[Form 4] AMERIPRISE FINANCIAL INC Insider Trading Activity

Rhea-AI Filing Summary

Ameriprise Financial (AMP) executive Alvero Gumer reported two small stock transactions and updated his share holdings. As President-Insurance & Annuities, he reported Form 4 transactions coded "F" in Ameriprise common stock on January 26, 2026 and January 27, 2026.

On January 26, 2026, 40 shares of common stock were disposed of at $500.53 per share, leaving 4,826 shares owned directly. On January 27, 2026, 36 additional shares were disposed of at $498.33 per share, leaving 4,790 shares owned directly. Separately, an estimated 1,065.39 Ameriprise shares were held indirectly through the Ameriprise Financial 401(k) plan as of January 27, 2026, based on unit accounting in the plan.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Alvero Gumer

Role PRESIDENT-INSURANCE&ANNUITIES

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	36	$498.33	$18K
Tax Withholding	Common Stock	40	$500.53	$20K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 4,790 shares (Direct); Common Stock — 1,065.39 shares (Indirect, By 401(k) Plan)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alvero Gumer

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT-INSURANCE&ANNUITIES

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/26/2026		F		40	D	$500.53	4,826	D
Common Stock	01/27/2026		F		36	D	$498.33	4,790	D
Common Stock								1,065.39(1)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

	/s/ Wendy B. Mahling for Gumer Alvero	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Ameriprise Financial (AMP) executive Alvero Gumer report?

Alvero Gumer reported two Form 4 transactions coded "F" in Ameriprise common stock on January 26 and 27, 2026. These involved small disposals of 40 and 36 shares, updating his directly held and 401(k) plan-related Ameriprise share balances.

How many Ameriprise (AMP) shares does Alvero Gumer hold after the reported transactions?

After the reported transactions, Alvero Gumer directly owns 4,790 Ameriprise common shares. In addition, an estimated 1,065.39 Ameriprise shares are held indirectly in his Ameriprise Financial 401(k) plan account as of January 27, 2026, based on unit accounting.

What were the prices for Alvero Gumer’s reported Ameriprise (AMP) share disposals?

On January 26, 2026, 40 Ameriprise common shares were disposed of at $500.53 per share. On January 27, 2026, 36 Ameriprise common shares were disposed of at $498.33 per share, as reported in the Form 4 filing for these code "F" transactions.

What position does Alvero Gumer hold at Ameriprise Financial (AMP)?

Alvero Gumer is an officer of Ameriprise Financial with the title "President-Insurance & Annuities." This officer role is identified in the Form 4 filing, which discloses his transactions and beneficial ownership in Ameriprise common stock and related 401(k) plan holdings.

How are Ameriprise (AMP) shares estimated in Alvero Gumer’s 401(k) plan account?

The filing states that 1,065.39 shares are an estimate of holdings in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan. The plan uses unit accounting, so the number of deemed shares varies with Ameriprise’s stock price over time.

Are any of Alvero Gumer’s Ameriprise (AMP) shares held indirectly?

Yes. The Form 4 reports 1,065.39 Ameriprise shares held indirectly through the Ameriprise Financial 401(k) plan. These are classified as indirect ownership with the nature of ownership described as "By 401(k) Plan" and are based on an estimated share count.