Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ameriprise Financial, Inc. (NYSE: AMP) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Ameriprise submits annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with proxy statements and other required documents.
Recent Form 8-K filings illustrate how Ameriprise uses current reports to communicate material events. For example, the company has filed 8-Ks to furnish quarterly financial results and to disclose the appointment of a new director to its board and Audit and Risk Committee. These filings provide structured details on segment performance, assets under management and advisement, capital return, and governance developments.
Through its filings, Ameriprise also discloses information about its corporate structure and listing status. The company is incorporated in Delaware, and its common stock, with a par value of $0.01 per share, trades on the New York Stock Exchange under the symbol AMP. Filings identify Ameriprise Financial Services, LLC as a registered investment adviser and a member of FINRA and SIPC, and they include standard risk and regulatory disclosures related to investment products.
On this page, users can review Ameriprise’s 10-K and 10-Q reports to see consolidated financial statements, segment data for Advice & Wealth Management, Asset Management and Retirement & Protection Solutions, and discussions of risk factors and capital management. Form 4 and related ownership filings, when available, offer visibility into insider transactions by directors and officers.
Stock Titan enhances access to these documents with AI-powered summaries that explain key points from lengthy filings, highlight important changes and help readers interpret complex tables and footnotes. Real-time updates from EDGAR ensure that new Ameriprise filings, including earnings 8-Ks and governance updates, are added promptly so investors and researchers can review the latest regulatory information on AMP in one place.
Ameriprise Financial (AMP) executive Alvero Gumer reported two small stock transactions and updated his share holdings. As President-Insurance & Annuities, he reported Form 4 transactions coded "F" in Ameriprise common stock on January 26, 2026 and January 27, 2026.
On January 26, 2026, 40 shares of common stock were disposed of at $500.53 per share, leaving 4,826 shares owned directly. On January 27, 2026, 36 additional shares were disposed of at $498.33 per share, leaving 4,790 shares owned directly. Separately, an estimated 1,065.39 Ameriprise shares were held indirectly through the Ameriprise Financial 401(k) plan as of January 27, 2026, based on unit accounting in the plan.
Ameriprise Financial executive Heather J. Melloh, EVP and General Counsel, reported two small dispositions of Ameriprise common stock on transactions dated January 26, 2026 and January 27, 2026, both coded “F.”
The first transaction involved 66 shares at $500.53 per share, leaving her with 2,496 shares directly owned. The second transaction involved 42 shares at $498.33 per share, after which she directly owned 2,454 shares of Ameriprise common stock.
Ameriprise Financial EVP & CIO Gerard P. Smyth reported two dispositions of Ameriprise Financial common stock. On January 26, 2026, a transaction coded “F” covered 114 shares at $500.53 per share. On January 27, 2026, a second “F” transaction covered 97 shares at $498.33 per share.
After these transactions, Smyth beneficially owned 8,924 shares of Ameriprise Financial common stock, held directly.
Ameriprise Financial (AMP) Chairman and CEO James M. Cracchiolo reported dispositions of company common stock on January 26 and 27, 2026. On January 26, 2026, 1,731 shares of common stock were disposed of at a price of $500.53 per share, leaving 131,021 shares of common stock beneficially owned directly.
On January 27, 2026, 2,192 shares of common stock were disposed of at a price of $498.33 per share, with 128,829 shares then beneficially owned directly. As of January 27, 2026, an additional estimated 1,725.98 shares were held indirectly through the Ameriprise Financial 401(k) plan.
Ameriprise Financial senior vice president and controller Dawn M. Brockman reported two small insider stock dispositions in company common shares. On January 26, 2026 and January 27, 2026, she disposed of 22 shares on each date at prices of $500.53 and $498.33 per share, respectively. After these transactions, she directly held 1,033 and then 1,011 Ameriprise common shares.
The filing also notes an estimated 145.33 Ameriprise shares held indirectly through her account in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of January 27, 2026. That plan uses unit accounting, so the deemed share count varies with Ameriprise’s stock price.
Ameriprise Financial executive William Davies reported two stock sales in late January. As Executive VP and Global CIO of Ameriprise Financial, Inc., he sold 98.1765 shares of common stock on January 26, 2026 at $500.53 per share and 114.8672 shares on January 27, 2026 at $498.33 per share.
After these transactions, he directly beneficially owned 13,024.4249 shares of Ameriprise common stock. This balance includes 14.4477 shares credited as dividend equivalents on deferred stock units, which increase his holdings when the company pays dividends.
Ameriprise Financial Inc. executive William F. Truscott, CEO of Global Asset Management, reported share activity under the company’s equity plans. On January 26 and 27, 2026, a total of 609 Ameriprise common shares were withheld (transaction code F) at prices of $500.53 and $498.33 to satisfy tax withholding upon vesting.
After these transactions, Truscott held 2,970 Ameriprise common shares directly. He also had 12,290 shares held indirectly through an LLC and an estimated 307.41 shares in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of January 27, 2026, where balances fluctuate with Ameriprise’s stock price.
Ameriprise Financial (AMP) director and reporting person Robert F. Sharpe Jr. reported a sale of 1,500 shares of Ameriprise common stock on 11/21/2025 at a price of $450.945 per share. After this transaction, he reports indirect beneficial ownership of 7,500 shares held by a trust for a family member, 202 shares held by his revocable trust, and 1,650 shares held by an irrevocable trust for a family member, as well as 3,625 shares held directly. The filing is on Form 4 and reflects a transaction by a company director.
A holder of AMP common stock filed a Form 144 notice to sell 1,500 shares. The shares are expected to be sold on the NYSE around 11/21/2025 through Wells Fargo Clearing Services, with an indicated aggregate market value of $676,060.50. The filing notes that 92,905,713 shares of this class were outstanding at the time of the notice.
The seller originally acquired these 1,500 common shares on 11/03/2011 as compensation from the issuer. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the issuer’s current or future operations.
Ameriprise Financial Inc. director reports initial share ownership
Liane J. Pelletier, a director of Ameriprise Financial Inc. (AMP), filed an initial statement of beneficial ownership. The filing reports that she directly owns 200 shares of Ameriprise common stock. The ownership is listed as direct, with no derivative securities reported in the accompanying table.