[144] Ameriprise Financial, Inc. SEC Filing

Rhea-AI Filing Summary

The filing notifies a proposed sale of 98 shares of Ameriprise Financial common stock on the NYSE through Wells Fargo Clearing Services, with an aggregate market value of $49,713.79 and 94,271,565 shares outstanding. The sale is listed with an approximate date of 08/13/2025.

The shares were acquired as compensation on 11/05/2008 from the issuer. The filer reports no securities sold during the past three months and affirms they do not possess undisclosed material adverse information about the issuer; the form also references potential trading plans under Rule 10b5-1.

Insights

Securities Analyst

TL;DR: Proposed sale of 98 AMP shares is immaterial relative to outstanding shares and unlikely to affect market price.

The filing discloses a sale of 98 common shares valued at $49,713.79 versus 94,271,565 shares outstanding, representing approximately 0.000104% of outstanding stock. The shares were acquired as compensation on 11/05/2008 and the sale is to be executed via Wells Fargo on the NYSE with an approximate date of 08/13/2025. No sales were reported in the prior three months. From a market-impact perspective, the disclosed quantity is negligible and the filing reads as a routine Rule 144 notice.

Corporate Governance Expert

TL;DR: This is a standard Rule 144 disclosure; the filer affirms no undisclosed material information and notes Rule 10b5-1 plan language.

The document follows required Rule 144 disclosure elements: issuer identification, broker details (Wells Fargo Clearing Services), quantity and value of securities, acquisition details (compensation on 11/05/2008), and a seller representation regarding material information. The form also references adoption of a written trading plan or 10b5-1 instructions and the effect of indicating such a plan date. There are no reported recent sales, suggesting no ongoing block dispositions were disclosed here. Impact on governance or disclosure obligations appears routine.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	Wells Fargo Clearing Services 1 North Jefferson Avenue St. Louis MO 63103	98	49713.79	94271565	08/13/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	11/05/2008	Compensation	Issuer			98	11/05/2008	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Ameriprise (AMP) Form 144 report?

The Form 144 reports a proposed sale of 98 Ameriprise common shares via Wells Fargo on the NYSE with an aggregate market value of $49,713.79 and 94,271,565 shares outstanding.

When were the shares being sold acquired?

The filing states the 98 shares were acquired as compensation on 11/05/2008 from the issuer.

What is the approximate sale date in the Form 144 for AMP?

The approximate date of sale listed is 08/13/2025.

Which broker is handling the proposed sale on the Form 144?

The broker named is Wells Fargo Clearing Services at the address shown in the filing, and the sale is to occur on the NYSE.

Has the filer sold other Ameriprise securities in the past three months?

No. The filing specifically reports Nothing to Report for securities sold during the past three months.