Ameriprise Financial (NYSE: AMP) CEO exercises 52,932 options and sells stock
Rhea-AI Filing Summary
Ameriprise Financial Chairman and CEO James M. Cracchiolo exercised 52,932 employee stock options on July 28, 2026 at an exercise price of $165.41 per share, receiving the same number of common shares. To satisfy exercise price or tax obligations, 34,912 shares were delivered at $545.83 per share, and he sold 16,120 and 1,900 shares in open-market transactions at weighted average prices of $545.2789 and $546.6658 per share. The exercised options, which were fully vested and scheduled to expire on January 31, 2030, now show zero remaining. An estimated 1,738.321 shares of Ameriprise stock were held indirectly through his 401(k) plan account after these transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
Exercise and sale activity reported; no spread calculated
Exercise and Sale
6 txns
Insider
CRACCHIOLO JAMES M
Role
CHAIRMAN AND CEO
Sold
18,020 shs ($9.83M)
Approx. gross sale proceeds
$9.83M
Approx. exercise cost
$8.76M
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) F4 | 52,932 | $0.00 | $0.00 |
| Exercise | Common Stock | 52,932 | $165.41 | $8.76M |
| Exercise Price or Tax Liability | Common Stock | 34,912 | $545.83 | $19.06M |
| Sale | Common Stock F1 | 16,120 | $545.2789 | $8.79M |
| Sale | Common Stock F2 | 1,900 | $546.6658 | $1.04M |
| holding | Common Stock F3 | -- | -- | -- |
Holdings After Transaction:
Employee Stock Option (right to buy) — 0 shares (Direct);
Common Stock — 107,633 shares (Direct);
Common Stock — 1,738.321 shares (Indirect, By 401(k) Plan)
Footnotes (4)
- F1. Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2. Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- F4. Fully vested.
Key Figures
Options exercised: 52,932 shares
Option exercise price: $165.41 per share
Shares delivered for obligations: 34,912 shares
+4 more
7 metrics
Options exercised
52,932 shares
Employee stock options exercised on July 28, 2026
Option exercise price
$165.41 per share
Exercise price of Employee Stock Option (right to buy)
Shares delivered for obligations
34,912 shares
Code F disposition at $545.83 per share
Open-market sale size 1
16,120 shares
Weighted average sale price $545.2789 on July 28, 2026
Open-market sale size 2
1,900 shares
Weighted average sale price $546.6658 on July 28, 2026
401(k) plan holdings
1,738.321 shares
Estimated Ameriprise shares in 401(k) Stock Fund as of July 28, 2026
Option expiration date
January 31, 2030
Original expiration of exercised Employee Stock Option
Key Terms
Employee Stock Option (right to buy), weighted average price, unit accounting, Ameriprise Financial Stock Fund, +1 more
5 terms
Employee Stock Option (right to buy) financial
"Security title listed as Employee Stock Option (right to buy)."
weighted average price financial
"Reflects the weighted average price of shares sold in multiple transactions."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
unit accounting financial
"This plan uses unit accounting and the number of shares varies."
Ameriprise Financial Stock Fund financial
"Shares held in the Ameriprise Financial Stock Fund under the 401(k) plan."
exercise or conversion of derivative security financial
"Transaction code M described as exercise or conversion of derivative security."
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Ameriprise Financial (AMP) CEO James Cracchiolo report in this Form 4?
James M. Cracchiolo reported exercising 52,932 stock options and corresponding changes in common stock holdings on July 28, 2026. The filing details option exercise terms, shares delivered for obligations, open-market sales, and remaining 401(k) plan holdings.
How many Ameriprise (AMP) options did the CEO exercise and at what price?
He exercised 52,932 Employee Stock Options at an exercise price of $165.41 per share. These options converted into an equal number of Ameriprise common shares and had been scheduled to expire on January 31, 2030 before exercise.
Were any Ameriprise (AMP) derivative positions left after the CEO’s option exercise?
The exercised Employee Stock Option position shows 0 shares remaining following the transaction. No additional derivative holdings are listed in the derivative summary section of this report for James M. Cracchiolo.