Welcome to our dedicated page for AMERIPRISE FINANCIAL SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on AMERIPRISE FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into AMERIPRISE FINANCIAL's regulatory disclosures and financial reporting.
Ameriprise Financial is asking shareholders to vote on key governance and pay items at its 2026 virtual annual meeting. Investors are being asked to elect eight director nominees, ratify PricewaterhouseCoopers LLP as independent auditor for 2026, and approve executive compensation in a nonbinding "say-on-pay" vote.
The proxy highlights record 2025 performance, including $18.2B in net revenues (as adjusted, up 6%), $3.9B in earnings (as adjusted, up 7%), and adjusted earnings per diluted share of $39.34 (up 12%). Assets under management, administration and advisement reached $1.7T, up 11%, while the company returned $3.4B of capital to shareholders, up 20%, and raised its quarterly dividend by 8%.
The filing emphasizes a largely independent, experienced board—7 of 8 nominees are independent—with strong governance practices such as annual director elections, majority voting, proxy access, board and committee self-evaluations, robust stock ownership guidelines, and restrictions on hedging and pledging company stock. Executive pay is described as heavily performance-based and long term, with half of equity awards in performance share units tied to three-year adjusted return on equity, adjusted earnings per share and total shareholder return goals. Shareholders previously supported the compensation program, with the 2025 say-on-pay vote receiving approximately 89% support.
Ameriprise Financial, Inc. filed an amended annual report (10‑K/A) to correct the “as-of” date for the effectiveness of internal control over financial reporting in the auditor’s opinion to December 31, 2025. The amendment does not change any previously reported financial results or other disclosures.
For 2025, Ameriprise reported total revenues of $18,911 million, pretax income of $4,504 million, and net income of $3,563 million, with diluted earnings per share of $36.28. Total assets were $190,904 million and total equity was $6,549 million as of December 31, 2025.
Ameriprise Financial, Inc. presents its annual report outlining a diversified financial services business built around wealth management, asset management, and retirement & protection solutions. The company operates primarily through its advisor network and Columbia Threadneedle Investments.
Ameriprise reports $1.7 trillion in assets under management, administration, and advisement as of December 31, 2025, up from $1.5 trillion a year earlier, with $721 billion managed in its Asset Management segment. Its Advice & Wealth Management arm serves more than 3.5 million retail clients through over 10,000 financial advisors.
The company emphasizes strong capital and regulatory positioning, including insurance subsidiaries with risk-based capital well above required action levels and a consolidated Building Block Approach ratio of 989%. Key risks highlighted include market volatility, interest rate movements, competition, regulatory complexity, and long-term care and annuity guarantee exposures.
Ameriprise Financial Inc. filed a Form 13F-HR combination report summarizing institutional equity holdings managed across its platform. The filing aggregates 11,224 reportable positions with a total reported market value of 442,510,554,031, rounded to the nearest dollar.
The report is filed on behalf of Ameriprise and 12 other included managers, such as Columbia Management Investment Advisers, Ameriprise Trust Co, RiverSource Life Insurance entities, and several Columbia Threadneedle and international affiliates. The report is signed by Senior VP Michael G. Clarke, confirming that the information is true, correct, and complete.
Ameriprise Financial Inc. executive William F. Truscott, CEO of Global Asset Management, reported an open-market sale of 5,000 shares of Ameriprise common stock on February 10, 2026. The shares were sold indirectly through an LLC at a weighted average price of $532.08 per share, with individual sale prices ranging from $531.83 to $532.33 per share.
After these transactions, Truscott indirectly held 12,149 Ameriprise shares through the LLC, held an estimated 308.03 shares in the Ameriprise Financial Stock Fund within his 401(k) plan, and directly held 4,794 shares of common stock.
Ameriprise Financial, Inc. reported that Joseph E. Sweeney, who serves as President, Advice & Wealth Management Products & Service Delivery, has decided to retire from the company.
His retirement is expected to be effective on April 3, 2026, marking a planned leadership transition in a key business area.
Ameriprise Financial, Inc. officer Alvero Gumer reported multiple equity transactions on February 9, 2026. He exercised employee stock options covering 3,428 shares at $179.84 per share and 4,865 shares at $126.89 per share, receiving the same number of Ameriprise common shares.
To cover obligations, 4,950 shares were disposed of as a tax-withholding transaction at $542.779 per share, and 4,658 shares were sold in open-market transactions at a weighted average price of $542.8824 per share, with prices ranging from $542.61 to $542.955. Following these trades, he held 4,621 shares directly and an estimated 1,064.34 shares indirectly through the Ameriprise Financial 401(k) plan as of February 9, 2026.
Ameriprise Financial has a notice under Rule 144 for a planned sale of 5,000 shares of its common stock. The shares are to be sold through American Enterprise Investment Services, Inc. on the NYSE at an aggregate market value of 2,660,400.
The 5,000 shares were acquired on 02/10/2025 through the vesting of compensatory equity awards, with payment described as compensatory equity awards on that same date. The approximate date of sale listed is 02/10/2026, and 92,905,713 shares of common stock were outstanding.
Ameriprise Financial senior vice president and controller Dawn M. Brockman reported an award of 8.6557 units of phantom stock on February 6, 2026. The filing shows a reference price of $542.99 per unit and a resulting balance of 299.5246 phantom stock units held directly.
Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. These phantom shares are payable in Ameriprise common stock after employment ends or in a specified future year under The Ameriprise Financial Deferred Compensation Plan.
Ameriprise Financial, Inc. common stock is the subject of a planned sale under Rule 144. A shareholder has filed to sell 4,658 shares through American Enterprise Investment Services on the NYSE, with an aggregate market value of $2,528,746.13 and an approximate sale date of February 9, 2026.
The filing notes that 1,315 shares were acquired on February 9, 2025 through vesting of compensatory equity awards, and 3,343 shares were acquired on February 9, 2026 via non-qualified stock options, using a net exercise method. The issuer had 92,905,713 shares outstanding when this notice was prepared.