Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ameriprise Financial, Inc. (NYSE: AMP) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Ameriprise submits annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with proxy statements and other required documents.
Recent Form 8-K filings illustrate how Ameriprise uses current reports to communicate material events. For example, the company has filed 8-Ks to furnish quarterly financial results and to disclose the appointment of a new director to its board and Audit and Risk Committee. These filings provide structured details on segment performance, assets under management and advisement, capital return, and governance developments.
Through its filings, Ameriprise also discloses information about its corporate structure and listing status. The company is incorporated in Delaware, and its common stock, with a par value of $0.01 per share, trades on the New York Stock Exchange under the symbol AMP. Filings identify Ameriprise Financial Services, LLC as a registered investment adviser and a member of FINRA and SIPC, and they include standard risk and regulatory disclosures related to investment products.
On this page, users can review Ameriprise’s 10-K and 10-Q reports to see consolidated financial statements, segment data for Advice & Wealth Management, Asset Management and Retirement & Protection Solutions, and discussions of risk factors and capital management. Form 4 and related ownership filings, when available, offer visibility into insider transactions by directors and officers.
Stock Titan enhances access to these documents with AI-powered summaries that explain key points from lengthy filings, highlight important changes and help readers interpret complex tables and footnotes. Real-time updates from EDGAR ensure that new Ameriprise filings, including earnings 8-Ks and governance updates, are added promptly so investors and researchers can review the latest regulatory information on AMP in one place.
Ameriprise Financial EVP & CIO Gerard P. Smyth reported two transactions in Ameriprise Financial common stock dated January 27, 2026. He acquired 2,887 shares at a stated price of $0, increasing his directly held position.
On the same date, Smyth disposed of 1,115 shares at a price of $498.33 per share. After these transactions, he directly owned 10,696 shares of Ameriprise Financial common stock.
Ameriprise Financial (AMP) Chairman and CEO James M. Cracchiolo reported equity compensation activity and updated holdings. On January 27, 2026, he acquired 35,534 shares of Ameriprise common stock at $0 per share, typically reflecting a stock award or vesting event, and had 164,363 shares directly afterward.
On the same date, 18,176 shares were disposed of at $498.33 per share under code “F,” indicating shares withheld to cover taxes, leaving 146,187 shares held directly. He also has an estimated 1,725.98 Ameriprise stock fund units in the company 401(k) plan as of January 27, 2026.
Ameriprise Financial’s president of Insurance & Annuities, Alvero Gumer, reported changes in his AMP common stock holdings. On January 27, 2026, he acquired 1,109 shares at $0 per share and had a separate transaction coded F involving 336 shares at $498.33 per share.
After these transactions, he directly held 5,563 AMP shares. In addition, an estimated 1,065.39 AMP shares were held indirectly through his Ameriprise Financial 401(k) plan account as of January 27, 2026, with the amount varying over time under the plan’s unit accounting.
Ameriprise Financial Inc. officer Joseph Edward Sweeney reported common stock transactions dated January 27, 2026. He acquired 5,550 shares of Ameriprise common stock at a price of $0 per share, bringing his directly held position at that point to 12,544 shares.
On the same date, he disposed of 2,553 shares of Ameriprise common stock at $498.33 per share, leaving 9,991 shares held directly after this transaction. In addition, the filing reflects an indirect holding of 296.54 Ameriprise shares through a 401(k) plan, which is described as an estimate based on unit accounting as of January 27, 2026.
Ameriprise Financial Inc. executive Walter S. Berman, Executive VP and CFO, reported stock transactions dated January 27, 2026. He acquired 9,993 shares of Ameriprise common stock at $0 per share, likely from an equity award, increasing his directly held stake before related tax transactions.
Berman then disposed of 5,102 common shares at $498.33 per share under transaction code "F", typically used when shares are withheld or sold to cover taxes. After these transactions, he directly held 10,242 common shares and indirectly held an estimated 364.21 shares through the Ameriprise Financial 401(k) plan as of January 27, 2026.
Ameriprise Financial executive William F. Truscott, CEO of Global Asset Management, reported equity award activity in company common stock on January 27, 2026.
He acquired 8,661 shares at $0, and 4,169 shares were forfeited at $498.33 per share to cover tax withholding tied to vesting. After these transactions, he directly held 2,970 shares, with an additional 16,782 shares held indirectly through an LLC and about 307.41 shares held indirectly through an Ameriprise 401(k) stock fund as of January 27, 2026.
Ameriprise Financial (AMP) executive William Davies reported routine share transactions in company stock. On January 27, 2026, he acquired 1,989 shares of common stock at $0 per share, likely reflecting an equity award, increasing his direct holdings to 15,013.4249 shares immediately after that transaction.
On the same date, Davies disposed of 935 shares of common stock at a reported price of $498.33 per share. Following this sale, he directly owned 14,078.4249 Ameriprise common shares. The filing lists him as Executive Vice President and Global Chief Investment Officer, and all reported holdings are direct, with no derivative securities disclosed.
Ameriprise Financial, Inc. filed a current report to make its latest earnings information available to investors. The company furnished, as Exhibit 99.1, a press release dated January 29, 2026 that announces its financial results for the fourth quarter of 2025.
The filing is made under the results of operations and financial condition disclosure item and does not itself contain the detailed numbers, which are instead provided in the attached press release.
Ameriprise Financial executive VP and CFO Walter Stanley Berman reported two transactions in Ameriprise common stock. On January 26, 2026 he reported a transaction coded F for 387 shares at $500.53, leaving 5,780 shares directly owned. On January 27, 2026 he reported another F-coded transaction for 429 shares at $498.33, with 5,351 shares then directly owned. He also reports 364.21 shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan as of January 27, 2026, an amount described as an estimate because the plan uses unit accounting.
Ameriprise Financial executive Joseph E. Sweeney, President – AWM Products & Services, reported tax-related share dispositions in company common stock. On January 26, 2026, 206 shares were disposed of at $500.53 per share, and on January 27, 2026, 201 shares were disposed of at $498.33 per share under transaction code F.
Following these transactions, Sweeney beneficially owned 6,994 Ameriprise common shares directly. He also had an estimated 296.54 additional shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan as of January 27, 2026, reflecting unit-based accounting.