AMP Form 4: General Counsel disposes of 1,500 Ameriprise shares

Rhea-AI Filing Summary

Ameriprise Financial insider sale reported. Heather J. Melloh, EVP and General Counsel of Ameriprise Financial (AMP), reported a sale of 1,500 shares of the company's common stock at a price of $512.335 per share. After the transaction the reporting person beneficially owned 2,562 shares. The Form 4 discloses the change in ownership for this officer but contains no additional commentary or derivative transactions.

Positive

• Sale was fully disclosed via Form 4, providing regulatory transparency
• Transaction is direct with clear reporting of pre- and post-transaction ownership

Negative

• Reduction in direct holdings from the officer, with 1,500 shares sold
• No explanation in the filing for the reason behind the sale

Insights

Financial Analyst

TL;DR: Routine officer share sale; small reduction in holdings, likely non-material to AMP's market capitalization.

The reported sale of 1,500 shares at $512.335 reduces the officer's direct holdings to 2,562 shares. For a large-cap financial firm like Ameriprise, the absolute share counts reported here are modest and do not indicate a material change in insider ownership or control. The Form 4 contains no derivatives or additional compensatory transactions that would suggest strategic repositioning.

Corporate Governance Expert

TL;DR: Disclosure is compliant and specific; provides transparency about insider activity without signaling governance issues.

The filing identifies the reporting person as EVP and General Counsel and lists a straightforward sale transaction with post-sale beneficial ownership. There are no amendments, related-party disclosures, or indirect ownership entries that would raise governance flags. The report enhances transparency by documenting insider trading activity in accordance with Section 16 requirements.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MELLOH HEATHER J.

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP AND GENERAL COUNSEL

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/04/2025		S		1,500	D	$512.335	2,562	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Wendy B. Mahling for Heather J. Melloh	09/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was reported for Ameriprise Financial (AMP)?

Heather J. Melloh, EVP and General Counsel, reported a sale of 1,500 shares of AMP common stock.

At what price were the AMP shares sold according to the Form 4?

The sale price reported was $512.335 per share.

How many AMP shares does the reporting person own after the transaction?

The reporting person beneficially owned 2,562 shares following the reported sale.

Does the Form 4 show any derivative transactions or indirect ownership?

No. The filing lists only a direct sale of common stock and does not disclose derivative securities or indirect ownership.

Who signed the Form 4 on behalf of the reporting person?

The form was signed by Wendy B. Mahling for Heather J. Melloh as indicated on the filing.