Ameriprise (AMP) EVP and Global CIO reports stock award and sale in Form 4

Rhea-AI Filing Summary

Ameriprise Financial (AMP) executive William Davies reported routine share transactions in company stock. On January 27, 2026, he acquired 1,989 shares of common stock at $0 per share, likely reflecting an equity award, increasing his direct holdings to 15,013.4249 shares immediately after that transaction.

On the same date, Davies disposed of 935 shares of common stock at a reported price of $498.33 per share. Following this sale, he directly owned 14,078.4249 Ameriprise common shares. The filing lists him as Executive Vice President and Global Chief Investment Officer, and all reported holdings are direct, with no derivative securities disclosed.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Davies William

Role EXECUTIVE VP, GLOBAL CIO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,989	$0.00	--
Disposition	Common Stock	935	$498.33	$466K

Holdings After Transaction: Common Stock — 15,013.425 shares (Direct)

Footnotes (1)

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Davies William

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EXECUTIVE VP, GLOBAL CIO

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2026		A		1,989	A	$0	15,013.4249	D
Common Stock	01/27/2026		D		935	D	$498.33	14,078.4249	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Wendy B. Mahling for William Davies	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AMP executive William Davies report?

William Davies reported acquiring 1,989 Ameriprise (AMP) common shares at $0 per share and disposing of 935 shares at $498.33 per share on January 27, 2026. After these trades, he directly held 14,078.4249 shares.

How many Ameriprise (AMP) shares does William Davies own after this Form 4?

After the reported transactions, William Davies directly owns 14,078.4249 shares of Ameriprise Financial common stock. This figure reflects his holdings following a 1,989-share acquisition and a 935-share sale on January 27, 2026, all reported as directly held.

What prices were reported for William Davies’ AMP stock transactions?

The Form 4 reports an acquisition of 1,989 Ameriprise shares at $0 per share, consistent with a stock award, and a sale of 935 shares at $498.33 per share. Both transactions occurred on January 27, 2026 and involve common stock.

Are William Davies’ Ameriprise (AMP) holdings direct or indirect?

All holdings disclosed in this Form 4 for William Davies are listed as direct ownership. The form shows 14,078.4249 directly owned Ameriprise common shares after the transactions and does not indicate any indirect holdings or derivative securities positions.

What is William Davies’ role at Ameriprise Financial (AMP)?

William Davies is identified as an officer of Ameriprise Financial with the title Executive Vice President, Global Chief Investment Officer. The Form 4 confirms he is not listed as a director or 10% owner, but as a senior executive reporting these share transactions.

What type of SEC filing disclosed William Davies’ AMP stock trades?

The transactions were disclosed in a Form 4, which reports changes in beneficial ownership by company insiders. This filing shows William Davies’ January 27, 2026 acquisition and sale of Ameriprise common stock, including share counts, prices, and his resulting direct holdings.