Ameriprise Financial (NYSE: AMP) EVP exercises 3,000 options and sells stock
Rhea-AI Filing Summary
Ameriprise Financial EVP Deirdre Davey McGraw reported multiple equity transactions on August 6, 2026. She exercised 3,000 Employee Stock Options (three tranches of 1,000 options each) at exercise prices of $165.41, $197.87 and $298.09 per share into common stock. On the same date, 2,191 shares of common stock were delivered or withheld to cover the exercise price or tax liabilities at $558.08 per share, and 2,400 shares of common stock were sold at a weighted average price of $558.2778 per share, with sale prices ranging from $557.7801 to $558.4950 per share. Following these transactions, she also reported indirect ownership of 635.373 shares through the Ameriprise Financial 401(k) plan.
Positive
- None.
Negative
- None.
Insights
Analyzing...
Insider Trade Summary
Exercise and sale activity reported; no spread calculated
Exercise and Sale
9 txns
Insider
McGraw Deirdre Davey
Role
EVP Mktg, Strat. & Comms.
Sold
2,400 shs ($1.34M)
Approx. gross sale proceeds
$1.34M
Approx. exercise cost
$661K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) F3 | 1,000 | $0.00 | $0.00 |
| Exercise | Employee Stock Option (right to buy) F3 | 1,000 | $0.00 | $0.00 |
| Exercise | Employee Stock Option (right to buy) F3 | 1,000 | $0.00 | $0.00 |
| Exercise | Common Stock | 1,000 | $165.41 | $165K |
| Exercise | Common Stock | 1,000 | $197.87 | $198K |
| Exercise | Common Stock | 1,000 | $298.09 | $298K |
| Exercise Price or Tax Liability | Common Stock | 2,191 | $558.08 | $1.22M |
| Sale | Common Stock F1 | 2,400 | $558.2778 | $1.34M |
| holding | Common Stock F2 | -- | -- | -- |
Holdings After Transaction:
Employee Stock Option (right to buy) — 4,192 shares (Direct);
Common Stock — 3,373 shares (Direct);
Common Stock — 635.373 shares (Indirect, By 401(k) Plan)
Footnotes (3)
- F1. Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- F3. Fully vested.
Key Figures
Options Exercised: 3,000 shares
Exercise Prices: $165.41, $197.87, $298.09 per share
Shares Sold: 2,400 shares
+3 more
6 metrics
Options Exercised
3,000 shares
Employee Stock Options exercised into common stock on August 6, 2026
Exercise Prices
$165.41, $197.87, $298.09 per share
Strike prices of the three 1,000-share option tranches exercised
Shares Sold
2,400 shares
Common stock sold on August 6, 2026
Weighted Average Sale Price
$558.2778 per share
Weighted average price for 2,400 shares sold; individual prices $557.7801–$558.4950
Shares Withheld for Exercise/Taxes
2,191 shares
Common shares delivered or withheld at $558.08 per share
401(k) Indirect Holdings
635.373 shares
Estimated Ameriprise shares in the 401(k) Stock Fund as of August 6, 2026
Key Terms
Employee Stock Option (right to buy), weighted average price, Ameriprise Financial 401(k) plan, unit accounting, +1 more
5 terms
Employee Stock Option (right to buy) financial
"security_title is listed as Employee Stock Option (right to buy)"
weighted average price financial
"Reflects the weighted average price of 2,400 shares of common stock"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Ameriprise Financial 401(k) plan financial
"held in the reporting person's account in the Ameriprise Financial 401(k) plan"
unit accounting financial
"This plan uses unit accounting and the number of shares that a participant"
Payment of exercise price or tax liability by delivering or withholding securities financial
"transaction_code_description notes Payment of exercise price or tax liability"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Ameriprise Financial (AMP) executive Deirdre Davey McGraw report in this Form 4?
Deirdre Davey McGraw reported option exercises for 3,000 shares of Ameriprise common stock, share withholding of 2,191 shares for exercise price or taxes, and an open-market sale of 2,400 shares on August 6, 2026.
What stock options did the Ameriprise (AMP) EVP exercise in this filing?
She exercised 3,000 Employee Stock Options for Ameriprise common stock in three 1,000-share tranches, at exercise prices of $165.41, $197.87 and $298.09 per share, with option expiration dates between January 31, 2030 and January 28, 2032.
What Ameriprise (AMP) holdings does the EVP report in the 401(k) plan?
She reports indirect ownership of 635.373 shares of Ameriprise common stock through the Ameriprise Financial Stock Fund in the Ameriprise Financial 401(k) plan, based on unit accounting as of August 6, 2026.
What role does Deirdre Davey McGraw hold at Ameriprise (AMP) in this Form 4?
The reporting person, Deirdre Davey McGraw, is identified as an officer of Ameriprise Financial with the title EVP Mktg, Strat. & Comms., indicating an executive position overseeing marketing, strategy, and communications.