Ameriprise EVP exercises options, sells shares

Q: What did Ameriprise Financial (AMP) executive Deirdre Davey McGraw report in this Form 4?

Deirdre Davey McGraw reported option exercises for 3,000 shares of Ameriprise common stock, share withholding of 2,191 shares for exercise price or taxes, and an open-market sale of 2,400 shares on August 6, 2026.

Q: How many Ameriprise (AMP) shares did the EVP sell and at what price?

She sold 2,400 shares of Ameriprise common stock at a weighted average price of $558.2778 per share, with individual sale prices ranging from $557.7801 to $558.4950, all on August 6, 2026.

Q: What stock options did the Ameriprise (AMP) EVP exercise in this filing?

She exercised 3,000 Employee Stock Options for Ameriprise common stock in three 1,000-share tranches, at exercise prices of $165.41, $197.87 and $298.09 per share, with option expiration dates between January 31, 2030 and January 28, 2032.

Q: How many Ameriprise (AMP) shares were withheld for taxes or exercise price?

A total of 2,191 shares of Ameriprise common stock were delivered or withheld at $558.08 per share as payment of the option exercise price or related tax liabilities on August 6, 2026.

Q: What Ameriprise (AMP) holdings does the EVP report in the 401(k) plan?

She reports indirect ownership of 635.373 shares of Ameriprise common stock through the Ameriprise Financial Stock Fund in the Ameriprise Financial 401(k) plan, based on unit accounting as of August 6, 2026.

Ameriprise Financial EVP Deirdre Davey McGraw reported multiple equity transactions on August 6, 2026.

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Rhea-AI Filing Summary

Ameriprise Financial EVP Deirdre Davey McGraw reported multiple equity transactions on August 6, 2026. She exercised 3,000 Employee Stock Options (three tranches of 1,000 options each) at exercise prices of $165.41, $197.87 and $298.09 per share into common stock. On the same date, 2,191 shares of common stock were delivered or withheld to cover the exercise price or tax liabilities at $558.08 per share, and 2,400 shares of common stock were sold at a weighted average price of $558.2778 per share, with sale prices ranging from $557.7801 to $558.4950 per share. Following these transactions, she also reported indirect ownership of 635.373 shares through the Ameriprise Financial 401(k) plan.

Insights

Analyzing...

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 9 txns

Insider McGraw Deirdre Davey

Role EVP Mktg, Strat. & Comms.

Sold 2,400 shs ($1.34M)

Approx. gross sale proceeds $1.34M

Approx. exercise cost $661K

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy) ^F3	1,000	$0.00	$0.00
Exercise	Employee Stock Option (right to buy) ^F3	1,000	$0.00	$0.00
Exercise	Employee Stock Option (right to buy) ^F3	1,000	$0.00	$0.00
Exercise	Common Stock	1,000	$165.41	$165K
Exercise	Common Stock	1,000	$197.87	$198K
Exercise	Common Stock	1,000	$298.09	$298K
Exercise Price or Tax Liability	Common Stock	2,191	$558.08	$1.22M
Sale	Common Stock ^F1	2,400	$558.2778	$1.34M
holding	Common Stock ^F2	--	--	--

Holdings After Transaction: Employee Stock Option (right to buy) — 4,192 contracts (Direct); Common Stock — 3,373 shares (Direct); Common Stock — 635.373 shares (Indirect, By 401(k) Plan)

Footnotes (3)

F1. Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3. Fully vested.

Key Figures

Options Exercised: 3,000 shares Exercise Prices: $165.41, $197.87, $298.09 per share Shares Sold: 2,400 shares +3 more

6 metrics

Options Exercised 3,000 shares Employee Stock Options exercised into common stock on August 6, 2026

Exercise Prices $165.41, $197.87, $298.09 per share Strike prices of the three 1,000-share option tranches exercised

Shares Sold 2,400 shares Common stock sold on August 6, 2026

Weighted Average Sale Price $558.2778 per share Weighted average price for 2,400 shares sold; individual prices $557.7801–$558.4950

Shares Withheld for Exercise/Taxes 2,191 shares Common shares delivered or withheld at $558.08 per share

401(k) Indirect Holdings 635.373 shares Estimated Ameriprise shares in the 401(k) Stock Fund as of August 6, 2026

Key Terms

Employee Stock Option (right to buy), weighted average price, Ameriprise Financial 401(k) plan, unit accounting, +1 more

5 terms

Employee Stock Option (right to buy) financial

"security_title is listed as Employee Stock Option (right to buy)"

weighted average price financial

"Reflects the weighted average price of 2,400 shares of common stock"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Ameriprise Financial 401(k) plan financial

"held in the reporting person's account in the Ameriprise Financial 401(k) plan"

unit accounting financial

"This plan uses unit accounting and the number of shares that a participant"

Payment of exercise price or tax liability by delivering or withholding securities financial

"transaction_code_description notes Payment of exercise price or tax liability"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Ameriprise Financial (AMP) executive Deirdre Davey McGraw report in this Form 4?

Deirdre Davey McGraw reported option exercises for 3,000 shares of Ameriprise common stock, share withholding of 2,191 shares for exercise price or taxes, and an open-market sale of 2,400 shares on August 6, 2026.

How many Ameriprise (AMP) shares did the EVP sell and at what price?

She sold 2,400 shares of Ameriprise common stock at a weighted average price of $558.2778 per share, with individual sale prices ranging from $557.7801 to $558.4950, all on August 6, 2026.

What stock options did the Ameriprise (AMP) EVP exercise in this filing?

She exercised 3,000 Employee Stock Options for Ameriprise common stock in three 1,000-share tranches, at exercise prices of $165.41, $197.87 and $298.09 per share, with option expiration dates between January 31, 2030 and January 28, 2032.

How many Ameriprise (AMP) shares were withheld for taxes or exercise price?

A total of 2,191 shares of Ameriprise common stock were delivered or withheld at $558.08 per share as payment of the option exercise price or related tax liabilities on August 6, 2026.

What Ameriprise (AMP) holdings does the EVP report in the 401(k) plan?

She reports indirect ownership of 635.373 shares of Ameriprise common stock through the Ameriprise Financial Stock Fund in the Ameriprise Financial 401(k) plan, based on unit accounting as of August 6, 2026.

What role does Deirdre Davey McGraw hold at Ameriprise (AMP) in this Form 4?

The reporting person, Deirdre Davey McGraw, is identified as an officer of Ameriprise Financial with the title EVP Mktg, Strat. & Comms., indicating an executive position overseeing marketing, strategy, and communications.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/10/2026 - 04:24 PM Accepted by SEC EDGAR 08/10/2026 - 04:23 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McGraw Deirdre Davey

(Last)

(First)

(Middle)

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS

MINNESOTA

55474

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP Mktg, Strat. & Comms.

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/06/2026		M		1,000	A	$165.41	5,964	D
Common Stock	08/06/2026		M		1,000	A	$197.87	6,964	D
Common Stock	08/06/2026		M		1,000	A	$298.09	7,964	D
Common Stock	08/06/2026		F		2,191	D	$558.08	5,773	D
Common Stock	08/06/2026		S		2,400	D	$558.2778⁽¹⁾	3,373	D
Common Stock								635.373⁽²⁾	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Employee Stock Option (right to buy)	$165.41	08/06/2026		M			1,000	⁽³⁾	01/31/2030	Common Stock	1,000	$0	1,034	D
Employee Stock Option (right to buy)	$197.87	08/06/2026		M			1,000	⁽³⁾	01/29/2031	Common Stock	1,000	$0	1,015	D
Employee Stock Option (right to buy)	$298.09	08/06/2026		M			1,000	⁽³⁾	01/28/2032	Common Stock	1,000	$0	2,143	D

Explanation of Responses:

1. Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

3. Fully vested.

	/s/ Wendy B. Mahling for Deirdre McGraw	08/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR