes. The Form 4 shows 292 shares withheld on January 26, 2026, at $500.53 per share, and 317 shares withheld on January 27, 2026, at $498.33 per share, in connection with equity award vesting.

How many Ameriprise (AMP) shares does William F. Truscott hold directly after the Form 4?

Following the reported transactions, William F. Truscott beneficially owned 2,970 Ameriprise Financial (AMP) common shares directly. This direct holding reflects the balance after shares were forfeited to cover tax withholding obligations related to the vesting of company equity awards in January 2026.

What Ameriprise (AMP) shares does Truscott hold indirectly through an LLC?

The filing shows Truscott with indirect beneficial ownership of 12,290 Ameriprise Financial (AMP) common shares through an LLC. A footnote explains balances reflect transfer of remaining shares, after forfeitures for tax withholding upon vesting, into the reporting person’s indirect LLC holdings associated with these awards.

How many Ameriprise (AMP) shares does Truscott hold through the 401(k) plan?

Truscott’s Form 4 reports an estimated 307.41 Ameriprise Financial (AMP) shares in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of January 27, 2026. The plan uses unit accounting, so the deemed share amount varies with Ameriprise’s stock price over time.

What is the role of William F. Truscott at Ameriprise Financial (AMP)?

William F. Truscott is identified as an officer of Ameriprise Financial (AMP), serving as CEO, Global Asset Management. The Form 4 indicates he is not a director or 10% owner, but reports transactions and holdings in Ameriprise common stock related to his executive compensation and benefit plans.